Caterpillar Ownership 2024 | Who Owns Caterpillar Now?
Institutional Ownership
69.33%
Insider Ownership
0.20%
Retail Ownership
30.47%
Institutional Holders
2.66K
Caterpillar Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | 9.41% | 0.30% | 46,478,953 | -1,387,414 | -2.90% | 15,482,139,243 | Jun 30, 2024 |
| STATE STREET CORP | 7.41% | 0.53% | 36,614,119 | -778,628 | -2.08% | 12,196,163,039,000 | Jun 30, 2024 |
| BLACKROCK INC. | 7.33% | 0.27% | 36,212,981 | 2,678,852 | 7.99% | 12,062,543,851 | Jun 30, 2024 |
| CAPITAL WORLD INVESTORS | 3.91% | 1.05% | 19,290,535 | -8,882,163 | -31.53% | 6,425,186,289 | Jun 30, 2024 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 3.59% | 5.33% | 17,734,370 | -26,906 | -0.15% | 5,907,318,647 | Jun 30, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | 2.05% | 0.30% | 10,146,307 | -73,405 | -0.72% | 3,374,624,603 | Jun 30, 2024 |
| FISHER ASSET MANAGEMENT, LLC | 1.77% | 1.27% | 8,747,620 | 405,979 | 4.87% | 2,913,832,915 | Jun 30, 2024 |
| BILL & MELINDA GATES FOUNDATION TRUST | 1.49% | 5.14% | 7,353,614 | - | - | 2,449,488,823 | Jun 30, 2024 |
| MORGAN STANLEY | 1.47% | 0.19% | 7,279,443 | 79,759 | 1.11% | 2,424,783,426 | Jun 30, 2024 |
| NORTHERN TRUST CORP | 1.29% | 0.36% | 6,362,589 | -56,184 | -0.88% | 2,119,378,396,000 | Jun 30, 2024 |
| NORGES BANK | 1.20% | 0.29% | 5,915,124 | 5,915,124 | 100.00% | 1,970,327,804 | Jun 30, 2024 |
| FMR LLC | 1.08% | 0.11% | 5,336,741 | -613,268 | -10.31% | 1,777,668,460 | Jun 30, 2024 |
| BANK OF AMERICA CORP /DE/ | 0.97% | 0.14% | 4,774,059 | 123,727 | 2.66% | 1,590,239,024 | Jun 30, 2024 |
| LEGAL & GENERAL GROUP PLC | 0.78% | 0.29% | 3,862,443 | 75,973 | 2.01% | 1,286,582,070 | Jun 30, 2024 |
| UBS ASSET MANAGEMENT AMERICAS INC | 0.72% | 0.34% | 3,563,061 | 992,974 | 38.64% | 1,186,855,619 | Jun 30, 2024 |
| GOLDMAN SACHS GROUP INC | 0.72% | 0.20% | 3,540,480 | 397,715 | 12.65% | 1,179,333,593 | Jun 30, 2024 |
| BANK OF NEW YORK MELLON CORP | 0.69% | 0.22% | 3,426,325 | -187,816 | -5.20% | 1,141,308,764 | Jun 30, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0.65% | 0.20% | 3,219,290 | -71,957 | -2.19% | 1,072,345,255 | Jun 30, 2024 |
| INVESCO LTD. | 0.65% | 0.23% | 3,194,446 | 479,503 | 17.66% | 1,064,070,076 | Jun 30, 2024 |
| DIMENSIONAL FUND ADVISORS LP | 0.62% | 0.27% | 3,069,840 | 165,358 | 5.69% | 1,022,488,445 | Jun 30, 2024 |
Caterpillar's largest institutional shareholder is VANGUARD GROUP INC, holding 9.41% of the company's total share outstanding, currently valued at $15.48B. The top 10 institutional shareholders own together 39.73% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| COMMUNITY BANK OF RAYMORE | 0.00% | 5.96% | 23,063 | -17,492 | -43.13% | 7,682,285 | Jun 30, 2024 |
| WESTCHESTER CAPITAL MANAGEMENT, INC. | 0.01% | 5.62% | 66,833 | 49 | 0.07% | 22,262,072 | Jun 30, 2024 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 3.59% | 5.33% | 17,734,370 | -26,906 | -0.15% | 5,907,318,647 | Jun 30, 2024 |
| BILL & MELINDA GATES FOUNDATION TRUST | 1.49% | 5.14% | 7,353,614 | - | - | 2,449,488,823 | Jun 30, 2024 |
| ATWATER MALICK LLC | 0.01% | 4.92% | 42,891 | 212 | 0.50% | 14,287,001 | Jun 30, 2024 |
| CAPITAL WEALTH PLANNING, LLC | 0.28% | 4.82% | 1,381,453 | 83,571 | 6.44% | 460,162,107 | Jun 30, 2024 |
| MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLC | 0.02% | 4.45% | 98,751 | -1,334 | -1.33% | 32,893,926 | Jun 30, 2024 |
| INDEPENDENT WEALTH NETWORK INC. | 0.01% | 4.14% | 26,678 | 20 | 0.07% | 8,886,434 | Jun 30, 2024 |
| AULL & MONROE INVESTMENT MANAGEMENT CORP | 0.00% | 3.83% | 23,471 | -900 | -3.69% | 7,818,290 | Jun 30, 2024 |
| BOIT C F DAVID | 0.00% | 3.71% | 21,400 | - | - | 7,128,340 | Jun 30, 2024 |
| APPLIED CAPITAL LLC/FL | 0.00% | 3.64% | 12,511 | 148 | 1.20% | 4,167,414 | Jun 30, 2024 |
| QCM CAYMAN, LTD. | 0.00% | 3.60% | 1,002 | 1,002 | 100.00% | 333,766 | Jun 30, 2024 |
| FUSION CAPITAL, LLC | 0.00% | 3.54% | 23,271 | -864 | -3.58% | 7,751,418 | Jun 30, 2024 |
| FINANCIAL PARTNERS GROUP, LLC | 0.01% | 3.40% | 26,329 | -425 | -1.59% | 8,770,284 | Jun 30, 2024 |
| HIXON ZUERCHER, LLC | 0.00% | 3.32% | 23,661 | -1,338 | -5.35% | 7,881,479 | Jun 30, 2024 |
| ALLIED INVESTMENT ADVISORS, LLC | 0.01% | 3.32% | 42,426 | -1,085 | -2.49% | 14,132,101 | Jun 30, 2024 |
| ALTSHULER SHAHAM LTD | 0.06% | 3.12% | 275,011 | 266,969 | 3319.68% | 91,606,164 | Jun 30, 2024 |
| PINNACLE WEALTH MANAGEMENT, LLC | 0.00% | 3.05% | 7,311 | 1,502 | 25.86% | 2,435,294 | Jun 30, 2024 |
| PROVIDENCE WEALTH ADVISORS, LLC | 0.00% | 3.01% | 11,587 | 67 | 0.58% | 3,780,337 | Jun 30, 2024 |
| LEVIN CAPITAL STRATEGIES, L.P. | 0.02% | 3.01% | 86,654 | -3,694 | -4.09% | 28,864,447 | Jun 30, 2024 |
The largest Caterpillar shareholder by % of total assets is COMMUNITY BANK OF RAYMORE. The company owns 23.06K shares of Caterpillar (CAT), representing 5.96% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| NORGES BANK | 1.20% | 0.29% | 5,915,124 | 5,915,124 | 100.00% | 1,970,327,804 | Jun 30, 2024 |
| BLACKROCK INC. | 7.33% | 0.27% | 36,212,981 | 2,678,852 | 7.99% | 12,062,543,851 | Jun 30, 2024 |
| UBS ASSET MANAGEMENT AMERICAS INC | 0.72% | 0.34% | 3,563,061 | 992,974 | 38.64% | 1,186,855,619 | Jun 30, 2024 |
| D. E. SHAW & CO., INC. | 0.16% | 0.25% | 810,181 | 576,431 | 246.60% | 269,871,292 | Jun 30, 2024 |
| PEAK6 INVESTMENTS LLC | 0.12% | 0.52% | 603,400 | 498,900 | 477.42% | 200,992,540 | Jun 30, 2024 |
| QUBE RESEARCH & TECHNOLOGIES LTD | 0.11% | 0.29% | 542,345 | 495,548 | 1058.93% | 180,655,120 | Jun 30, 2024 |
| INVESCO LTD. | 0.65% | 0.23% | 3,194,446 | 479,503 | 17.66% | 1,064,070,076 | Jun 30, 2024 |
| FISHER ASSET MANAGEMENT, LLC | 1.77% | 1.27% | 8,747,620 | 405,979 | 4.87% | 2,913,832,915 | Jun 30, 2024 |
| GOLDMAN SACHS GROUP INC | 0.72% | 0.20% | 3,540,480 | 397,715 | 12.65% | 1,179,333,593 | Jun 30, 2024 |
| COLONY GROUP, LLC | 0.08% | 0.46% | 405,452 | 386,176 | 2003.40% | 137,625,000 | Jun 30, 2024 |
| SAVANT CAPITAL, LLC | 0.07% | 0.01% | 350,000 | 350,000 | 100.00% | 1,165,850 | Jun 30, 2024 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | 0.12% | 0.47% | 581,923 | 344,673 | 145.28% | 193,838,547 | Jun 30, 2024 |
| SQUAREPOINT OPS LLC | 0.09% | 0.25% | 448,971 | 305,113 | 212.09% | 149,552,240 | Jun 30, 2024 |
| ING GROEP NV | 0.06% | 0.59% | 298,483 | 298,483 | 100.00% | 99,424,687 | Jun 30, 2024 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0.13% | 0.24% | 666,264 | 297,893 | 80.87% | 221,932,539 | Jun 30, 2024 |
| ALTSHULER SHAHAM LTD | 0.06% | 3.12% | 275,011 | 266,969 | 3319.68% | 91,606,164 | Jun 30, 2024 |
| NATIXIS | 0.05% | 0.44% | 228,915 | 225,951 | 7623.18% | 76,251,587 | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | 0.06% | 0.04% | 287,801 | 210,005 | 269.94% | 95,866,513 | Jun 30, 2024 |
| NATIONAL BANK OF CANADA /FI/ | 0.08% | 0.18% | 391,428 | 202,554 | 107.24% | 128,768,480 | Jun 30, 2024 |
| STRATEGIC FINANCIAL CONCEPTS, LLC | 0.04% | 0.02% | 200,654 | 199,948 | 28321.25% | 25,902,000 | Jun 30, 2024 |
As of Jun 30 2024, Caterpillar's largest institutional buyer is NORGES BANK. The company purchased 5.92M stocks of CAT, valued at $1.97B.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| CAPITAL WORLD INVESTORS | 3.91% | 1.05% | 19,290,535 | -8,882,163 | -31.53% | 6,425,186,289 | Jun 30, 2024 |
| VANGUARD GROUP INC | 9.41% | 0.30% | 46,478,953 | -1,387,414 | -2.90% | 15,482,139,243 | Jun 30, 2024 |
| BARCLAYS PLC | 0.30% | 0.15% | 1,467,949 | -841,160 | -36.43% | 488,973,000 | Jun 30, 2024 |
| STATE STREET CORP | 7.41% | 0.53% | 36,614,119 | -778,628 | -2.08% | 12,196,163,039,000 | Jun 30, 2024 |
| FMR LLC | 1.08% | 0.11% | 5,336,741 | -613,268 | -10.31% | 1,777,668,460 | Jun 30, 2024 |
| BLACKROCK INC. | - | - | - | -398,100 | -100.00% | - | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | 0.05% | 0.04% | 247,100 | -390,800 | -61.26% | 82,309,010 | Jun 30, 2024 |
| TWIN TREE MANAGEMENT, LP | 0.05% | 0.20% | 259,500 | -356,700 | -57.89% | 86,439,452 | Jun 30, 2024 |
| CANADA PENSION PLAN INVESTMENT BOARD | 0.01% | 0.02% | 59,066 | -348,611 | -85.51% | 19,674,885 | Jun 30, 2024 |
| TORNO CAPITAL, LLC | - | - | - | -289,700 | -100.00% | - | Jun 30, 2024 |
| CAPITAL RESEARCH GLOBAL INVESTORS | 0.35% | 0.13% | 1,730,972 | -289,128 | -14.31% | 576,586,689 | Jun 30, 2024 |
| PANAGORA ASSET MANAGEMENT INC | 0.00% | 0.02% | 12,132 | -273,568 | -95.75% | 4,041,169 | Jun 30, 2024 |
| AMUNDI | 0.44% | 0.28% | 2,173,984 | -266,670 | -10.93% | 718,751,269 | Jun 30, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | 0.06% | 0.10% | 277,659 | -252,068 | -47.58% | 92,488,213 | Jun 30, 2024 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0.10% | 0.58% | 483,306 | -229,383 | -32.19% | 160,989,229 | Jun 30, 2024 |
| EMPLOYEES RETIREMENT SYSTEM OF TEXAS | - | - | - | -203,200 | -100.00% | - | Jun 30, 2024 |
| TORONTO DOMINION BANK | 0.03% | 0.09% | 163,395 | -193,882 | -54.27% | 54,426,875 | Jun 30, 2024 |
| BANK OF NEW YORK MELLON CORP | 0.69% | 0.22% | 3,426,325 | -187,816 | -5.20% | 1,141,308,764 | Jun 30, 2024 |
| TORNO CAPITAL, LLC | 0.00% | 0.06% | 3,700 | -186,300 | -98.05% | 1,232,470 | Jun 30, 2024 |
| NUVEEN ASSET MANAGEMENT, LLC | 0.47% | 0.23% | 2,311,276 | -178,802 | -7.18% | 769,886,036 | Jun 30, 2024 |
As of Jun 30 2024, Caterpillar's biggest institutional seller is CAPITAL WORLD INVESTORS. The company sold -8.88M shares of CAT, valued at $6.43B.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| NORGES BANK | 1.20% | 0.29% | 5,915,124 | 5,915,124 | 100.00% | 1,970,327,804 | Jun 30, 2024 |
| SAVANT CAPITAL, LLC | 0.07% | 0.01% | 350,000 | 350,000 | 100.00% | 1,165,850 | Jun 30, 2024 |
| COREBRIDGE FINANCIAL, INC. | 0.03% | 0.25% | 138,284 | 138,284 | 100.00% | 46,062,400 | Jun 30, 2024 |
