Caterpillar Ownership | Who Owns Caterpillar?
Caterpillar Ownership Summary
Caterpillar is owned by 69.56% institutional investors, 0.21% insiders, and 30.23% retail investors. Vanguard group is the largest institutional shareholder, holding 9.41% of CAT shares. Vanguard Total Stock Mkt Idx Inv is the top mutual fund, with 3.17% of its assets in Caterpillar shares.
CAT Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Caterpillar | 69.56% | 0.21% | 30.23% |
| Sector | Industrials Stocks | 62.82% | 10.55% | 26.63% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Vanguard group | 46.48M | 9.41% | $15.48B |
| State street | 36.61M | 7.41% | $12.20B |
| Blackrock | 36.21M | 7.33% | $12.06B |
| Capital world investors | 19.29M | 3.91% | $6.43B |
| State farm mutual automobile insurance | 17.73M | 3.59% | $5.91B |
| Geode capital management | 10.15M | 2.05% | $3.37B |
| Fisher asset management | 8.75M | 1.77% | $2.91B |
| Bill & melinda gates foundation trust | 7.35M | 1.49% | $2.45B |
| Morgan stanley | 7.28M | 1.47% | $2.42B |
| Northern trust | 6.36M | 1.29% | $2.12B |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Birmingham capital management co inc/al | 50.87K | 6.62% | $16.94M |
| Community bank of raymore | 23.06K | 5.96% | $7.68M |
| Westchester capital management | 66.83K | 5.62% | $22.26M |
| State farm mutual automobile insurance | 17.73M | 5.33% | $5.91B |
| Bill & melinda gates foundation trust | 7.35M | 5.14% | $2.45B |
| Atwater malick | 42.89K | 4.92% | $14.29M |
| Capital wealth planning | 1.38M | 4.82% | $460.16M |
| Minneapolis portfolio management group | 98.75K | 4.45% | $32.89M |
| Independent wealth network | 26.68K | 4.14% | $8.89M |
| Aull & monroe investment management | 23.47K | 3.83% | $7.82M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Norges bank | 5.92M | 0.29% | 5.92M |
| Blackrock | 36.21M | 0.27% | 2.68M |
| Ubs asset management americas | 3.56M | 0.34% | 992.97K |
| Invesco | 3.19M | 0.23% | 479.50K |
| Fisher asset management | 8.75M | 1.27% | 405.98K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Capital world investors | 19.29M | 1.05% | -8.88M |
| Vanguard group | 46.48M | 0.30% | -1.39M |
| State street | 36.61M | 0.53% | -778.63K |
| Citigroup | 29.20K | 0.01% | -721.60K |
| Fmr | 5.34M | 0.11% | -613.27K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Norges bank | 5.92M | 0.29% | 5.92M | $1.97B |
| Corebridge financial | 138.28K | 0.25% | 138.28K | $46.06M |
| Manning & napier advisors | 134.73K | 0.51% | 134.73K | $44.88M |
| Fjarde ap-fonden (the fourth swedish national pensionfund) | 110.15K | 0.41% | 110.15K | $36.69M |
| Susquehanna fundamental investments | 91.97K | 0.71% | 91.97K | $30.64M |
Sold Out
| Holder | Change |
|---|---|
| Innealta capital | -2.00 |
| Peak6 investments | -2.00 |
| Pinpoint asset management | -3.00 |
| Tfo-tdc | -5.00 |
| Tucker asset management | -5.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2024 | 2,860 | 3.40% | 336,792,188 | -2.05% | 69 | 1.44% | 1,266 | 4.71% | 1,025 | 2.60% |
| Jun 30, 2024 | 2,715 | -2.55% | 343,373,893 | 0.17% | 69 | 1.44% | 1,187 | -1.58% | 984 | -8.47% |
| Mar 31, 2024 | 2,786 | 4.93% | 342,804,206 | -3.05% | 69 | 1.45% | 1,206 | -2.19% | 1,075 | 12.10% |
| Dec 31, 2023 | 2,655 | 7.53% | 353,583,720 | 0.99% | 69 | 1.47% | 1,233 | 13.33% | 959 | 6.67% |
| Sep 30, 2023 | 2,469 | 3.44% | 350,104,533 | -2.07% | 68 | 1.41% | 1,088 | -1.09% | 899 | 4.05% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Vanguard Total Stock Mkt Idx Inv | 15.31M | 3.17% | -53.54K |
| Vanguard Institutional 500 Index Trust | 12.85M | 2.66% | 150.39K |
| SPDR® S&P 500® ETF Trust | 5.96M | 1.23% | -33.06K |
| Fidelity 500 Index | 5.96M | 1.23% | -64.17K |
| iShares Core S&P 500 ETF | 5.47M | 1.13% | 16.93K |
| SPDR® Dow Jones Industrial Avrg ETF Tr | 5.34M | 1.11% | 3.07K |
| Capital Group Wash Mutual Invtrs Comp | 4.88M | 1.01% | -829.31K |
| American Funds Washington Mutual A | 4.88M | 1.01% | -829.31K |
| American Funds Growth Fund of Amer A | 4.61M | 0.95% | - |
| Capital Group Growth Fnd of Amer Comp | 4.61M | 0.95% | - |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Dec 04, 2024 | Johnson Gerald | - | Buy | $39.86K |
| Nov 29, 2024 | Fassino Anthony D. | Group President | Sell | $2.57M |
| Nov 25, 2024 | BONFIELD ANDREW R J | Chief Financial Officer | Sell | $868.50K |
| Nov 25, 2024 | BONFIELD ANDREW R J | Chief Financial Officer | Sell | $761.51K |
| Nov 25, 2024 | BONFIELD ANDREW R J | Chief Financial Officer | Sell | $1.42M |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2024 Q4 | 1 | 13 |
| 2024 Q3 | 1 | 3 |
| 2024 Q2 | 2 | 2 |
| 2024 Q1 | 1 | 8 |
| 2023 Q4 | - | - |
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