Upstart Ownership | Who Owns Upstart?

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Upstart Ownership Summary

Upstart is owned by 55.00% institutional investors, 12.57% insiders, and 32.44% retail investors. Vanguard group is the largest institutional shareholder, holding 8.39% of UPST shares. Vanguard Total Stock Mkt Idx Inv is the top mutual fund, with 2.58% of its assets in Upstart shares.

UPST Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Upstart	55.00%	12.57%	32.44%
Sector	Financial Services Stocks	49.98%	13.96%	36.06%
Industry	Credit Services Stocks	49.88%	8.04%	42.08%
Idea	Artificial Intelligence Stocks List	63.05%	5.08%	31.87%
Idea	Peer to Peer Lending Stocks List	32.61%	4.40%	63.00%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Vanguard group	7.30M	8.39%	$172.19M
Blackrock	5.66M	6.51%	$133.62M
State street	2.26M	2.60%	$53.39M
Geode capital management	1.79M	2.05%	$42.17M
Susquehanna group, llp	1.53M	1.75%	$36.01M
Morgan stanley	1.48M	1.70%	$34.91M
Mirae asset global etfs	1.25M	1.44%	$29.47M
Voloridge investment management	1.08M	1.24%	$25.37M
Sandler capital management	918.00K	1.05%	$21.66M
Coatue management	870.95K	1.00%	$20.55M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Sandler capital management	918.00K	2.32%	$21.66M
Seven eight capital, lp	223.61K	0.55%	$5.27M
Wmg financial advisors	43.73K	0.55%	$1.03M
Azora capital lp	371.31K	0.40%	$8.76M
Legacy capital group california	34.37K	0.29%	$810.69K
Tyler-stone wealth management	28.62K	0.28%	$675.08K
Coastal bridge advisors	35.69K	0.21%	$841.88K
Whitebox advisors	300.00K	0.20%	$7.08M
Maxi investments cy	30.10K	0.16%	$710.00K
Headlands	58.57K	0.15%	$1.38M

Top Buyers

Holder	Shares	% Assets	Change
Mirae asset global etfs	1.25M	0.07%	1.25M
Goldman sachs group	451.20K	0.00%	451.20K
State street	2.26M	0.00%	395.24K
Two sigma investments, lp	404.84K	0.02%	367.54K
Blackrock	5.66M	0.00%	319.34K

Top Sellers

Holder	Shares	% Assets	Change
Barclays	-	-	-802.90K
Mirae asset global investments	15.32K	0.00%	-789.92K
Morgan stanley	1.48M	0.00%	-776.51K
Point72 asset management	-	-	-746.64K
Capital fund management	-	-	-241.03K

New Positions

Holder	Shares	% Assets	Change	Value
Mirae asset global etfs	1.25M	0.07%	1.25M	$29.47M
Norges bank	296.39K	0.00%	296.39K	$6.99M
Kodai capital management lp	255.04K	0.11%	255.04K	$6.02M
Simplex trading	53.73K	0.00%	53.73K	$1.27M
Corebridge financial	41.44K	0.01%	41.44K	$977.59K

Sold Out

Holder	Change
Impact partnership wealth	-1.00
Pathway financial advisers	-2.00
Financial synergies wealth advisors	-3.00
Proffitt & goodson	-3.00
Concourse financial group securities	-4.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Sep 30, 2024	399	29.55%	49,564,650	27.43%	54	2.75%	192	44.36%	83	3.75%
Jun 30, 2024	305	-5.86%	38,880,938	3.79%	44	2.41%	131	7.38%	79	-21.78%
Mar 31, 2024	324	-15.63%	37,459,992	-9.54%	43	1.84%	122	-31.46%	101	8.60%
Dec 31, 2023	384	13.61%	41,411,507	9.99%	48	2.43%	178	21.92%	93	19.23%
Sep 30, 2023	338	0.30%	37,650,552	4.38%	44	2.37%	146	-9.32%	78	9.86%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Vanguard Total Stock Mkt Idx Inv	2.35M	2.58%	-10.30K
iShares Russell 2000 ETF	1.98M	2.17%	-4.47K
Vanguard Small Cap Index	1.91M	2.09%	3.75K
Vanguard Institutional Extnd Mkt Idx Tr	1.15M	1.27%	-4.16K
Vanguard Small Cap Growth Index Inv	1.05M	1.15%	-1.48K
Global X Robotics & Artfcl Intllgnc ETF	984.85K	1.10%	-1.12K
Fidelity Small Cap Index	789.54K	0.88%	-19.33K
iShares Russell 2000 Growth ETF	687.52K	0.75%	-
SPDR® S&P Kensho New Economies Comps ETF	495.39K	0.55%	-
State St Russell Sm/Mid Cp® Indx NL Cl C	482.58K	0.53%	-16.90K

Recent Insider Transactions

Date	Name	Role	Activity	Value
Dec 16, 2024	Girouard Dave	Chief Executive Officer	Sell	$1.18M
Dec 16, 2024	Girouard Dave	Chief Executive Officer	Sell	$231.75K
Dec 16, 2024	Girouard Dave	Chief Executive Officer	Sell	$275.67K
Dec 16, 2024	Girouard Dave	Chief Executive Officer	Sell	$1.78M
Dec 04, 2024	Gu Paul	Chief Technology Offier	Sell	$2.11M

Insider Transactions Trends

Date	Buy	Sell
2024 Q4	-	75
2024 Q3	-	49
2024 Q2	-	16
2024 Q1	-	36
2023 Q4	-	44

UPST Ownership FAQ

Who Owns Upstart?

Upstart shareholders are primarily institutional investors at 55.00%, followed by 12.57% insiders and 32.43% retail investors. The average institutional ownership in Upstart's industry, Credit Services Stocks, is 49.88%, which Upstart exceeds.

Who owns the most shares of Upstart?

Upstart’s largest shareholders are Vanguard group (7.3M shares, 8.39%), Blackrock (5.66M shares, 6.51%), and State street (2.26M shares, 2.60%). Together, they hold 17.50% of Upstart’s total shares outstanding.

Does Blackrock own Upstart?

Yes, BlackRock owns 6.51% of Upstart, totaling 5.66M shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 133.62M$. In the last quarter, BlackRock increased its holdings by 319.34K shares, a 5.97% change.

Who is Upstart’s biggest shareholder by percentage of total assets invested?

Sandler capital management is Upstart’s biggest shareholder by percentage of total assets invested, with 2.32% of its assets in 918K Upstart shares, valued at 21.66M$.

Who is the top mutual fund holder of Upstart shares?

Vanguard Total Stock Mkt Idx Inv is the top mutual fund holder of Upstart shares, with 2.58% of its total shares outstanding invested in 2.35M Upstart shares.

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