| MANNING & NAPIER ADVISORS LLC | 0.03% | 0.51% | 134,727 | 134,727 | 100.00% | 44,877,564 | Jun 30, 2024 |
| FJARDE AP-FONDEN (THE FOURTH SWEDISH NATIONAL PENSIONFUND) | 0.02% | 0.41% | 110,146 | 110,146 | 100.00% | 36,690,000 | Jun 30, 2024 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 0.02% | 0.71% | 91,971 | 91,971 | 100.00% | 30,635,540 | Jun 30, 2024 |
| TWINBEECH CAPITAL LP | 0.02% | 0.56% | 85,214 | 85,214 | 100.00% | 28,384,783 | Jun 30, 2024 |
| J. SAFRA SARASIN HOLDING AG | 0.02% | 0.48% | 79,121 | 79,121 | 100.00% | 26,346,211 | Jun 30, 2024 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | 0.01% | 0.06% | 74,119 | 74,119 | 100.00% | 24,689,039 | Jun 30, 2024 |
| TREXQUANT INVESTMENT LP | 0.01% | 0.37% | 72,172 | 72,172 | 100.00% | 24,040,493 | Jun 30, 2024 |
| DNCA FINANCE | 0.01% | 1.17% | 40,870 | 40,870 | 100.00% | 13,613,797 | Jun 30, 2024 |
| LEE DANNER & BASS INC | 0.01% | 1.02% | 39,617 | 39,617 | 100.00% | 13,197,000 | Jun 30, 2024 |
| MIZUHO SECURITIES USA LLC | 0.01% | 0.28% | 37,707 | 37,707 | 100.00% | 12,560,202 | Jun 30, 2024 |
| F/M INVESTMENTS LLC | 0.01% | 0.40% | 32,908 | 32,908 | 100.00% | 10,955,032 | Jun 30, 2024 |
| OMERS ADMINISTRATION CORP | 0.01% | 0.10% | 32,077 | 32,077 | 100.00% | 10,684,849 | Jun 30, 2024 |
| SHELTER INS RETIREMENT PLAN | 0.01% | 2.43% | 30,780 | 30,780 | 100.00% | 10,252,818 | Jun 30, 2024 |
| LAURION CAPITAL MANAGEMENT LP | 0.01% | 0.10% | 26,269 | 26,269 | 100.00% | 8,750,204 | Jun 30, 2024 |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 0.00% | 1.77% | 20,000 | 20,000 | 100.00% | 6,662,000 | Jun 30, 2024 |
| Y-INTERCEPT (HONG KONG) LTD | 0.00% | 0.31% | 17,068 | 17,068 | 100.00% | 5,685,351 | Jun 30, 2024 |
| ONTARIO TEACHERS PENSION PLAN BOARD | 0.00% | 0.05% | 16,526 | 16,526 | 100.00% | 5,504,811 | Jun 30, 2024 |
| COVINGTON INVESTMENT ADVISORS INC. | 0.00% | 0.77% | 14,335 | 14,335 | 100.00% | 4,775,000 | Jun 30, 2024 |
| FORA CAPITAL, LLC | 0.00% | 0.57% | 14,144 | 14,144 | 100.00% | 4,711,366 | Jun 30, 2024 |
| FRANK, RIMERMAN ADVISORS LLC | 0.00% | 0.27% | 11,463 | 11,463 | 100.00% | 3,818,325 | Jun 30, 2024 |
| XTX TOPCO LTD | 0.00% | 0.33% | 11,453 | 11,453 | 100.00% | 3,814,994 | Jun 30, 2024 |
| CAMPBELL & CO INVESTMENT ADVISER LLC | 0.00% | 0.31% | 10,773 | 10,773 | 100.00% | 3,588,486 | Jun 30, 2024 |
| HUDSON CAPITAL MANAGEMENT LLC | 0.00% | 1.16% | 10,350 | 10,350 | 100.00% | 3,447,591 | Jun 30, 2024 |
| MIRABELLA FINANCIAL SERVICES LLP | 0.00% | 0.23% | 9,537 | 9,537 | 100.00% | 3,176,775 | Jun 30, 2024 |
| BRENDEL FINANCIAL ADVISORS LLC | 0.00% | 2.00% | 9,444 | 9,444 | 100.00% | 3,146,000 | Jun 30, 2024 |
| NEO IVY CAPITAL MANAGEMENT | 0.00% | 0.57% | 8,684 | 8,684 | 100.00% | 2,893,000 | Jun 30, 2024 |
| CTC ALTERNATIVE STRATEGIES, LTD. | 0.00% | 1.19% | 8,400 | 8,400 | 100.00% | 2,798,040 | Jun 30, 2024 |
| QUANTBOT TECHNOLOGIES LP | 0.00% | 0.13% | 8,205 | 8,205 | 100.00% | 2,733,086 | Jun 30, 2024 |
| TRADEWINDS, LLC. | 0.00% | 0.81% | 7,949 | 7,949 | 100.00% | 2,647,812 | Jun 30, 2024 |
| AXQ CAPITAL, LP | 0.00% | 0.52% | 6,676 | 6,676 | 100.00% | 2,223,776 | Jun 30, 2024 |
| FAIRHAVEN WEALTH MANAGEMENT, LLC | 0.00% | 0.69% | 6,292 | 6,292 | 100.00% | 2,095,865 | Jun 30, 2024 |
| 0.00% | 0.54% | 5,515 | 5,515 | 100.00% | 1,836,897 | Jun 30, 2024 | |
| CMT CAPITAL MARKETS TRADING GMBH | 0.00% | 0.02% | 5,428 | 5,428 | 100.00% | 1,808,000 | Jun 30, 2024 |
| HARBOR GROUP, INC. | 0.00% | 0.42% | 4,956 | 4,956 | 100.00% | 1,650,844 | Jun 30, 2024 |
| APPLIED FINANCE CAPITAL MANAGEMENT, LLC | 0.00% | 0.07% | 4,777 | 4,777 | 100.00% | 1,591,219 | Jun 30, 2024 |
| PRIVIUM FUND MANAGEMENT (UK) LTD | 0.00% | 0.59% | 4,655 | 4,655 | 100.00% | 1,525,723 | Jun 30, 2024 |
| OLD WEST INVESTMENT MANAGEMENT, LLC | 0.00% | 0.66% | 4,458 | 4,458 | 100.00% | 1,484,959 | Jun 30, 2024 |
| 0.00% | 1.04% | 4,309 | 4,309 | 100.00% | 1,435,328 | Jun 30, 2024 | |
| ROOT FINANCIAL PARTNERS, LLC | 0.00% | 0.33% | 4,182 | 4,182 | 100.00% | 1,393,102 | Jun 30, 2024 |
| HARDY REED LLC | 0.00% | 0.13% | 3,981 | 3,981 | 100.00% | 1,326,072 | Jun 30, 2024 |
| GOLDEN STATE EQUITY PARTNERS | 0.00% | 0.24% | 3,509 | 3,509 | 100.00% | 1,168,745 | Jun 30, 2024 |
| MILESTONE ASSET MANAGEMENT, LLC | 0.00% | 0.28% | 3,361 | 3,361 | 100.00% | 1,119,549 | Jun 30, 2024 |
| CTC LLC | 0.00% | 0.00% | 3,334 | 3,334 | 100.00% | 1,110,555 | Jun 30, 2024 |
| BTG PACTUAL ASSET MANAGEMENT US LLC | 0.00% | 0.16% | 3,206 | 3,206 | 100.00% | 1,067,919 | Jun 30, 2024 |
| NEBULA RESEARCH & DEVELOPMENT LLC | 0.00% | 0.17% | 3,171 | 3,171 | 100.00% | 1,056,260 | Jun 30, 2024 |
| PENSIONMARK FINANCIAL GROUP, LLC | 0.00% | 0.07% | 3,169 | 3,169 | 100.00% | 1,055,622 | Jun 30, 2024 |
| MONOGRAPH WEALTH ADVISORS, LLC | 0.00% | 0.15% | 3,157 | 3,157 | 100.00% | 1,051,597 | Jun 30, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | 0.00% | 0.01% | 2,998 | 2,998 | 100.00% | 998,633 | Jun 30, 2024 |
| VERSOR INVESTMENTS LP | 0.00% | 0.17% | 2,700 | 2,700 | 100.00% | 899,370 | Jun 30, 2024 |
| LIVE OAK INVESTMENT PARTNERS | 0.00% | 0.73% | 2,633 | 2,633 | 100.00% | 877,057 | Jun 30, 2024 |
| MONETTA FINANCIAL SERVICES INC | 0.00% | 0.72% | 2,500 | 2,500 | 100.00% | 832,750 | Jun 30, 2024 |
| XR SECURITIES LLC | 0.00% | 0.15% | 2,398 | 2,398 | 100.00% | 798,774 | Jun 30, 2024 |
| PLATFORM TECHNOLOGY PARTNERS | 0.00% | 0.27% | 2,392 | 2,392 | 100.00% | 796,871 | Jun 30, 2024 |
| WFA OF SAN DIEGO, LLC | 0.00% | 0.69% | 2,318 | 2,318 | 100.00% | 772,126 | Jun 30, 2024 |
| CHESAPEAKE WEALTH MANAGEMENT | 0.00% | 0.28% | 2,303 | 2,303 | 100.00% | 767,129 | Jun 30, 2024 |
| MAGNOLIA CAPITAL ADVISORS LLC | 0.00% | 0.23% | 2,228 | 2,228 | 100.00% | 742,187 | Jun 30, 2024 |
| 0.00% | 0.02% | 2,220 | 2,220 | 100.00% | 739,474 | Jun 30, 2024 | |
| LINGOHR & PARTNER ASSET MANAGEMENT GMBH | 0.00% | 1.76% | 2,123 | 2,123 | 100.00% | 704,000 | Jun 30, 2024 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 0.00% | 0.02% | 2,002 | 2,002 | 100.00% | 666,656 | Jun 30, 2024 |
| VALEO FINANCIAL ADVISORS, LLC | 0.00% | - | 2,000 | 2,000 | 100.00% | 666 | Jun 30, 2024 |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 0.00% | 0.01% | 1,954 | 1,954 | 100.00% | 650,877 | Jun 30, 2024 |
| HERITAGE WEALTH PARTNERS, LLC | 0.00% | 0.93% | 1,922 | 1,922 | 100.00% | 640,218 | Jun 30, 2024 |
| FIDUCIARY FINANCIAL GROUP, LLC | 0.00% | 0.16% | 1,815 | 1,815 | 100.00% | 654,453 | Jun 30, 2024 |
| CABLE HILL PARTNERS, LLC | 0.00% | 0.07% | 1,814 | 1,814 | 100.00% | 604,314 | Jun 30, 2024 |
| TRADELINK CAPITAL LLC | 0.00% | 1.73% | 1,800 | 1,800 | 100.00% | 600,000 | Jun 30, 2024 |
| EISLER CAPITAL (US) LLC | 0.00% | 0.01% | 1,795 | 1,795 | 100.00% | 597,915 | Jun 30, 2024 |
| CORTON CAPITAL INC. | 0.00% | 0.30% | 1,704 | 1,704 | 100.00% | 567,602 | Jun 30, 2024 |
| PETERSON WEALTH MANAGEMENT | 0.00% | 0.34% | 1,634 | 1,634 | 100.00% | 544,285 | Jun 30, 2024 |
| CFS INVESTMENT ADVISORY SERVICES, LLC | 0.00% | 0.04% | 1,629 | 1,629 | 100.00% | 543,000 | Jun 30, 2024 |
| SEVEN EIGHT CAPITAL, LP | 0.00% | 0.05% | 1,570 | 1,570 | 100.00% | 522,967 | Jun 30, 2024 |
| CRANBROOK WEALTH MANAGEMENT, LLC | 0.00% | 0.13% | 1,546 | 1,546 | 100.00% | 514,973 | Jun 30, 2024 |
| 0.00% | 0.06% | 1,528 | 1,528 | 100.00% | 484,089 | Jun 30, 2024 | |
| 0.00% | 0.32% | 1,483 | 1,483 | 100.00% | 493,987 | Jun 30, 2024 | |
| 0.00% | 0.29% | 1,476 | 1,476 | 100.00% | 491,656 | Jun 30, 2024 | |
| VICUS CAPITAL | 0.00% | 0.04% | 1,469 | 1,469 | 100.00% | 489,296 | Jun 30, 2024 |
| LEISURE CAPITAL MANAGEMENT | 0.00% | 0.22% | 1,411 | 1,411 | 100.00% | 470,005 | Jun 30, 2024 |
| MAVEN SECURITIES LTD | 0.00% | 0.02% | 1,392 | 1,392 | 100.00% | 463,675 | Jun 30, 2024 |
| WARTHER PRIVATE WEALTH, LLC | 0.00% | 0.18% | 1,382 | 1,382 | 100.00% | 460,424 | Jun 30, 2024 |
| ALAN B. LANCZ & ASSOCIATES, INC. | 0.00% | 0.44% | 1,350 | 1,350 | 100.00% | 449,685 | Jun 30, 2024 |
| ANALYST IMS INVESTMENT MANAGEMENT SERVICES LTD. | 0.00% | 0.02% | 1,322 | 1,322 | 100.00% | 440,000 | Jun 30, 2024 |
| PEOPLES BANK /OH | 0.00% | 0.23% | 1,315 | 1,315 | 100.00% | 438,027 | Jun 30, 2024 |
| ELSER FINANCIAL PLANNING, INC | 0.00% | 0.07% | 1,300 | 1,300 | 100.00% | 433,030 | Jun 30, 2024 |
| CORDATUS WEALTH MANAGEMENT LLC | 0.00% | 0.15% | 1,235 | 1,235 | 100.00% | 411,000 | Jun 30, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | 0.00% | 0.00% | 1,193 | 1,193 | 100.00% | 397,388 | Jun 30, 2024 |
| BENDER ROBERT & ASSOCIATES | 0.00% | 0.08% | 1,139 | 1,139 | 100.00% | 379,488 | Jun 30, 2024 |
| BUCKINGHAM CAPITAL MANAGEMENT, INC. | 0.00% | 0.04% | 1,120 | 1,120 | 100.00% | 373,072 | Jun 30, 2024 |
| HARVEST INVESTMENT SERVICES, LLC | 0.00% | 0.15% | 1,117 | 1,117 | 100.00% | 372,217 | Jun 30, 2024 |
| PHOENIX HOLDINGS LTD. | 0.00% | 0.01% | 1,101 | 1,101 | 100.00% | 360,343 | Jun 30, 2024 |
| OXFORD ASSET MANAGEMENT LLP | 0.00% | 0.42% | 1,070 | 1,070 | 100.00% | 356,417 | Jun 30, 2024 |
| MERIDIAN FINANCIAL PARTNERS LLC | 0.00% | 0.21% | 1,008 | 1,008 | 100.00% | 359,000 | Jun 30, 2024 |
| QCM CAYMAN, LTD. | 0.00% | 3.60% | 1,002 | 1,002 | 100.00% | 333,766 | Jun 30, 2024 |
| SHAY CAPITAL LLC | 0.00% | 0.05% | 1,000 | 1,000 | 100.00% | 333,100 | Jun 30, 2024 |
| DELTA CAPITAL MANAGEMENT LLC | 0.00% | 0.20% | 1,000 | 1,000 | 100.00% | 333,000 | Jun 30, 2024 |
| PLANNING ALTERNATIVES LTD /ADV | 0.00% | 0.05% | 985 | 985 | 100.00% | 327,944 | Jun 30, 2024 |
| SILVER LAKE ADVISORY, LLC | 0.00% | 0.05% | 968 | 968 | 100.00% | 322,331 | Jun 30, 2024 |
| 0.00% | 0.34% | 967 | 967 | 100.00% | 321,957 | Jun 30, 2024 | |
| KAPITALO INVESTIMENTOS LTDA | 0.00% | 0.09% | 933 | 933 | 100.00% | 310,782 | Jun 30, 2024 |
Caterpillar's largest new institutional shareholder by number of shares is NORGES BANK, purchased 5.92M shares, valued at $1.97B, as of undefined.
