Surface Oncology Ownership 2024 | Who Owns Surface Oncology Now?
Institutional Ownership
32.07%
Insider Ownership
7.28%
Retail Ownership
60.65%
Institutional Holders
62.00
Surface Oncology Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC | - | - | - | -57,360 | -100.00% | - | Sep 30, 2023 |
| WELLS FARGO & COMPANY/MN | - | - | - | -880 | -100.00% | - | Sep 30, 2023 |
| NORTHERN TRUST CORP | - | - | - | -86,824 | -100.00% | - | Sep 30, 2023 |
| FMR LLC | - | - | - | -232,815 | -100.00% | - | Sep 30, 2023 |
| STIFEL FINANCIAL CORP | - | - | - | -376,750 | -100.00% | - | Sep 30, 2023 |
| CITIGROUP INC | - | - | - | -37,657 | -100.00% | - | Sep 30, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | - | - | - | -44,721 | -100.00% | - | Sep 30, 2023 |
| MORGAN STANLEY | - | - | - | -35,366 | -100.00% | - | Sep 30, 2023 |
| ACADIAN ASSET MANAGEMENT LLC | - | - | - | -868,620 | -100.00% | - | Sep 30, 2023 |
| GROUP ONE TRADING, L.P. | - | - | - | -6,774 | -100.00% | - | Sep 30, 2023 |
| ROYAL BANK OF CANADA | - | - | - | -24,432 | -100.00% | - | Sep 30, 2023 |
| COMMERCE BANK | - | - | - | -20,000 | -100.00% | - | Sep 30, 2023 |
| FEDERATED HERMES, INC. | - | - | - | -2,638 | -100.00% | - | Sep 30, 2023 |
| KEYBANK NATIONAL ASSOCIATION/OH | - | - | - | -26,455 | -100.00% | - | Sep 30, 2023 |
| CSS LLC/IL | - | - | - | -10,740 | -100.00% | - | Sep 30, 2023 |
| EQUITEC PROPRIETARY MARKETS, LLC | - | - | - | -20,198 | -100.00% | - | Sep 30, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | - | - | - | -1 | -100.00% | - | Sep 30, 2023 |
| TWO SIGMA INVESTMENTS, LP | - | - | - | -38,317 | -100.00% | - | Sep 30, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | - | - | - | -667,418 | -100.00% | - | Sep 30, 2023 |
| BLACKROCK INC. | - | - | - | -520,886 | -100.00% | - | Sep 30, 2023 |
Surface Oncology's largest institutional shareholder is FRANKLIN RESOURCES INC, holding 0.00% of the company's total share outstanding, currently valued at -. The top 10 institutional shareholders own together 0.00% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC | - | - | - | -57,360 | -100.00% | - | Sep 30, 2023 |
| WELLS FARGO & COMPANY/MN | - | - | - | -880 | -100.00% | - | Sep 30, 2023 |
| NORTHERN TRUST CORP | - | - | - | -86,824 | -100.00% | - | Sep 30, 2023 |
| FMR LLC | - | - | - | -232,815 | -100.00% | - | Sep 30, 2023 |
| STIFEL FINANCIAL CORP | - | - | - | -376,750 | -100.00% | - | Sep 30, 2023 |
| CITIGROUP INC | - | - | - | -37,657 | -100.00% | - | Sep 30, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | - | - | - | -44,721 | -100.00% | - | Sep 30, 2023 |
| MORGAN STANLEY | - | - | - | -35,366 | -100.00% | - | Sep 30, 2023 |
| ACADIAN ASSET MANAGEMENT LLC | - | - | - | -868,620 | -100.00% | - | Sep 30, 2023 |
| GROUP ONE TRADING, L.P. | - | - | - | -6,774 | -100.00% | - | Sep 30, 2023 |
| ROYAL BANK OF CANADA | - | - | - | -24,432 | -100.00% | - | Sep 30, 2023 |
| COMMERCE BANK | - | - | - | -20,000 | -100.00% | - | Sep 30, 2023 |
| FEDERATED HERMES, INC. | - | - | - | -2,638 | -100.00% | - | Sep 30, 2023 |
| KEYBANK NATIONAL ASSOCIATION/OH | - | - | - | -26,455 | -100.00% | - | Sep 30, 2023 |
| CSS LLC/IL | - | - | - | -10,740 | -100.00% | - | Sep 30, 2023 |
| EQUITEC PROPRIETARY MARKETS, LLC | - | - | - | -20,198 | -100.00% | - | Sep 30, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | - | - | - | -1 | -100.00% | - | Sep 30, 2023 |
| TWO SIGMA INVESTMENTS, LP | - | - | - | -38,317 | -100.00% | - | Sep 30, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | - | - | - | -667,418 | -100.00% | - | Sep 30, 2023 |
