SWK Ownership | Who Owns SWK?

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SWK Ownership Summary

SWK is owned by 74.56% institutional investors, 6.35% insiders, and 19.09% retail investors. Carlson capital l p is the largest institutional shareholder, holding 68.95% of SWKH shares. Vanguard Total Stock Mkt Idx Inv is the top mutual fund, with 1.14% of its assets in SWK shares.

SWKH Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	SWK	74.56%	6.35%	19.09%
Sector	Financial Services Stocks	40.29%	14.61%	45.11%
Industry	Asset Management Stocks	33.12%	8.74%	58.14%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Carlson capital l p	8.49M	68.95%	$134.70M
M3f	800.15K	6.50%	$12.69M
Cannell capital	354.33K	2.88%	$5.62M
Vanguard group	234.29K	1.90%	$3.72M
Blackrock	139.26K	1.12%	$2.37M
Blackrock funding, inc. /de	134.56K	1.09%	$2.13M
Bridgeway capital management	107.98K	0.88%	$1.71M
Geode capital management	75.43K	0.61%	$1.20M
Empowered funds	51.88K	0.42%	$822.82K
State street	49.01K	0.40%	$777.25K

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Carlson capital l p	8.49M	79.33%	$134.70M
M3f	800.15K	3.67%	$12.69M
Cannell capital	354.33K	1.15%	$5.62M
Perritt capital management	20.23K	0.17%	$320.77K
Skyview investment advisors	31.16K	0.09%	$529.00K
Greenwood capital associates	39.31K	0.08%	$623.47K
Grace & white inc /ny	18.72K	0.06%	$296.92K
Bridgeway capital management	107.98K	0.04%	$1.71M
State of wyoming	7.37K	0.01%	$116.95K
Empowered funds	51.88K	0.01%	$822.82K

Top Buyers

Holder	Shares	% Assets	Change
Blackrock	139.26K	0.00%	21.79K
M3f	800.15K	3.67%	19.28K
Millennium management	14.84K	0.00%	14.84K
Bank of new york mellon	10.13K	-	10.13K
Jpmorgan chase	12.35K	-	6.24K

Top Sellers

Holder	Shares	% Assets	Change
Carlson capital l p	8.49M	79.33%	-600.68K
Vanguard group	234.29K	0.00%	-33.67K
Cannell capital	354.33K	1.15%	-27.51K
Dynamic advisor solutions	-	-	-20.59K
Resources investment advisors, llc.	-	-	-20.15K

New Positions

Holder	Shares	% Assets	Change	Value
Millennium management	14.84K	0.00%	14.84K	$235.35K
Bnp paribas arbitrage, snc	1.27K	-	1.27K	$20.16K
Gamma investing	111.00	0.00%	111.00	$1.76K
True wealth design	8.00	-	8.00	$127.00

Sold Out

Holder	Change
Capital performance advisors llp	-4.00
Innealta capital	-52.00
Td waterhouse canada	-100.00
Advisor group	-400.00
American group	-1.82K

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Dec 31, 2024	26	-49.02%	9,184,316	-19.06%	74	0.88%	10	-62.96%	9	-18.18%
Sep 30, 2024	51	4.08%	11,346,833	-2.21%	92	1.06%	27	8.00%	11	-21.43%
Jun 30, 2024	49	19.51%	11,603,110	-0.16%	93	1.10%	25	78.57%	14	-22.22%
Mar 31, 2024	41	-10.87%	11,622,263	-0.13%	91	1.07%	14	-41.67%	18	80.00%
Dec 31, 2023	46	2.22%	11,637,773	0.17%	92	1.12%	24	20.00%	10	-37.50%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
Vanguard Total Stock Mkt Idx Inv	138.75K	1.14%	-
Vanguard US Total Market Shares ETF	138.75K	1.13%	-
Vanguard Institutional Extnd Mkt Idx Tr	73.71K	0.60%	-
EA Bridgeway Omni Small-Cap Value ETF	53.81K	0.44%	60.00
iShares Russell 2000 ETF	41.73K	0.34%	-385.00
Bridgeway Omni Small-Cap Value	30.41K	0.25%	-
Bridgeway Omni Small-Cap Value N	30.41K	0.25%	-
Fidelity Small Cap Index	28.65K	0.23%	-537.00
iShares Russell 2000 Value ETF	28.28K	0.23%	-
Bridgeway Ultra-Small Company Market	25.00K	0.20%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K
Sep 09, 2022	Staggs Joe David JR	PRESIDENT	Buy	$45.37K

Insider Transactions Trends

Date	Buy	Sell
2024 Q4	-	-
2024 Q3	-	-
2024 Q2	-	-
2024 Q1	-	-
2023 Q4	-	-

SWKH Ownership FAQ

Who Owns SWK?

SWK shareholders are primarily institutional investors at 74.56%, followed by 6.35% insiders and 19.09% retail investors. The average institutional ownership in SWK's industry, Asset Management Stocks, is 33.12%, which SWK exceeds.

Who owns the most shares of SWK?

SWK’s largest shareholders are Carlson capital l p (8.49M shares, 68.95%), M3f (800.15K shares, 6.50%), and Cannell capital (354.33K shares, 2.88%). Together, they hold 78.32% of SWK’s total shares outstanding.

Does Blackrock own SWK?

Yes, BlackRock owns 1.12% of SWK, totaling 139.26K shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 2.37M$. In the last quarter, BlackRock increased its holdings by 21.79K shares, a 18.55% change.

Who is SWK’s biggest shareholder by percentage of total assets invested?

Carlson capital l p is SWK’s biggest shareholder by percentage of total assets invested, with 79.33% of its assets in 8.49M SWK shares, valued at 134.7M$.

Who is the top mutual fund holder of SWK shares?

Vanguard Total Stock Mkt Idx Inv is the top mutual fund holder of SWK shares, with 1.14% of its total shares outstanding invested in 138.76K SWK shares.

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