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| BLACKROCK INC. | - | - | - | -398,100 | -100.00% | - | Jun 30, 2024 |
| TORNO CAPITAL, LLC | - | - | - | -289,700 | -100.00% | - | Jun 30, 2024 |
| EMPLOYEES RETIREMENT SYSTEM OF TEXAS | - | - | - | -203,200 | -100.00% | - | Jun 30, 2024 |
| AMERICAN INTERNATIONAL GROUP, INC. | - | - | - | -150,780 | -100.00% | - | Jun 30, 2024 |
| ROYAL BANK OF CANADA | - | - | - | -150,000 | -100.00% | - | Jun 30, 2024 |
| NOMURA HOLDINGS INC | - | - | - | -101,400 | -100.00% | - | Jun 30, 2024 |
| WHITEBOX ADVISORS LLC | - | - | - | -100,000 | -100.00% | - | Jun 30, 2024 |
| BARCLAYS PLC | - | - | - | -93,300 | -100.00% | - | Jun 30, 2024 |
| SCOPUS ASSET MANAGEMENT, L.P. | - | - | - | -80,000 | -100.00% | - | Jun 30, 2024 |
| BANK OF MONTREAL /CAN/ | - | - | - | -46,000 | -100.00% | - | Jun 30, 2024 |
| KADENSA CAPITAL LTD | - | - | - | -44,655 | -100.00% | - | Jun 30, 2024 |
| WAFRA INC. | - | - | - | -41,881 | -100.00% | - | Jun 30, 2024 |
| MOORE CAPITAL MANAGEMENT, LP | - | - | - | -40,100 | -100.00% | - | Jun 30, 2024 |
| WALLEYE TRADING LLC | - | - | - | -37,202 | -100.00% | - | Jun 30, 2024 |
| MERIDIAN WEALTH MANAGEMENT, LLC | - | - | - | -37,201 | -100.00% | - | Jun 30, 2024 |
| TWIN TREE MANAGEMENT, LP | - | - | - | -35,822 | -100.00% | - | Jun 30, 2024 |
| HILLTOP HOLDINGS INC. | - | - | - | -35,000 | -100.00% | - | Jun 30, 2024 |
| TWO SIGMA SECURITIES, LLC | - | - | - | -34,864 | -100.00% | - | Jun 30, 2024 |
| SEAVIEW INVESTMENT MANAGERS LLC | - | - | - | -27,043 | -100.00% | - | Jun 30, 2024 |
| L & S ADVISORS INC | - | - | - | -24,409 | -100.00% | - | Jun 30, 2024 |
| UNIPLAN INVESTMENT COUNSEL, INC. | - | - | - | -20,702 | -100.00% | - | Jun 30, 2024 |
| METROPOLITAN LIFE INSURANCE CO/NY | - | - | - | -20,533 | -100.00% | - | Jun 30, 2024 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | - | - | - | -19,388 | -100.00% | - | Jun 30, 2024 |
| LINCOLN NATIONAL CORP | - | - | - | -15,968 | -100.00% | - | Jun 30, 2024 |
| KAIZEN FINANCIAL STRATEGIES | - | - | - | -15,000 | -100.00% | - | Jun 30, 2024 |
| FOURTHOUGHT FINANCIAL PARTNERS, LLC | - | - | - | -13,237 | -100.00% | - | Jun 30, 2024 |
| INTACT INVESTMENT MANAGEMENT INC. | - | - | - | -11,500 | -100.00% | - | Jun 30, 2024 |
| ONEASCENT FINANCIAL SERVICES LLC | - | - | - | -11,265 | -100.00% | - | Jun 30, 2024 |
| SMITH GROUP ASSET MANAGEMENT, LLC | - | - | - | -10,900 | -100.00% | - | Jun 30, 2024 |
| TCW GROUP INC | - | - | - | -10,682 | -100.00% | - | Jun 30, 2024 |
| GQG PARTNERS LLC | - | - | - | -10,053 | -100.00% | - | Jun 30, 2024 |
| BLUECREST CAPITAL MANAGEMENT LTD | - | - | - | -9,300 | -100.00% | - | Jun 30, 2024 |
| CORECAP ADVISORS, LLC | - | - | - | -8,780 | -100.00% | - | Jun 30, 2024 |
| RADNOR CAPITAL MANAGEMENT, LLC | - | - | - | -8,087 | -100.00% | - | Jun 30, 2024 |
| BAYESIAN CAPITAL MANAGEMENT, LP | - | - | - | -7,486 | -100.00% | - | Jun 30, 2024 |
| CLEARBRIDGE INVESTMENTS, LLC | - | - | - | -7,463 | -100.00% | - | Jun 30, 2024 |
| WORTH ASSET MANAGEMENT, LLC | - | - | - | -6,843 | -100.00% | - | Jun 30, 2024 |
| STRATEGIC PLANNING GROUP, LLC | - | - | - | -6,355 | -100.00% | - | Jun 30, 2024 |
| CANDELO CAPITAL MANAGEMENT LP | - | - | - | -6,000 | -100.00% | - | Jun 30, 2024 |
| WOLFF FINANCIAL MANAGEMENT LLC | - | - | - | -5,065 | -100.00% | - | Jun 30, 2024 |
| DEL-SETTE CAPITAL MANAGEMENT, LLC | - | - | - | -5,045 | -100.00% | - | Jun 30, 2024 |
| HIGHTOWER ADVISORS, LLC | - | - | - | -5,000 | -100.00% | - | Jun 30, 2024 |
| MITCHELL SINKLER & STARR/PA | - | - | - | -4,980 | -100.00% | - | Jun 30, 2024 |
| GENUS CAPITAL MANAGEMENT INC. | - | - | - | -4,639 | -100.00% | - | Jun 30, 2024 |
| IAM ADVISORY, LLC | - | - | - | -3,984 | -100.00% | - | Jun 30, 2024 |
| MAVERICK CAPITAL LTD | - | - | - | -3,425 | -100.00% | - | Jun 30, 2024 |
| HARTLINE INVESTMENT CORP/ | - | - | - | -3,325 | -100.00% | - | Jun 30, 2024 |
| WOLVERINE TRADING, LLC | - | - | - | -3,266 | -100.00% | - | Jun 30, 2024 |
| MITCHELL CAPITAL MANAGEMENT CO | - | - | - | -3,141 | -100.00% | - | Jun 30, 2024 |
| WBI INVESTMENTS, INC. | - | - | - | -3,029 | -100.00% | - | Jun 30, 2024 |
| CURATED WEALTH PARTNERS LLC | - | - | - | -3,014 | -100.00% | - | Jun 30, 2024 |
| PROSPERITAS FINANCIAL LLC | - | - | - | -2,723 | -100.00% | - | Jun 30, 2024 |
| TEAM HEWINS, LLC | - | - | - | -2,716 | -100.00% | - | Jun 30, 2024 |
| FIDUCIENT ADVISORS LLC | - | - | - | -2,477 | -100.00% | - | Jun 30, 2024 |
| EXECUTIVE WEALTH MANAGEMENT, LLC | - | - | - | -2,419 | -100.00% | - | Jun 30, 2024 |
| GRANDVIEW ASSET MANAGEMENT LLC | - | - | - | -2,337 | -100.00% | - | Jun 30, 2024 |
| VISTA INVESTMENT PARTNERS LLC | - | - | - | -2,200 | -100.00% | - | Jun 30, 2024 |
| SRB CORP | - | - | - | -2,182 | -100.00% | - | Jun 30, 2024 |
| DELTA FINANCIAL GROUP, INC. | - | - | - | -2,139 | -100.00% | - | Jun 30, 2024 |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | - | - | - | -2,000 | -100.00% | - | Jun 30, 2024 |
| ONEASCENT WEALTH MANAGEMENT LLC | - | - | - | -1,955 | -100.00% | - | Jun 30, 2024 |
| OAK HILL WEALTH ADVISORS, LLC | - | - | - | -1,898 | -100.00% | - | Jun 30, 2024 |
| CEDAR BROOK FINANCIAL PARTNERS, LLC | - | - | - | -1,897 | -100.00% | - | Jun 30, 2024 |
| SASSICAIA CAPITAL ADVISERS LLC | - | - | - | -1,800 | -100.00% | - | Jun 30, 2024 |
| HAMILTON WEALTH, LLC | - | - | - | -1,686 | -100.00% | - | Jun 30, 2024 |
| VIRTU FINANCIAL LLC | - | - | - | -1,648 | -100.00% | - | Jun 30, 2024 |
| BCS WEALTH MANAGEMENT | - | - | - | -1,566 | -100.00% | - | Jun 30, 2024 |
| WARREN STREET WEALTH ADVISORS, LLC | - | - | - | -1,545 | -100.00% | - | Jun 30, 2024 |
| MCCARTHY & COX | - | - | - | -1,429 | -100.00% | - | Jun 30, 2024 |
| PRELUDE CAPITAL MANAGEMENT, LLC | - | - | - | -1,400 | -100.00% | - | Jun 30, 2024 |
| IDAHO TRUST BANK | - | - | - | -1,388 | -100.00% | - | Jun 30, 2024 |
| BENDER ROBERT & ASSOCIATES | - | - | - | -1,339 | -100.00% | - | Jun 30, 2024 |
| EVOKE WEALTH, LLC | - | - | - | -1,301 | -100.00% | - | Jun 30, 2024 |
| OVERSEA-CHINESE BANKING CORP LTD | - | - | - | -1,177 | -100.00% | - | Jun 30, 2024 |
| MOUNT VERNON ASSOCIATES INC /MD/ | - | - | - | -1,150 | -100.00% | - | Jun 30, 2024 |
| GREEN SQUARE CAPITAL ADVISORS LLC | - | - | - | -1,135 | -100.00% | - | Jun 30, 2024 |
| FLOW TRADERS U.S. LLC | - | - | - | -1,106 | -100.00% | - | Jun 30, 2024 |
| PRIVATE PORTFOLIO PARTNERS LLC | - | - | - | -1,008 | -100.00% | - | Jun 30, 2024 |
| HEADLANDS TECHNOLOGIES LLC | - | - | - | -982 | -100.00% | - | Jun 30, 2024 |
| CM WEALTH ADVISORS LLC | - | - | - | -950 | -100.00% | - | Jun 30, 2024 |
| BRIDGEFRONT CAPITAL, LLC | - | - | - | -924 | -100.00% | - | Jun 30, 2024 |
| BEAM WEALTH ADVISORS, INC. | - | - | - | -919 | -100.00% | - | Jun 30, 2024 |
| AGF MANAGEMENT LTD | - | - | - | -918 | -100.00% | - | Jun 30, 2024 |
| BANK OF NOVA SCOTIA TRUST CO | - | - | - | -900 | -100.00% | - | Jun 30, 2024 |
| FUTURE FINANCIAL WEALTH MANAGMENT LLC | - | - | - | -894 | -100.00% | - | Jun 30, 2024 |
| BORER DENTON & ASSOCIATES, INC. | - | - | - | -890 | -100.00% | - | Jun 30, 2024 |
| PENOBSCOT WEALTH MANAGEMENT | - | - | - | -879 | -100.00% | - | Jun 30, 2024 |
| SIGNAL ADVISORS WEALTH, LLC | - | - | - | -877 | -100.00% | - | Jun 30, 2024 |
| Q3 ASSET MANAGEMENT | - | - | - | -843 | -100.00% | - | Jun 30, 2024 |
| STOKES CAPITAL ADVISORS, LLC | - | - | - | -815 | -100.00% | - | Jun 30, 2024 |
| CAPITAL CITY TRUST CO/FL | - | - | - | -807 | -100.00% | - | Jun 30, 2024 |
| ASB CONSULTORES, LLC | - | - | - | -796 | -100.00% | - | Jun 30, 2024 |
| CASCADE INVESTMENT GROUP, INC. | - | - | - | -774 | -100.00% | - | Jun 30, 2024 |
| DELAP WEALTH ADVISORY, LLC | - | - | - | -768 | -100.00% | - | Jun 30, 2024 |
| HOULIHAN FINANCIAL RESOURCE GROUP, LTD. | - | - | - | -754 | -100.00% | - | Jun 30, 2024 |
| GRAHAM CAPITAL MANAGEMENT, L.P. | - | - | - | -750 | -100.00% | - | Jun 30, 2024 |
| QVR LLC | - | - | - | -744 | -100.00% | - | Jun 30, 2024 |
| COASTAL BRIDGE ADVISORS, LLC | - | - | - | -743 | -100.00% | - | Jun 30, 2024 |
| MIZUHO SECURITIES CO. LTD. | - | - | - | -740 | -100.00% | - | Jun 30, 2024 |
| PINKERTON RETIREMENT SPECIALISTS, LLC | - | - | - | -714 | -100.00% | - | Jun 30, 2024 |
Caterpillar's largest sold out institutional shareholder by shares sold is BLACKROCK INC., sold -0.40M shares, valued at -, as of undefined.
