SWK Ownership | Who Owns SWK?

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SWK Ownership Summary

SWK is owned by 93.01% institutional investors, 5.91% insiders, and 1.08% retail investors. Carlson capital l p is the largest institutional shareholder, holding 72.90% of SWKH shares. Vanguard Total Stock Mkt Idx Inv is the top mutual fund, with 1.12% of its assets in SWK shares.

SWKH Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	SWK	93.01%	5.91%	1.08%
Sector	Financial Services Stocks	43.07%	12.53%	44.40%
Industry	Asset Management Stocks	39.76%	8.77%	51.47%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Carlson capital l p	9.09M	72.90%	$154.50M
M3f	802.23K	6.43%	$13.63M
Cannell capital	634.06K	5.08%	$10.77M
Vanguard group	283.34K	2.27%	$4.81M
Blackrock	139.26K	1.12%	$2.37M
Bridgeway capital management	110.28K	0.88%	$1.87M
Geode capital management	82.77K	0.66%	$1.41M
Empowered funds	51.88K	0.42%	$881.44K
State street	49.91K	0.40%	$847.92K
Greenwood capital associates	41.65K	0.33%	$707.58K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Carlson capital l p	9.09M	24.12%	$154.50M
M3f	802.23K	5.04%	$13.63M
Cannell capital	634.06K	2.44%	$10.77M
Perritt capital management	20.00K	0.19%	$339.80K
Skyview investment advisors	31.16K	0.09%	$529.00K
Greenwood capital associates	41.65K	0.09%	$707.58K
Grace & white inc /ny	16.85K	0.05%	$286.28K
Bridgeway capital management	110.28K	0.04%	$1.87M
Empowered funds	51.88K	0.02%	$881.44K
Dynamic advisor solutions	21.78K	0.01%	$370.06K

Top Buyers

Holder	Shares	% Assets	Change
M3f	802.23K	5.04%	88.91K
Blackrock	139.26K	0.00%	21.79K
Dimensional fund advisors lp	30.11K	0.00%	13.89K
Bank of new york mellon	10.13K	-	10.13K
Resources investment advisors, llc.	19.87K	0.00%	2.31K

Top Sellers

Holder	Shares	% Assets	Change
Vanguard group	283.34K	0.00%	-113.93K
Cannell capital	634.06K	2.44%	-47.78K
Great lakes advisors	-	-	-13.11K
Morgan stanley	33.87K	-	-5.71K
Jpmorgan chase	1.88K	-	-4.75K

New Positions

Holder	Shares	% Assets	Change	Value
Corebridge financial	1.77K	0.00%	1.77K	$30.09K
Mirae asset global etfs	1.63K	0.00%	1.63K	$27.64K
Srs capital advisors	335.00	0.00%	335.00	$5.69K
Cornerstone planning group	257.00	0.00%	257.00	$4.27K

Sold Out

Holder	Change
Innealta capital	-52.00
Td waterhouse canada	-100.00
Advisor group	-400.00
American group	-1.82K
Great lakes advisors	-13.11K

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Jun 30, 2024	49	19.51%	11,603,110	-0.16%	93	1.10%	25	78.57%	14	-22.22%
Mar 31, 2024	41	-10.87%	11,622,263	-0.13%	91	1.07%	14	-41.67%	18	80.00%
Dec 31, 2023	46	2.22%	11,637,773	0.17%	92	1.12%	24	20.00%	10	-37.50%
Sep 30, 2023	45	-2.17%	11,618,563	-0.60%	91	1.10%	20	-16.67%	16	33.33%
Jun 30, 2023	46	9.52%	11,688,286	-1.54%	91	1.06%	24	9.09%	12	20.00%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Vanguard Total Stock Mkt Idx Inv	138.75K	1.12%	-
Vanguard Institutional Extnd Mkt Idx Tr	104.83K	0.85%	-
EA Bridgeway Omni Small-Cap Value ETF	51.88K	0.42%	-
iShares Russell 2000 ETF	40.89K	0.33%	-98.00
iShares Russell 2000 Value ETF	36.96K	0.30%	-
Bridgeway Omni Small-Cap Value	33.41K	0.27%	-25.00K
Bridgeway Omni Small-Cap Value N	33.41K	0.27%	-25.00K
Fidelity Small Cap Index	31.27K	0.25%	-106.00
Bridgeway Ultra-Small Company Market	25.00K	0.20%	25.00K
Perritt MicroCap Opportunities Investor	20.00K	0.16%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K

Insider Transactions Trends

Date	Buy	Sell
2024 Q4	-	-
2024 Q3	-	-
2024 Q2	-	-
2024 Q1	-	-
2023 Q4	-	-

SWKH Ownership FAQ

Who Owns SWK?

SWK shareholders are primarily institutional investors at 93.01%, followed by 5.91% insiders and 1.08% retail investors. The average institutional ownership in SWK's industry, Asset Management Stocks, is 39.76%, which SWK exceeds.

Who owns the most shares of SWK?

SWK’s largest shareholders are Carlson capital l p (9.09M shares, 72.90%), M3f (802.23K shares, 6.43%), and Cannell capital (634.06K shares, 5.08%). Together, they hold 84.41% of SWK’s total shares outstanding.

Does Blackrock own SWK?

Yes, BlackRock owns 1.12% of SWK, totaling 139.26K shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 2.37M$. In the last quarter, BlackRock increased its holdings by 21.79K shares, a 18.55% change.

Who is SWK’s biggest shareholder by percentage of total assets invested?

Carlson capital l p is SWK’s biggest shareholder by percentage of total assets invested, with 24.12% of its assets in 9.09M SWK shares, valued at 154.5M$.

Who is the top mutual fund holder of SWK shares?

Vanguard Total Stock Mkt Idx Inv is the top mutual fund holder of SWK shares, with 1.12% of its total shares outstanding invested in 138.76K SWK shares.

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