Caterpillar Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | 3.33% | 5,711,694 | 372,222 | 6.97% | Jan 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 3.01% | 1,572,000 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 2.88% | 1,504,000 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 2.88% | 1,500,000 | - | - | Mar 31, 2024 |
| Nuveen Dow 30sm Dynamic Overwrite Fund | 2.60% | 98,761 | -4,051 | -3.94% | Mar 31, 2024 |
| Emles Trust | 2.05% | 226,000 | - | - | Sep 30, 2022 |
| Voya VARIABLE INSURANCE TRUST | 1.81% | 4,280,000 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.77% | 925,000 | - | - | Mar 31, 2024 |
| UBS Series Funds | 1.75% | 7,500,000 | - | - | Jan 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.58% | 825,000 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.58% | 825,000 | - | - | Mar 31, 2024 |
| CUTLER TRUST | 1.43% | 32,880 | -300 | -0.90% | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.40% | 730,000 | - | - | Mar 31, 2024 |
| AMERICAN GROWTH FUND INC | 1.39% | 1,300 | 1,300 | - | Jan 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.38% | 720,000 | - | - | Mar 31, 2024 |
| UBS Series Funds | 1.28% | 5,500,000 | - | - | Jan 31, 2024 |
| Stock Dividend Fund, Inc. | 1.26% | 7,363 | - | - | Mar 31, 2024 |
| Alger ETF Trust | 1.11% | 7,853 | - | - | Dec 31, 2023 |
| VANGUARD VALLEY FORGE FUNDS | 1.10% | 575,000 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.10% | 575,000 | - | - | Mar 31, 2024 |
| Eaton Vance Tax-Managed Diversified Equity Income Fund | 1.03% | 118,070 | - | - | Jan 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 1.01% | 525,000 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 0.96% | 500,000 | - | - | Mar 31, 2024 |
| HIGHLAND FUNDS II | 0.95% | 14,000 | - | - | Dec 31, 2023 |
| DELAWARE GROUP EQUITY FUNDS II | 0.94% | 1,507,592 | - | - | Feb 29, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 0.91% | 475,000 | - | - | Mar 31, 2024 |
| UBS Series Funds | 0.87% | 3,730,000 | - | - | Jan 31, 2024 |
| Natixis ETF Trust | 0.86% | 175,000 | - | - | Mar 31, 2024 |
| DELAWARE GROUP CASH RESERVE | 0.85% | 1,062,000 | - | - | Mar 28, 2024 |
| Invesco Management Trust | 0.79% | 15,000,000 | - | - | Feb 29, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 0.68% | 353,976 | - | - | Mar 31, 2024 |
| MP63 FUND INC | 0.68% | 7,214 | -279 | -3.72% | Feb 29, 2024 |
| Eubel Brady & Suttman Mutual Fund Trust | 0.62% | 2,691,000 | - | - | Jul 31, 2021 |
| Northern Lights Fund Trust | 0.61% | 49,000,000 | - | - | Jan 31, 2024 |
| JNL INVESTORS SERIES TRUST | 0.60% | 2,000,000 | - | - | Sep 30, 2020 |
| American Beacon Institutional Funds Trust | 0.57% | 1,180,000 | - | - | Jan 31, 2024 |
| Columbia Funds Variable Series Trust II | 0.54% | 17,525,000 | - | - | Mar 31, 2024 |
| Natixis ETF Trust | 0.52% | 105,000 | - | - | Mar 31, 2024 |
| PIONEER FUND /MA/ | 0.51% | 677,647 | -182,260 | -21.20% | Mar 28, 2024 |
| FIRST TRUST ENHANCED EQUITY INCOME FUND | 0.47% | 18,000 | - | - | Mar 31, 2024 |
| Manager Directed Portfolios | 0.46% | 75,000 | - | - | Jan 31, 2024 |
| Arrow Investments Trust | 0.46% | 874,000 | - | - | Jan 31, 2024 |
| Milliman Variable Insurance Trust | 0.41% | 173 | 10 | 6.13% | Mar 31, 2024 |
| STEWARD FUNDS, INC. | 0.41% | 1,000,000 | - | - | Jan 31, 2024 |
| 2nd Vote Funds | 0.38% | 3,607 | - | - | Jun 30, 2023 |
| PPM Funds | 0.37% | 300,000 | - | - | Mar 31, 2024 |
| BBH Trust | 0.37% | 35,330,000 | - | - | Jan 31, 2024 |
| HOMESTEAD FUNDS INC | 0.37% | 2,010,000 | - | - | Mar 31, 2024 |
| Natixis ETF Trust | 0.37% | 75,000 | - | - | Mar 31, 2024 |
| AMERICAN CENTURY VARIABLE PORTFOLIOS II INC | 0.37% | 3,160,000 | - | - | Mar 31, 2024 |
| Red Cedar Fund Trust | 0.37% | 1,500,000 | - | - | Jul 31, 2022 |
| Manager Directed Portfolios | 0.37% | 60,000 | - | - | Jan 31, 2024 |
| Thrivent Core Funds | 0.36% | 23,000,000 | - | - | Jan 31, 2024 |
| T. Rowe Price Fixed Income Series, Inc. | 0.36% | 740,000 | - | - | Mar 31, 2024 |
| Transparent Value Trust | 0.36% | 5,783 | -5,062 | -46.68% | Dec 31, 2023 |
| BBH Trust | 0.36% | 33,920,000 | - | - | Jan 31, 2024 |
| ADAMS DIVERSIFIED EQUITY FUND, INC. | 0.35% | 115,100 | - | - | Dec 31, 2023 |
| Natixis ETF Trust | 0.34% | 70,000 | - | - | Mar 31, 2024 |
| ETF Managers Trust | 0.34% | 2,600,000 | - | - | Dec 31, 2023 |
| Eaton Vance Enhanced Equity Income Fund | 0.32% | 40,278 | - | - | Mar 31, 2024 |
| Natixis ETF Trust | 0.32% | 65,000 | - | - | Mar 31, 2024 |
| WASHINGTON MUTUAL INVESTORS FUND | 0.31% | 6,582,744 | - | - | Jan 31, 2024 |
| Thrivent Core Funds | 0.31% | 19,809,000 | - | - | Jan 31, 2024 |
| Eaton Vance Risk-Managed Diversified Equity Income Fund | 0.31% | 33,286 | - | - | Mar 31, 2024 |
| Manager Directed Portfolios | 0.31% | 50,000 | - | - | Jan 31, 2024 |
| FIRST TRUST VARIABLE INSURANCE TRUST | 0.30% | 1,500,000 | 1,500,000 | - | Mar 28, 2024 |
| SCHRODER GLOBAL SERIES TRUST | 0.30% | 617 | - | - | Jan 31, 2021 |
| Thrivent Core Funds | 0.30% | 19,000,000 | - | - | Jan 31, 2024 |
| PIONEER SERIES TRUST XI | 0.29% | 147,566 | - | - | Mar 28, 2024 |
| PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC. | 0.28% | 24,510,000 | - | - | Mar 28, 2024 |
| GABELLI ASSET FUND | 0.27% | 98,120 | -1,550 | -1.56% | Dec 29, 2023 |
| Zacks Trust | 0.26% | 23,853 | 17,603 | 281.65% | Feb 29, 2024 |
| Invesco Management Trust | 0.26% | 4,938,000 | - | - | Feb 29, 2024 |
| Capital Group Growth ETF | 0.26% | 98,960 | 17,173 | 21.00% | Feb 29, 2024 |
| GROWTH FUND OF AMERICA | 0.25% | 6,228,664 | - | - | Feb 29, 2024 |
| PFM Multi-Manager Series Trust | 0.25% | 205,000 | - | - | Dec 31, 2023 |
| Northern Lights Fund Trust | 0.25% | 20,000,000 | - | - | Jan 31, 2024 |
| Federated Hermes Equity Income Fund, Inc. | 0.24% | 35,633 | - | - | Feb 29, 2024 |
| BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC. | 0.23% | 40,462 | - | - | Mar 31, 2024 |
| Emerge ETF Trust | 0.23% | 307 | 100 | 48.31% | Apr 28, 2023 |
| COMMERCE FUNDS | 0.23% | 4,680,000 | - | - | Jan 31, 2024 |
| HOMESTEAD FUNDS INC | 0.23% | 1,240,000 | - | - | Mar 31, 2024 |
| PGIM ETF TRUST | 0.22% | 15,000,000 | - | - | Feb 29, 2024 |
| PGIM ETF TRUST | 0.22% | 15,000,000 | - | - | Feb 29, 2024 |
| Columbia Funds Variable Series Trust II | 0.22% | 7,158,000 | - | - | Mar 31, 2024 |
| Viking Mutual Funds | 0.22% | 500,000 | 500,000 | - | Jan 31, 2024 |
| RIVERPARK FUNDS TRUST | 0.22% | 1,818,782 | - | - | Dec 31, 2023 |
| TIMOTHY PLAN | 0.21% | 1,000,000 | - | - | Mar 31, 2024 |
| PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 10 | 0.21% | 47,892 | -1,010 | -2.07% | Jan 31, 2024 |
| SPIRIT OF AMERICA INVESTMENT FUND INC | 0.20% | 11,490 | - | - | Feb 29, 2024 |
| FIRST TRUST VARIABLE INSURANCE TRUST | 0.20% | 1,000,000 | - | - | Mar 28, 2024 |
| FIRST TRUST VARIABLE INSURANCE TRUST | 0.20% | 1,000,000 | 1,000,000 | - | Mar 28, 2024 |
| BlackRock ETF Trust | 0.20% | 181,347 | 159,873 | 744.50% | Jan 31, 2024 |
| NORTH COUNTRY FUNDS | 0.20% | 6,300 | - | - | Feb 29, 2024 |
| Engine No. 1 ETF Trust | 0.19% | 11,428 | -435 | -3.67% | Jan 31, 2024 |
| Catholic Responsible Investments Funds | 0.19% | 6,770,000 | - | - | Jan 31, 2023 |
| SUNAMERICA SERIES, INC. | 0.18% | 292,000 | - | - | Apr 30, 2021 |
| TOCQUEVILLE TRUST | 0.18% | 25,000 | - | - | Jan 31, 2024 |
| Thrivent Core Funds | 0.18% | 11,340,000 | - | - | Jan 31, 2024 |
| Western Asset Investment Grade Defined Opportunity Trust Inc. | 0.18% | 360,000 | - | - | Feb 29, 2024 |
Caterpillar's largest mutual fund holder by % of total assets is "SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST", owning 5.71M shares, compromising 3.33% of its total assets.
Caterpillar Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 30 Jun, 24 | 2,663 | -3.97% |
| 31 Mar, 24 | 2,773 | 4.92% |
| 31 Dec, 23 | 2,643 | 7.48% |
| 30 Sep, 23 | 2,459 | 3.36% |
| 30 Jun, 23 | 2,379 | 1.23% |
| 31 Mar, 23 | 2,350 | -0.84% |
| 31 Dec, 22 | 2,370 | 15.16% |
| 30 Sep, 22 | 2,058 | -3.61% |
| 30 Jun, 22 | 2,135 | -4.52% |
| 31 Mar, 22 | 2,236 | 0.95% |
| 31 Dec, 21 | 2,215 | 9.93% |
| 30 Sep, 21 | 2,015 | -3.63% |
| 30 Jun, 21 | 2,091 | 0.97% |
| 31 Mar, 21 | 2,071 | 6.26% |
| 31 Dec, 20 | 1,949 | 13.45% |
| 30 Sep, 20 | 1,718 | 6.97% |
| 30 Jun, 20 | 1,606 | 3.21% |
| 31 Mar, 20 | 1,556 | -10.11% |
| 31 Dec, 19 | 1,731 | 11.03% |
| 30 Sep, 19 | 1,559 | -4.00% |
| 30 Jun, 19 | 1,624 | -3.22% |
| 31 Mar, 19 | 1,678 | 1.64% |
| 31 Dec, 18 | 1,651 | 1.41% |
| 30 Sep, 18 | 1,628 | 1.81% |
| 30 Jun, 18 | 1,599 | -0.06% |
| 31 Mar, 18 | 1,600 | 2.43% |
| 31 Dec, 17 | 1,562 | 15.45% |
| 30 Sep, 17 | 1,353 | 5.62% |
| 30 Jun, 17 | 1,281 | 4.06% |
| 31 Mar, 17 | 1,231 | -1.60% |
| 31 Dec, 16 | 1,251 | 6.38% |
| 30 Sep, 16 | 1,176 | 3.52% |
| 30 Jun, 16 | 1,136 | -2.82% |
| 31 Mar, 16 | 1,169 | 2.36% |
| 31 Dec, 15 | 1,142 | 0.97% |
| 30 Sep, 15 | 1,131 | -4.96% |
| 30 Jun, 15 | 1,190 | 1.10% |
| 31 Mar, 15 | 1,177 | -7.40% |
| 31 Dec, 14 | 1,271 | 5.22% |
| 30 Sep, 14 | 1,208 | -2.19% |
| 30 Jun, 14 | 1,235 | 0.65% |
| 31 Mar, 14 | 1,227 | 1.24% |
| 31 Dec, 13 | 1,212 | 8.21% |
| 30 Sep, 13 | 1,120 | 0.45% |
| 30 Jun, 13 | 1,115 | 102.73% |
| 31 Mar, 13 | 550 | -0.72% |
| 31 Dec, 12 | 554 | 11.02% |
| 30 Sep, 12 | 499 | 0.20% |
| 30 Jun, 12 | 498 | -4.60% |
| 31 Mar, 12 | 522 | 5.24% |
| 31 Dec, 11 | 496 | 16.71% |
| 30 Sep, 11 | 425 | -3.63% |
| 30 Jun, 11 | 441 | 1.85% |
| 31 Mar, 11 | 433 | 10.74% |
| 31 Dec, 10 | 391 | 16.02% |
| 30 Sep, 10 | 337 | 5.97% |
| 30 Jun, 10 | 318 | 1.92% |
| 31 Mar, 10 | 312 | 4.00% |
| 31 Dec, 09 | 300 | 4.53% |
| 30 Sep, 09 | 287 | 6.30% |
| 30 Jun, 09 | 270 | 3.85% |
| 31 Mar, 09 | 260 | -10.96% |
| 31 Dec, 08 | 292 | 6.96% |
| 30 Sep, 08 | 273 | -3.87% |
| 30 Jun, 08 | 284 | 4.41% |
| 31 Mar, 08 | 272 | -1.45% |
| 31 Dec, 07 | 276 | 5.34% |
| 30 Sep, 07 | 262 | 0.77% |
| 30 Jun, 07 | 260 | 7.00% |
| 31 Mar, 07 | 243 | 2.97% |
| 31 Dec, 06 | 236 | 8.76% |
| 30 Sep, 06 | 217 | -4.41% |
| 30 Jun, 06 | 227 | -3.40% |
| 31 Mar, 06 | 235 | 7.31% |
| 31 Dec, 05 | 219 | 11.17% |
| 30 Sep, 05 | 197 | 4.23% |
| 30 Jun, 05 | 189 | 13.86% |
| 31 Mar, 05 | 166 | 9.21% |
| 31 Dec, 04 | 152 | 16.03% |
| 30 Sep, 04 | 131 | -1.50% |
| 30 Jun, 04 | 133 | -1.48% |
| 31 Mar, 04 | 135 | 2.27% |
| 31 Dec, 03 | 132 | 12.82% |
| 30 Sep, 03 | 117 | 23.16% |
| 30 Jun, 03 | 95 | - |
| 31 Mar, 03 | 95 | -7.77% |
| 31 Dec, 02 | 103 | 11.96% |
| 30 Sep, 02 | 92 | 1.10% |
| 30 Jun, 02 | 91 | 4.60% |
| 31 Mar, 02 | 87 | 35.94% |
| 31 Dec, 01 | 64 | -3.03% |
| 30 Sep, 01 | 66 | - |
| 30 Jun, 01 | 66 | 1.54% |
| 31 Mar, 01 | 65 | 8.33% |
| 31 Dec, 00 | 60 | 11.11% |
| 30 Sep, 00 | 54 | -6.90% |
| 30 Jun, 00 | 58 | 23.40% |
| 31 Mar, 00 | 47 | -4.08% |
| 31 Dec, 99 | 49 | -9.26% |
| 30 Sep, 99 | 54 | 10.20% |
| 30 Jun, 99 | 49 | 28.95% |
| 31 Mar, 99 | 38 | 1166.67% |
| 31 Dec, 98 | 3 | - |
| 31 Mar, 87 | 1 | - |
As of 30 Jun 24, 2,663 institutions are holding Caterpillar's shares, representing a decrease of -3.97% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 30 Jun, 24 | 342,439,213 | -0.10% |
| 31 Mar, 24 | 342,781,847 | -3.05% |
| 31 Dec, 23 | 353,547,658 | 0.99% |
| 30 Sep, 23 | 350,083,583 | -2.07% |
| 30 Jun, 23 | 357,496,245 | -8.24% |
| 31 Mar, 23 | 389,585,095 | 7.37% |
| 31 Dec, 22 | 362,855,279 | 1.12% |
| 30 Sep, 22 | 358,821,248 | -1.85% |
| 30 Jun, 22 | 365,570,279 | -0.48% |
| 31 Mar, 22 | 367,319,142 | 1.80% |
| 31 Dec, 21 | 360,838,516 | -2.26% |
| 30 Sep, 21 | 369,165,195 | -1.80% |
| 30 Jun, 21 | 375,932,007 | -0.70% |
| 31 Mar, 21 | 378,573,221 | 0.79% |
| 31 Dec, 20 | 375,613,982 | 1.27% |
| 30 Sep, 20 | 370,886,855 | 2.24% |
| 30 Jun, 20 | 362,745,103 | -0.85% |
| 31 Mar, 20 | 365,857,972 | -0.81% |
| 31 Dec, 19 | 368,852,591 | 1.62% |
| 30 Sep, 19 | 362,969,687 | -2.06% |
| 30 Jun, 19 | 370,602,563 | -2.42% |
| 31 Mar, 19 | 379,805,607 | -1.24% |
| 31 Dec, 18 | 384,590,800 | -3.32% |
| 30 Sep, 18 | 397,800,607 | -0.72% |
| 30 Jun, 18 | 400,678,787 | -0.64% |
| 31 Mar, 18 | 403,243,359 | -2.71% |
| 31 Dec, 17 | 414,464,381 | 0.54% |
| 30 Sep, 17 | 412,253,339 | -0.44% |
| 30 Jun, 17 | 414,092,633 | -1.51% |
| 31 Mar, 17 | 420,454,157 | -0.05% |
| 31 Dec, 16 | 420,680,159 | 0.19% |
| 30 Sep, 16 | 419,866,959 | 2.91% |
| 30 Jun, 16 | 407,987,905 | -1.70% |
| 31 Mar, 16 | 415,027,994 | 1.18% |
| 31 Dec, 15 | 410,171,531 | 0.15% |
| 30 Sep, 15 | 409,539,931 | 3.29% |
| 30 Jun, 15 | 396,506,019 | 0.59% |
| 31 Mar, 15 | 394,185,386 | -2.60% |
| 31 Dec, 14 | 404,726,374 | 2.10% |
| 30 Sep, 14 | 396,386,688 | -5.65% |
| 30 Jun, 14 | 420,141,625 | 5.71% |
| 31 Mar, 14 | 397,438,142 | 0.33% |
| 31 Dec, 13 | 396,142,597 | 2.78% |
| 30 Sep, 13 | 385,440,567 | 6.35% |
| 30 Jun, 13 | 362,412,439 | 220.95% |
| 31 Mar, 13 | 112,919,511 | -85.66% |
| 31 Dec, 12 | 787,467,825 | 559.85% |
| 30 Sep, 12 | 119,340,138 | -45.88% |
| 30 Jun, 12 | 220,525,233 | 58.76% |
| 31 Mar, 12 | 138,906,451 | -4.64% |
| 31 Dec, 11 | 145,662,913 | 4.21% |
| 30 Sep, 11 | 139,779,788 | -15.26% |
| 30 Jun, 11 | 164,945,912 | 5.27% |
| 31 Mar, 11 | 156,689,796 | 36.34% |
| 31 Dec, 10 | 114,928,042 | -84.61% |
| 30 Sep, 10 | 746,764,855 | 551.27% |
| 30 Jun, 10 | 114,663,166 | -2.35% |
| 31 Mar, 10 | 117,419,037 | -11.06% |
| 31 Dec, 09 | 132,023,615 | 5.10% |
| 30 Sep, 09 | 125,615,318 | -82.81% |
| 30 Jun, 09 | 730,631,141 | 535.32% |
| 31 Mar, 09 | 115,002,741 | -26.52% |
| 31 Dec, 08 | 156,505,590 | 50.91% |
| 30 Sep, 08 | 103,705,681 | 5.48% |
| 30 Jun, 08 | 98,314,430 | -3.77% |
| 31 Mar, 08 | 102,167,728 | 8.89% |
| 31 Dec, 07 | 93,826,318 | 6.20% |
| 30 Sep, 07 | 88,351,096 | -3.93% |
| 30 Jun, 07 | 91,963,982 | 12.55% |
| 31 Mar, 07 | 81,710,648 | -14.48% |
| 31 Dec, 06 | 95,549,042 | -17.80% |
| 30 Sep, 06 | 116,239,714 | 21.76% |
| 30 Jun, 06 | 95,469,284 | -10.44% |
| 31 Mar, 06 | 106,595,317 | -21.16% |
| 31 Dec, 05 | 135,197,547 | 2.89% |
| 30 Sep, 05 | 131,394,832 | 110.22% |
| 30 Jun, 05 | 62,502,701 | 31.93% |
| 31 Mar, 05 | 47,376,309 | -26.41% |
| 31 Dec, 04 | 64,379,406 | 15.38% |
| 30 Sep, 04 | 55,797,861 | -14.29% |
| 30 Jun, 04 | 65,097,528 | 1.96% |
| 31 Mar, 04 | 63,845,137 | 27.03% |
| 31 Dec, 03 | 50,260,041 | 5.98% |
| 30 Sep, 03 | 47,424,277 | 15.91% |
| 30 Jun, 03 | 40,915,860 | -6.38% |
| 31 Mar, 03 | 43,703,609 | -5.45% |
| 31 Dec, 02 | 46,223,293 | 0.18% |
| 30 Sep, 02 | 46,141,592 | 3.92% |
| 30 Jun, 02 | 44,400,904 | -2.08% |
| 31 Mar, 02 | 45,342,455 | 47.95% |
| 31 Dec, 01 | 30,647,571 | -26.58% |
| 30 Sep, 01 | 41,743,429 | -26.45% |
| 30 Jun, 01 | 56,757,250 | 14.22% |
| 31 Mar, 01 | 49,693,074 | -5.01% |
| 31 Dec, 00 | 52,314,107 | -6.05% |
| 30 Sep, 00 | 55,681,600 | 21.16% |
| 30 Jun, 00 | 45,958,605 | 13.87% |
| 31 Mar, 00 | 40,361,003 | -4.93% |
| 31 Dec, 99 | 42,453,688 | -16.81% |
| 30 Sep, 99 | 51,029,363 | -3.06% |
| 30 Jun, 99 | 52,637,469 | 4.90% |
| 31 Mar, 99 | 50,177,157 | 50138.45% |
| 31 Dec, 98 | 99,878 | - |
| 31 Mar, 87 | 1,623 | - |
Caterpillar (CAT) has 342.44M shares outstanding as of 30 Jun 24, down -0.10% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 30 Jun, 24 | 69.33% | 1.44% |
| 31 Mar, 24 | 69.40% | 1.45% |
| 31 Dec, 23 | 69.24% | 1.47% |
| 30 Sep, 23 | 68.67% | 1.41% |
| 30 Jun, 23 | 69.70% | 1.22% |
| 31 Mar, 23 | 75.47% | 1.53% |
| 31 Dec, 22 | 70.13% | 1.50% |
| 30 Sep, 22 | 68.35% | 1.44% |
| 30 Jun, 22 | 68.85% | 1.46% |
| 31 Mar, 22 | 68.72% | 1.56% |
| 31 Dec, 21 | 66.33% | 1.44% |
| 30 Sep, 21 | 67.86% | 1.44% |
| 30 Jun, 21 | 68.71% | 1.43% |
| 31 Mar, 21 | 69.28% | 1.45% |
| 31 Dec, 20 | 69.03% | 1.48% |
| 30 Sep, 20 | 68.39% | 1.52% |
| 30 Jun, 20 | 66.99% | 1.50% |
| 31 Mar, 20 | 66.91% | 1.55% |
| 31 Dec, 19 | 65.68% | 1.54% |
| 30 Sep, 19 | 65.25% | 1.53% |
| 30 Jun, 19 | 65.27% | 1.48% |
| 31 Mar, 19 | 66.35% | 1.52% |
| 31 Dec, 18 | 66.15% | 1.47% |
| 30 Sep, 18 | 67.18% | 1.49% |
| 30 Jun, 18 | 67.21% | 1.48% |
| 31 Mar, 18 | 67.43% | 1.37% |
| 31 Dec, 17 | 70.03% | 1.45% |
| 30 Sep, 17 | 69.53% | 1.41% |
| 30 Jun, 17 | 70.16% | 1.37% |
| 31 Mar, 17 | 71.57% | 1.38% |
| 31 Dec, 16 | 72.00% | 1.40% |
| 30 Sep, 16 | 71.81% | 1.47% |
| 30 Jun, 16 | 69.85% | 1.38% |
| 31 Mar, 16 | 71.21% | 1.49% |
| 31 Dec, 15 | 69.02% | 1.42% |
| 30 Sep, 15 | 69.60% | 1.61% |
| 30 Jun, 15 | 65.73% | 1.55% |
| 31 Mar, 15 | 65.17% | 1.46% |
| 31 Dec, 14 | 66.81% | 1.59% |
| 30 Sep, 14 | 64.82% | 1.44% |
| 30 Jun, 14 | 67.08% | 1.67% |
| 31 Mar, 14 | 63.42% | 1.68% |
| 31 Dec, 13 | 61.40% | 1.69% |
| 30 Sep, 13 | 60.29% | 1.94% |
| 30 Jun, 13 | 55.76% | 18.83% |
| 31 Mar, 13 | 17.21% | 0.12% |
| 31 Dec, 12 | 120.67% | 36.19% |
| 30 Sep, 12 | 18.26% | 1.60% |
| 30 Jun, 12 | 33.78% | 7.40% |
| 31 Mar, 12 | 21.37% | 4.22% |
| 31 Dec, 11 | 22.51% | 4.82% |
| 30 Sep, 11 | 21.62% | 3.31% |
| 30 Jun, 11 | 25.55% | 4.28% |
| 31 Mar, 11 | 24.43% | 7.38% |
| 31 Dec, 10 | 18.20% | 0.13% |
| 30 Sep, 10 | 118.05% | 35.61% |
| 30 Jun, 10 | 18.21% | 5.18% |
| 31 Mar, 10 | 18.75% | 4.07% |
| 31 Dec, 09 | 21.46% | 5.27% |
| 30 Sep, 09 | 20.18% | 0.14% |
| 30 Jun, 09 | 119.42% | 32.73% |
| 31 Mar, 09 | 19.10% | 2.91% |
| 31 Dec, 08 | 25.64% | 8.78% |
| 30 Sep, 08 | 17.09% | 6.67% |
| 30 Jun, 08 | 16.00% | 5.85% |
| 31 Mar, 08 | 16.55% | 7.17% |
| 31 Dec, 07 | 15.19% | 7.93% |
| 30 Sep, 07 | 13.84% | 6.71% |
| 30 Jun, 07 | 14.36% | 8.92% |
| 31 Mar, 07 | 12.69% | 6.03% |
| 31 Dec, 06 | 14.51% | 4.58% |
| 30 Sep, 06 | 17.80% | 8.56% |
| 30 Jun, 06 | 14.42% | 5.73% |
| 31 Mar, 06 | 15.86% | 3.92% |
| 31 Dec, 05 | 20.12% | 5.37% |
| 30 Sep, 05 | 19.36% | 22.80% |
| 30 Jun, 05 | 9.21% | 19.21% |
| 31 Mar, 05 | 6.93% | 7.82% |
| 31 Dec, 04 | 9.41% | 14.13% |
| 30 Sep, 04 | 8.16% | 9.03% |
| 30 Jun, 04 | 9.51% | 10.95% |
| 31 Mar, 04 | 9.32% | 17.32% |
| 31 Dec, 03 | 7.33% | 15.64% |
| 30 Sep, 03 | 6.85% | 19.44% |
| 30 Jun, 03 | 5.93% | 14.74% |
| 31 Mar, 03 | 6.35% | 14.08% |
| 31 Dec, 02 | 6.71% | 14.94% |
| 30 Sep, 02 | 6.70% | 16.09% |
| 30 Jun, 02 | 6.45% | 14.82% |
| 31 Mar, 02 | 6.60% | 33.12% |
| 31 Dec, 01 | 4.46% | 12.08% |
| 30 Sep, 01 | 6.08% | 8.90% |
| 30 Jun, 01 | 8.27% | 15.91% |
| 31 Mar, 01 | 7.21% | 12.64% |
| 31 Dec, 00 | 7.55% | 11.45% |
| 30 Sep, 00 | 8.12% | 18.43% |
| 30 Jun, 00 | 6.64% | 20.36% |
| 31 Mar, 00 | 5.71% | 15.83% |
| 31 Dec, 99 | 6.01% | 12.43% |
| 30 Sep, 99 | 6.95% | 13.52% |
| 30 Jun, 99 | 7.17% | 15.35% |
| 31 Mar, 99 | 6.83% | 3598119.57% |
| 31 Dec, 98 | 0.01% | - |
| 31 Mar, 87 | 0.00% | - |
As of 30 Jun 24, Caterpillar is held by 69.33% institutional shareholders, representing a 1.44% growth compared to 31 Mar 24.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 1,156 | -3.91% |
| 31 Mar, 24 | 1,203 | -1.96% |
| 31 Dec, 23 | 1,227 | 13.30% |
| 30 Sep, 23 | 1,083 | -1.28% |
| 30 Jun, 23 | 1,097 | 6.92% |
| 31 Mar, 23 | 1,026 | -12.53% |
| 31 Dec, 22 | 1,173 | 33.14% |
| 30 Sep, 22 | 881 | -5.67% |
| 30 Jun, 22 | 934 | -17.35% |
| 31 Mar, 22 | 1,130 | -4.72% |
| 31 Dec, 21 | 1,186 | 28.63% |
| 30 Sep, 21 | 922 | -8.26% |
| 30 Jun, 21 | 1,005 | 2.87% |
| 31 Mar, 21 | 977 | -3.84% |
| 31 Dec, 20 | 1,016 | 26.84% |
| 30 Sep, 20 | 801 | 19.20% |
| 30 Jun, 20 | 672 | 0.15% |
| 31 Mar, 20 | 671 | -14.96% |
| 31 Dec, 19 | 789 | 26.85% |
| 30 Sep, 19 | 622 | -6.89% |
| 30 Jun, 19 | 668 | -9.49% |
| 31 Mar, 19 | 738 | -3.91% |
| 31 Dec, 18 | 768 | 10.82% |
| 30 Sep, 18 | 693 | -1.70% |
| 30 Jun, 18 | 705 | -0.14% |
| 31 Mar, 18 | 706 | -6.61% |
| 31 Dec, 17 | 756 | 33.33% |
| 30 Sep, 17 | 567 | 5.39% |
| 30 Jun, 17 | 538 | 21.72% |
| 31 Mar, 17 | 442 | -15.00% |
| 31 Dec, 16 | 520 | 7.66% |
| 30 Sep, 16 | 483 | 4.77% |
| 30 Jun, 16 | 461 | -12.36% |
| 31 Mar, 16 | 526 | 24.64% |
| 31 Dec, 15 | 422 | -11.72% |
| 30 Sep, 15 | 478 | 0.21% |
| 30 Jun, 15 | 477 | -3.05% |
| 31 Mar, 15 | 492 | -13.38% |
| 31 Dec, 14 | 568 | 33.96% |
| 30 Sep, 14 | 424 | -9.59% |
| 30 Jun, 14 | 469 | -3.30% |
| 31 Mar, 14 | 485 | -10.85% |
| 31 Dec, 13 | 544 | 21.43% |
| 30 Sep, 13 | 448 | -43.86% |
| 30 Jun, 13 | 798 | 179.02% |
| 31 Mar, 13 | 286 | -1.72% |
| 31 Dec, 12 | 291 | 11.92% |
| 30 Sep, 12 | 260 | -6.14% |
| 30 Jun, 12 | 277 | 10.36% |
| 31 Mar, 12 | 251 | -10.68% |
| 31 Dec, 11 | 281 | 22.17% |
| 30 Sep, 11 | 230 | -1.71% |
| 30 Jun, 11 | 234 | 9.35% |
| 31 Mar, 11 | 214 | 1.90% |
| 31 Dec, 10 | 210 | 21.39% |
| 30 Sep, 10 | 173 | 7.45% |
| 30 Jun, 10 | 161 | 3.87% |
| 31 Mar, 10 | 155 | 11.51% |
| 31 Dec, 09 | 139 | -0.71% |
| 30 Sep, 09 | 140 | -2.78% |
| 30 Jun, 09 | 144 | -7.10% |
| 31 Mar, 09 | 155 | -13.41% |
| 31 Dec, 08 | 179 | 46.72% |
| 30 Sep, 08 | 122 | -12.23% |
| 30 Jun, 08 | 139 | - |
| 31 Mar, 08 | 139 | -0.71% |
| 31 Dec, 07 | 140 | -2.78% |
| 30 Sep, 07 | 144 | 2.86% |
| 30 Jun, 07 | 140 | 6.06% |
| 31 Mar, 07 | 132 | -8.33% |
| 31 Dec, 06 | 144 | 33.33% |
| 30 Sep, 06 | 108 | -7.69% |
| 30 Jun, 06 | 117 | -7.14% |
| 31 Mar, 06 | 126 | -3.08% |
| 31 Dec, 05 | 130 | -30.11% |
| 30 Sep, 05 | 186 | 72.22% |
| 30 Jun, 05 | 108 | 11.34% |
| 31 Mar, 05 | 97 | 12.79% |
| 31 Dec, 04 | 86 | 13.16% |
| 30 Sep, 04 | 76 | - |
| 30 Jun, 04 | 76 | 7.04% |
| 31 Mar, 04 | 71 | - |
| 31 Dec, 03 | 71 | - |
| 30 Sep, 03 | 71 | 33.96% |
| 30 Jun, 03 | 53 | 15.22% |
| 31 Mar, 03 | 46 | -23.33% |
| 31 Dec, 02 | 60 | 22.45% |
| 30 Sep, 02 | 49 | -5.77% |
| 30 Jun, 02 | 52 | -14.75% |
| 31 Mar, 02 | 61 | 69.44% |
| 31 Dec, 01 | 36 | -5.26% |
| 30 Sep, 01 | 38 | - |
| 30 Jun, 01 | 38 | 5.56% |
| 31 Mar, 01 | 36 | 5.88% |
| 31 Dec, 00 | 34 | 6.25% |
| 30 Sep, 00 | 32 | -15.79% |
| 30 Jun, 00 | 38 | 31.03% |
| 31 Mar, 00 | 29 | 11.54% |
| 31 Dec, 99 | 26 | -21.21% |
| 30 Sep, 99 | 33 | 13.79% |
| 30 Jun, 99 | 29 | -21.62% |
| 31 Mar, 99 | 37 | 1133.33% |
| 31 Dec, 98 | 3 | - |
| 31 Mar, 87 | 1 | - |
1,156 institutional shareholders have increased their position in CAT stock as of 30 Jun 24 compared to 1,203 in the previous quarter (a -3.91% decrease).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 968 | -9.45% |
| 31 Mar, 24 | 1,069 | 11.82% |
| 31 Dec, 23 | 956 | 6.58% |
| 30 Sep, 23 | 897 | 4.30% |
| 30 Jun, 23 | 860 | -0.46% |
| 31 Mar, 23 | 864 | 10.49% |
| 31 Dec, 22 | 782 | 8.31% |
| 30 Sep, 22 | 722 | -8.84% |
| 30 Jun, 22 | 792 | 11.24% |
| 31 Mar, 22 | 712 | 13.74% |
| 31 Dec, 21 | 626 | -8.75% |
| 30 Sep, 21 | 686 | 0.15% |
| 30 Jun, 21 | 685 | -7.93% |
| 31 Mar, 21 | 744 | 23.38% |
| 31 Dec, 20 | 603 | - |
| 30 Sep, 20 | 603 | -5.63% |
| 30 Jun, 20 | 639 | 2.08% |
| 31 Mar, 20 | 626 | 3.13% |
| 31 Dec, 19 | 607 | -5.01% |
| 30 Sep, 19 | 639 | 1.59% |
| 30 Jun, 19 | 629 | 5.18% |
| 31 Mar, 19 | 598 | 3.10% |
| 31 Dec, 18 | 580 | 5.45% |
| 30 Sep, 18 | 550 | 1.48% |
| 30 Jun, 18 | 542 | -11.15% |
| 31 Mar, 18 | 610 | 17.76% |
| 31 Dec, 17 | 518 | 4.65% |
| 30 Sep, 17 | 495 | 6.68% |
| 30 Jun, 17 | 464 | -15.17% |
| 31 Mar, 17 | 547 | 14.68% |
| 31 Dec, 16 | 477 | 4.84% |
| 30 Sep, 16 | 455 | 2.48% |
| 30 Jun, 16 | 444 | 5.71% |
| 31 Mar, 16 | 420 | -19.54% |
| 31 Dec, 15 | 522 | 18.64% |
| 30 Sep, 15 | 440 | -9.47% |
| 30 Jun, 15 | 486 | 2.10% |
| 31 Mar, 15 | 476 | 6.25% |
| 31 Dec, 14 | 448 | -12.84% |
| 30 Sep, 14 | 514 | -0.96% |
| 30 Jun, 14 | 519 | -3.17% |
| 31 Mar, 14 | 536 | 13.08% |
| 31 Dec, 13 | 474 | 0.21% |
| 30 Sep, 13 | 473 | 136.50% |
| 30 Jun, 13 | 200 | 8.70% |
| 31 Mar, 13 | 184 | -2.65% |
| 31 Dec, 12 | 189 | 13.17% |
| 30 Sep, 12 | 167 | 9.15% |
| 30 Jun, 12 | 153 | -28.17% |
| 31 Mar, 12 | 213 | 45.89% |
| 31 Dec, 11 | 146 | 8.96% |
| 30 Sep, 11 | 134 | -11.84% |
| 30 Jun, 11 | 152 | -11.11% |
| 31 Mar, 11 | 171 | 29.55% |
| 31 Dec, 10 | 132 | 13.79% |
| 30 Sep, 10 | 116 | 11.54% |
| 30 Jun, 10 | 104 | -4.59% |
| 31 Mar, 10 | 109 | -3.54% |
| 31 Dec, 09 | 113 | 6.60% |
| 30 Sep, 09 | 106 | 11.58% |
| 30 Jun, 09 | 95 | 26.67% |
| 31 Mar, 09 | 75 | -16.67% |
| 31 Dec, 08 | 90 | -9.09% |
| 30 Sep, 08 | 99 | -1.98% |
| 30 Jun, 08 | 101 | 20.24% |
| 31 Mar, 08 | 84 | -6.67% |
| 31 Dec, 07 | 90 | 16.88% |
| 30 Sep, 07 | 77 | -4.94% |
| 30 Jun, 07 | 81 | -1.22% |
| 31 Mar, 07 | 82 | 30.16% |
| 31 Dec, 06 | 63 | -14.86% |
| 30 Sep, 06 | 74 | -11.90% |
| 30 Jun, 06 | 84 | 2.44% |
| 31 Mar, 06 | 82 | 43.86% |
| 31 Dec, 05 | 57 | 1040.00% |
| 30 Sep, 05 | 5 | -90.38% |
| 30 Jun, 05 | 52 | 26.83% |
| 31 Mar, 05 | 41 | - |
| 31 Dec, 04 | 41 | 17.14% |
| 30 Sep, 04 | 35 | -16.67% |
| 30 Jun, 04 | 42 | -12.50% |
| 31 Mar, 04 | 48 | 14.29% |
| 31 Dec, 03 | 42 | 27.27% |
| 30 Sep, 03 | 33 | 13.79% |
| 30 Jun, 03 | 29 | -12.12% |
| 31 Mar, 03 | 33 | 3.13% |
| 31 Dec, 02 | 32 | 23.08% |
| 30 Sep, 02 | 26 | -7.14% |
| 30 Jun, 02 | 28 | 47.37% |
| 31 Mar, 02 | 19 | -5.00% |
| 31 Dec, 01 | 20 | -13.04% |
| 30 Sep, 01 | 23 | - |
| 30 Jun, 01 | 23 | 9.52% |
| 31 Mar, 01 | 21 | - |
| 31 Dec, 00 | 21 | 40.00% |
| 30 Sep, 00 | 15 | - |
| 30 Jun, 00 | 15 | 15.38% |
| 31 Mar, 00 | 13 | -23.53% |
| 31 Dec, 99 | 17 | 13.33% |
| 30 Sep, 99 | 15 | 7.14% |
| 30 Jun, 99 | 14 | 1300.00% |
| 31 Mar, 99 | 1 | - |
| 31 Dec, 98 | - | - |
| 31 Mar, 87 | - | - |
968 institutional shareholders have reduced their position in CAT stock as of 30 Jun 24 compared to 1,069 in the previous quarter (a -9.45% decrease).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 30 Jun, 24 | 2,663 | -3.97% | 342,439,213 | -0.10% | 69.33% | 1.44% | 1,156 | -3.91% | 968 | -9.45% |
| 31 Mar, 24 | 2,773 | 4.92% | 342,781,847 | -3.05% | 69.40% | 1.45% | 1,203 | -1.96% | 1,069 | 11.82% |
| 31 Dec, 23 | 2,643 | 7.48% | 353,547,658 | 0.99% | 69.24% | 1.47% | 1,227 | 13.30% | 956 | 6.58% |
| 30 Sep, 23 | 2,459 | 3.36% | 350,083,583 | -2.07% | 68.67% | 1.41% | 1,083 | -1.28% | 897 | 4.30% |
| 30 Jun, 23 | 2,379 | 1.23% | 357,496,245 | -8.24% | 69.70% | 1.22% | 1,097 | 6.92% | 860 | -0.46% |
| 31 Mar, 23 | 2,350 | -0.84% | 389,585,095 | 7.37% | 75.47% | 1.53% | 1,026 | -12.53% | 864 | 10.49% |
| 31 Dec, 22 | 2,370 | 15.16% | 362,855,279 | 1.12% | 70.13% | 1.50% | 1,173 | 33.14% | 782 | 8.31% |
| 30 Sep, 22 | 2,058 | -3.61% | 358,821,248 | -1.85% | 68.35% | 1.44% | 881 | -5.67% | 722 | -8.84% |
| 30 Jun, 22 | 2,135 | -4.52% | 365,570,279 | -0.48% | 68.85% | 1.46% | 934 | -17.35% | 792 | 11.24% |
| 31 Mar, 22 | 2,236 | 0.95% | 367,319,142 | 1.80% | 68.72% | 1.56% | 1,130 | -4.72% | 712 | 13.74% |
| 31 Dec, 21 | 2,215 | 9.93% | 360,838,516 | -2.26% | 66.33% | 1.44% | 1,186 | 28.63% | 626 | -8.75% |
| 30 Sep, 21 | 2,015 | -3.63% | 369,165,195 | -1.80% | 67.86% | 1.44% | 922 | -8.26% | 686 | 0.15% |
| 30 Jun, 21 | 2,091 | 0.97% | 375,932,007 | -0.70% | 68.71% | 1.43% | 1,005 | 2.87% | 685 | -7.93% |
| 31 Mar, 21 | 2,071 | 6.26% | 378,573,221 | 0.79% | 69.28% | 1.45% | 977 | -3.84% | 744 | 23.38% |
| 31 Dec, 20 | 1,949 | 13.45% | 375,613,982 | 1.27% | 69.03% | 1.48% | 1,016 | 26.84% | 603 | - |
| 30 Sep, 20 | 1,718 | 6.97% | 370,886,855 | 2.24% | 68.39% | 1.52% | 801 | 19.20% | 603 | -5.63% |
| 30 Jun, 20 | 1,606 | 3.21% | 362,745,103 | -0.85% | 66.99% | 1.50% | 672 | 0.15% | 639 | 2.08% |
| 31 Mar, 20 | 1,556 | -10.11% | 365,857,972 | -0.81% | 66.91% | 1.55% | 671 | -14.96% | 626 | 3.13% |
| 31 Dec, 19 | 1,731 | 11.03% | 368,852,591 | 1.62% | 65.68% | 1.54% | 789 | 26.85% | 607 | -5.01% |
| 30 Sep, 19 | 1,559 | -4.00% | 362,969,687 | -2.06% | 65.25% | 1.53% | 622 | -6.89% | 639 | 1.59% |
| 30 Jun, 19 | 1,624 | -3.22% | 370,602,563 | -2.42% | 65.27% | 1.48% | 668 | -9.49% | 629 | 5.18% |
| 31 Mar, 19 | 1,678 | 1.64% | 379,805,607 | -1.24% | 66.35% | 1.52% | 738 | -3.91% | 598 | 3.10% |
| 31 Dec, 18 | 1,651 | 1.41% | 384,590,800 | -3.32% | 66.15% | 1.47% | 768 | 10.82% | 580 | 5.45% |
| 30 Sep, 18 | 1,628 | 1.81% | 397,800,607 | -0.72% | 67.18% | 1.49% | 693 | -1.70% | 550 | 1.48% |
| 30 Jun, 18 | 1,599 | -0.06% | 400,678,787 | -0.64% | 67.21% | 1.48% | 705 | -0.14% | 542 | -11.15% |
| 31 Mar, 18 | 1,600 | 2.43% | 403,243,359 | -2.71% | 67.43% | 1.37% | 706 | -6.61% | 610 | 17.76% |
| 31 Dec, 17 | 1,562 | 15.45% | 414,464,381 | 0.54% | 70.03% | 1.45% | 756 | 33.33% | 518 | 4.65% |
| 30 Sep, 17 | 1,353 | 5.62% | 412,253,339 | -0.44% | 69.53% | 1.41% | 567 | 5.39% | 495 | 6.68% |
| 30 Jun, 17 | 1,281 | 4.06% | 414,092,633 | -1.51% | 70.16% | 1.37% | 538 | 21.72% | 464 | -15.17% |
| 31 Mar, 17 | 1,231 | -1.60% | 420,454,157 | -0.05% | 71.57% | 1.38% | 442 | -15.00% | 547 | 14.68% |
| 31 Dec, 16 | 1,251 | 6.38% | 420,680,159 | 0.19% | 72.00% | 1.40% | 520 | 7.66% | 477 | 4.84% |
| 30 Sep, 16 | 1,176 | 3.52% | 419,866,959 | 2.91% | 71.81% | 1.47% | 483 | 4.77% | 455 | 2.48% |
| 30 Jun, 16 | 1,136 | -2.82% | 407,987,905 | -1.70% | 69.85% | 1.38% | 461 | -12.36% | 444 | 5.71% |
| 31 Mar, 16 | 1,169 | 2.36% | 415,027,994 | 1.18% | 71.21% | 1.49% | 526 | 24.64% | 420 | -19.54% |
| 31 Dec, 15 | 1,142 | 0.97% | 410,171,531 | 0.15% | 69.02% | 1.42% | 422 | -11.72% | 522 | 18.64% |
| 30 Sep, 15 | 1,131 | -4.96% | 409,539,931 | 3.29% | 69.60% | 1.61% | 478 | 0.21% | 440 | -9.47% |
| 30 Jun, 15 | 1,190 | 1.10% | 396,506,019 | 0.59% | 65.73% | 1.55% | 477 | -3.05% | 486 | 2.10% |
| 31 Mar, 15 | 1,177 | -7.40% | 394,185,386 | -2.60% | 65.17% | 1.46% | 492 | -13.38% | 476 | 6.25% |
| 31 Dec, 14 | 1,271 | 5.22% | 404,726,374 | 2.10% | 66.81% | 1.59% | 568 | 33.96% | 448 | -12.84% |
| 30 Sep, 14 | 1,208 | -2.19% | 396,386,688 | -5.65% | 64.82% | 1.44% | 424 | -9.59% | 514 | -0.96% |
| 30 Jun, 14 | 1,235 | 0.65% | 420,141,625 | 5.71% | 67.08% | 1.67% | 469 | -3.30% | 519 | -3.17% |
| 31 Mar, 14 | 1,227 | 1.24% | 397,438,142 | 0.33% | 63.42% | 1.68% | 485 | -10.85% | 536 | 13.08% |
| 31 Dec, 13 | 1,212 | 8.21% | 396,142,597 | 2.78% | 61.40% | 1.69% | 544 | 21.43% | 474 | 0.21% |
| 30 Sep, 13 | 1,120 | 0.45% | 385,440,567 | 6.35% | 60.29% | 1.94% | 448 | -43.86% | 473 | 136.50% |
| 30 Jun, 13 | 1,115 | 102.73% | 362,412,439 | 220.95% | 55.76% | 18.83% | 798 | 179.02% | 200 | 8.70% |
| 31 Mar, 13 | 550 | -0.72% | 112,919,511 | -85.66% | 17.21% | 0.12% | 286 | -1.72% | 184 | -2.65% |
| 31 Dec, 12 | 554 | 11.02% | 787,467,825 | 559.85% | 120.67% | 36.19% | 291 | 11.92% | 189 | 13.17% |
| 30 Sep, 12 | 499 | 0.20% | 119,340,138 | -45.88% | 18.26% | 1.60% | 260 | -6.14% | 167 | 9.15% |
| 30 Jun, 12 | 498 | -4.60% | 220,525,233 | 58.76% | 33.78% | 7.40% | 277 | 10.36% | 153 | -28.17% |
| 31 Mar, 12 | 522 | 5.24% | 138,906,451 | -4.64% | 21.37% | 4.22% | 251 | -10.68% | 213 | 45.89% |
| 31 Dec, 11 | 496 | 16.71% | 145,662,913 | 4.21% | 22.51% | 4.82% | 281 | 22.17% | 146 | 8.96% |
| 30 Sep, 11 | 425 | -3.63% | 139,779,788 | -15.26% | 21.62% | 3.31% | 230 | -1.71% | 134 | -11.84% |
| 30 Jun, 11 | 441 | 1.85% | 164,945,912 | 5.27% | 25.55% | 4.28% | 234 | 9.35% | 152 | -11.11% |
| 31 Mar, 11 | 433 | 10.74% | 156,689,796 | 36.34% | 24.43% | 7.38% | 214 | 1.90% | 171 | 29.55% |
| 31 Dec, 10 | 391 | 16.02% | 114,928,042 | -84.61% | 18.20% | 0.13% | 210 | 21.39% | 132 | 13.79% |
| 30 Sep, 10 | 337 | 5.97% | 746,764,855 | 551.27% | 118.05% | 35.61% | 173 | 7.45% | 116 | 11.54% |
| 30 Jun, 10 | 318 | 1.92% | 114,663,166 | -2.35% | 18.21% | 5.18% | 161 | 3.87% | 104 | -4.59% |
| 31 Mar, 10 | 312 | 4.00% | 117,419,037 | -11.06% | 18.75% | 4.07% | 155 | 11.51% | 109 | -3.54% |
| 31 Dec, 09 | 300 | 4.53% | 132,023,615 | 5.10% | 21.46% | 5.27% | 139 | -0.71% | 113 | 6.60% |
| 30 Sep, 09 | 287 | 6.30% | 125,615,318 | -82.81% | 20.18% | 0.14% | 140 | -2.78% | 106 | 11.58% |
| 30 Jun, 09 | 270 | 3.85% | 730,631,141 | 535.32% | 119.42% | 32.73% | 144 | -7.10% | 95 | 26.67% |
| 31 Mar, 09 | 260 | -10.96% | 115,002,741 | -26.52% | 19.10% | 2.91% | 155 | -13.41% | 75 | -16.67% |
| 31 Dec, 08 | 292 | 6.96% | 156,505,590 | 50.91% | 25.64% | 8.78% | 179 | 46.72% | 90 | -9.09% |
| 30 Sep, 08 | 273 | -3.87% | 103,705,681 | 5.48% | 17.09% | 6.67% | 122 | -12.23% | 99 | -1.98% |
| 30 Jun, 08 | 284 | 4.41% | 98,314,430 | -3.77% | 16.00% | 5.85% | 139 | - | 101 | 20.24% |
| 31 Mar, 08 | 272 | -1.45% | 102,167,728 | 8.89% | 16.55% | 7.17% | 139 | -0.71% | 84 | -6.67% |
| 31 Dec, 07 | 276 | 5.34% | 93,826,318 | 6.20% | 15.19% | 7.93% | 140 | -2.78% | 90 | 16.88% |
| 30 Sep, 07 | 262 | 0.77% | 88,351,096 | -3.93% | 13.84% | 6.71% | 144 | 2.86% | 77 | -4.94% |
| 30 Jun, 07 | 260 | 7.00% | 91,963,982 | 12.55% | 14.36% | 8.92% | 140 | 6.06% | 81 | -1.22% |
| 31 Mar, 07 | 243 | 2.97% | 81,710,648 | -14.48% | 12.69% | 6.03% | 132 | -8.33% | 82 | 30.16% |
| 31 Dec, 06 | 236 | 8.76% | 95,549,042 | -17.80% | 14.51% | 4.58% | 144 | 33.33% | 63 | -14.86% |
| 30 Sep, 06 | 217 | -4.41% | 116,239,714 | 21.76% | 17.80% | 8.56% | 108 | -7.69% | 74 | -11.90% |
| 30 Jun, 06 | 227 | -3.40% | 95,469,284 | -10.44% | 14.42% | 5.73% | 117 | -7.14% | 84 | 2.44% |
| 31 Mar, 06 | 235 | 7.31% | 106,595,317 | -21.16% | 15.86% | 3.92% | 126 | -3.08% | 82 | 43.86% |
| 31 Dec, 05 | 219 | 11.17% | 135,197,547 | 2.89% | 20.12% | 5.37% | 130 | -30.11% | 57 | 1040.00% |
| 30 Sep, 05 | 197 | 4.23% | 131,394,832 | 110.22% | 19.36% | 22.80% | 186 | 72.22% | 5 | -90.38% |
| 30 Jun, 05 | 189 | 13.86% | 62,502,701 | 31.93% | 9.21% | 19.21% | 108 | 11.34% | 52 | 26.83% |
| 31 Mar, 05 | 166 | 9.21% | 47,376,309 | -26.41% | 6.93% | 7.82% | 97 | 12.79% | 41 | - |
| 31 Dec, 04 | 152 | 16.03% | 64,379,406 | 15.38% | 9.41% | 14.13% | 86 | 13.16% | 41 | 17.14% |
| 30 Sep, 04 | 131 | -1.50% | 55,797,861 | -14.29% | 8.16% | 9.03% | 76 | - | 35 | -16.67% |
| 30 Jun, 04 | 133 | -1.48% | 65,097,528 | 1.96% | 9.51% | 10.95% | 76 | 7.04% | 42 | -12.50% |
| 31 Mar, 04 | 135 | 2.27% | 63,845,137 | 27.03% | 9.32% | 17.32% | 71 | - | 48 | 14.29% |
| 31 Dec, 03 | 132 | 12.82% | 50,260,041 | 5.98% | 7.33% | 15.64% | 71 | - | 42 | 27.27% |
| 30 Sep, 03 | 117 | 23.16% | 47,424,277 | 15.91% | 6.85% | 19.44% | 71 | 33.96% | 33 | 13.79% |
| 30 Jun, 03 | 95 | - | 40,915,860 | -6.38% | 5.93% | 14.74% | 53 | 15.22% | 29 | -12.12% |
| 31 Mar, 03 | 95 | -7.77% | 43,703,609 | -5.45% | 6.35% | 14.08% | 46 | -23.33% | 33 | 3.13% |
| 31 Dec, 02 | 103 | 11.96% | 46,223,293 | 0.18% | 6.71% | 14.94% | 60 | 22.45% | 32 | 23.08% |
| 30 Sep, 02 | 92 | 1.10% | 46,141,592 | 3.92% | 6.70% | 16.09% | 49 | -5.77% | 26 | -7.14% |
| 30 Jun, 02 | 91 | 4.60% | 44,400,904 | -2.08% | 6.45% | 14.82% | 52 | -14.75% | 28 | 47.37% |
| 31 Mar, 02 | 87 | 35.94% | 45,342,455 | 47.95% | 6.60% | 33.12% | 61 | 69.44% | 19 | -5.00% |
| 31 Dec, 01 | 64 | -3.03% | 30,647,571 | -26.58% | 4.46% | 12.08% | 36 | -5.26% | 20 | -13.04% |
| 30 Sep, 01 | 66 | - | 41,743,429 | -26.45% | 6.08% | 8.90% | 38 | - | 23 | - |
| 30 Jun, 01 | 66 | 1.54% | 56,757,250 | 14.22% | 8.27% | 15.91% | 38 | 5.56% | 23 | 9.52% |
| 31 Mar, 01 | 65 | 8.33% | 49,693,074 | -5.01% | 7.21% | 12.64% | 36 | 5.88% | 21 | - |
| 31 Dec, 00 | 60 | 11.11% | 52,314,107 | -6.05% | 7.55% | 11.45% | 34 | 6.25% | 21 | 40.00% |
| 30 Sep, 00 | 54 | -6.90% | 55,681,600 | 21.16% | 8.12% | 18.43% | 32 | -15.79% | 15 | - |
| 30 Jun, 00 | 58 | 23.40% | 45,958,605 | 13.87% | 6.64% | 20.36% | 38 | 31.03% | 15 | 15.38% |
| 31 Mar, 00 | 47 | -4.08% | 40,361,003 | -4.93% | 5.71% | 15.83% | 29 | 11.54% | 13 | -23.53% |
| 31 Dec, 99 | 49 | -9.26% | 42,453,688 | -16.81% | 6.01% | 12.43% | 26 | -21.21% | 17 | 13.33% |
| 30 Sep, 99 | 54 | 10.20% | 51,029,363 | -3.06% | 6.95% | 13.52% | 33 | 13.79% | 15 | 7.14% |
| 30 Jun, 99 | 49 | 28.95% | 52,637,469 | 4.90% | 7.17% | 15.35% | 29 | -21.62% | 14 | 1300.00% |
| 31 Mar, 99 | 38 | 1166.67% | 50,177,157 | 50138.45% | 6.83% | 3598119.57% | 37 | 1133.33% | 1 | - |
| 31 Dec, 98 | 3 | - | 99,878 | - | 0.01% | - | 3 | - | - | - |
| 31 Mar, 87 | 1 | - | 1,623 | - | 0.00% | - | 1 | - | - | - |
Caterpillar Insider Shareholders Trades
Open Market Insider Trades
Open Market Insider Buys
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Insider Sells
All Insider Owners Trades
The last insider sell of Caterpillar's stock was made by Johnson Cheryl H on Jul 17 2024, selling 1,508 shares at $350.00 per share (valued at $527.80K).
Caterpillar Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | - | 2 | - |
| Q2 2024 | 20 | 11 | 181.82% |
| Q1 2024 | 49 | 37 | 132.43% |
| Q4 2023 | 14 | 3 | 466.67% |
| Q3 2023 | 25 | 31 | 80.65% |
| Q2 2023 | 16 | 2 | 800.00% |
| Q1 2023 | 29 | 28 | 103.57% |
| Q4 2022 | 11 | 11 | 100.00% |
| Q3 2022 | 8 | 2 | 400.00% |
| Q2 2022 | 16 | 7 | 228.57% |
| Q1 2022 | 27 | 18 | 150.00% |
| Q4 2021 | 8 | 1 | 800.00% |
| Q3 2021 | 10 | 2 | 500.00% |
| Q2 2021 | 9 | 4 | 225.00% |
| Q1 2021 | 60 | 52 | 115.38% |
| Q4 2020 | 25 | 35 | 71.43% |
| Q3 2020 | 22 | 22 | 100.00% |
| Q2 2020 | 8 | 1 | 800.00% |
| Q1 2020 | 36 | 12 | 300.00% |
| Q4 2019 | 20 | 23 | 86.96% |
0 total buy trades, and 2 total sell trades (buy/sell ratio of 0.00%) were made by Caterpillar's insiders, as of Q3 2024.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | - | 1 | - |
| Q2 2024 | 2 | 2 | 100.00% |
| Q1 2024 | 1 | 8 | 12.50% |
| Q4 2023 | - | - | - |
| Q3 2023 | - | 14 | - |
| Q2 2023 | - | - | - |
| Q1 2023 | 1 | 7 | 14.29% |
| Q4 2022 | - | 5 | - |
| Q3 2022 | - | - | - |
| Q2 2022 | 1 | 4 | 25.00% |
| Q1 2022 | 1 | 5 | 20.00% |
| Q4 2021 | - | 1 | - |
| Q3 2021 | 1 | - | - |
| Q2 2021 | 1 | 2 | 50.00% |
| Q1 2021 | - | 25 | - |
| Q4 2020 | - | 11 | - |
| Q3 2020 | - | 2 | - |
| Q2 2020 | - | - | - |
| Q1 2020 | - | 1 | - |
| Q4 2019 | - | 6 | - |
As of Q3 2024, Insider owners conducted 0 open market buy trades and 1 open market sell trades of Caterpillar's stocks.
Caterpillar Peer Ownership
| Ticker | Company |
|---|---|
| ZEV | Lightning eMotors, Inc. |
| PCAR | PACCAR Inc |
| OSK | Oshkosh Corporation |
| CNHI | CNH Industrial NV |
| AGCO | AGCO Corporation |
| TEX | Terex Corporation |
| ALG | Alamo Group Inc. |
| LEV | The Lion Electric Company |
| DE | Deere & Company |
| LNN | Lindsay Corporation |
| MTW | The Manitowoc Company, Inc. |
| WNC | Wabash National Corporation |
| NKLA | Nikola Corporation |
CAT Ownership FAQ
Who Owns Caterpillar?
Caterpillar is owned by institutional shareholders (69.33%), insiders (0.20%), and public (30.47%). The largest institutional shareholder of Caterpillar is VANGUARD GROUP INC (9.41% of total shares) and the top mutual fund owner is SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST (3.33% of total shares).
Who are the major institutional shareholders of Caterpillar?
Caterpillar's major institutional shareholders are VANGUARD GROUP INC, STATE STREET CORP, BLACKROCK INC., CAPITAL WORLD INVESTORS, and STATE FARM MUTUAL AUTOMOBILE INSURANCE CO. The top five shareholders own together 31.65% of the company's share outstanding.
How many Caterpillar shareholders are there?
As of Jun 2024, there are 2,663 institutional shareholders of Caterpillar.
What percentage of Caterpillar is owned by VANGUARD GROUP INC?
VANGUARD GROUP INC owns 46.48M shares of Caterpillar, representing 9.41% of the company's total shares outstanding, valued at $15.48B (as of Jun 2024).
What percentage of Caterpillar is owned by STATE STREET CORP?
As of Jun 2024, STATE STREET CORP holds 36.61M shares of Caterpillar (CAT), compromising 7.41% of the company, valued at $12.2T.
What percentage of Caterpillar is owned by BLACKROCK INC?
BLACKROCK INC is the third largest holder of Caterpillar. The company owns 36.21M of the company's shares outstanding (worth $12.06B).