| BLACKROCK INC. | - | - | - | -520,886 | -100.00% | - | Sep 30, 2023 |
The largest Surface Oncology shareholder by % of total assets is FRANKLIN RESOURCES INC. The company owns 0.00 shares of Surface Oncology (SURF), representing 0.00% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS ARBITRAGE, SNC | - | - | - | -1 | -100.00% | - | Sep 30, 2023 |
| NEWSQUARE CAPITAL LLC | - | - | - | -80 | -100.00% | - | Sep 30, 2023 |
| CORNERSTONE PLANNING GROUP LLC | - | - | - | -250 | -100.00% | - | Sep 30, 2023 |
| NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | - | - | - | -405 | -100.00% | - | Sep 30, 2023 |
| LARSON FINANCIAL GROUP LLC | - | - | - | -751 | -100.00% | - | Sep 30, 2023 |
| WELLS FARGO & COMPANY/MN | - | - | - | -880 | -100.00% | - | Sep 30, 2023 |
| FINANCIAL MANAGEMENT PROFESSIONALS, INC. | - | - | - | -1,000 | -100.00% | - | Sep 30, 2023 |
| ANTONETTI CAPITAL MANAGEMENT LLC | - | - | - | -1,200 | -100.00% | - | Sep 30, 2023 |
| FEDERATED HERMES, INC. | - | - | - | -2,638 | -100.00% | - | Sep 30, 2023 |
| TOWER RESEARCH CAPITAL LLC (TRC) | - | - | - | -6,726 | -100.00% | - | Sep 30, 2023 |
| GROUP ONE TRADING, L.P. | - | - | - | -6,774 | -100.00% | - | Sep 30, 2023 |
| UBS GROUP AG | - | - | - | -6,875 | -100.00% | - | Sep 30, 2023 |
| GROUND SWELL CAPITAL, LLC | - | - | - | -10,155 | -100.00% | - | Sep 30, 2023 |
| ADVISOR GROUP HOLDINGS, INC. | - | - | - | -10,450 | -100.00% | - | Sep 30, 2023 |
| CSS LLC/IL | - | - | - | -10,740 | -100.00% | - | Sep 30, 2023 |
| PLATFORM TECHNOLOGY PARTNERS | - | - | - | -11,000 | -100.00% | - | Sep 30, 2023 |
| RIA ADVISORY GROUP LLC | - | - | - | -12,000 | -100.00% | - | Sep 30, 2023 |
| VIRTU FINANCIAL LLC | - | - | - | -12,230 | -100.00% | - | Sep 30, 2023 |
| FORMIDABLE ASSET MANAGEMENT, LLC | - | - | - | -15,175 | -100.00% | - | Sep 30, 2023 |
| PRIVATE ADVISOR GROUP, LLC | - | - | - | -17,325 | -100.00% | - | Sep 30, 2023 |
As of Sep 30 2023, Surface Oncology's largest institutional buyer is BNP PARIBAS ARBITRAGE, SNC. The company purchased -1.00 stocks of SURF, valued at -.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC | - | - | - | -4,890,000 | -100.00% | - | Sep 30, 2023 |
| ATLAS VENTURE ASSOCIATES IX, LLC | - | - | - | -2,945,453 | -100.00% | - | Sep 30, 2023 |
| ARK INVESTMENT MANAGEMENT LLC | - | - | - | -1,412,077 | -100.00% | - | Sep 30, 2023 |
| DAFNA CAPITAL MANAGEMENT LLC | - | - | - | -1,100,000 | -100.00% | - | Sep 30, 2023 |
| ACADIAN ASSET MANAGEMENT LLC | - | - | - | -868,620 | -100.00% | - | Sep 30, 2023 |
| YAKIRA CAPITAL MANAGEMENT, INC. | - | - | - | -785,879 | -100.00% | - | Sep 30, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | - | - | - | -667,418 | -100.00% | - | Sep 30, 2023 |
| BLACKROCK INC. | - | - | - | -520,886 | -100.00% | - | Sep 30, 2023 |
| STIFEL FINANCIAL CORP | - | - | - | -376,750 | -100.00% | - | Sep 30, 2023 |
| BLACK MAPLE CAPITAL MANAGEMENT LP | - | - | - | -266,736 | -100.00% | - | Sep 30, 2023 |
| FMR LLC | - | - | - | -232,815 | -100.00% | - | Sep 30, 2023 |
| KNIGHTS OF COLUMBUS ASSET ADVISORS LLC | - | - | - | -157,769 | -100.00% | - | Sep 30, 2023 |
| BANK OF NEW YORK MELLON CORP | - | - | - | -132,393 | -100.00% | - | Sep 30, 2023 |
| NORTHERN TRUST CORP | - | - | - | -86,824 | -100.00% | - | Sep 30, 2023 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | - | - | - | -64,875 | -100.00% | - | Sep 30, 2023 |
| FRANKLIN RESOURCES INC | - | - | - | -57,360 | -100.00% | - | Sep 30, 2023 |
| ARETE WEALTH ADVISORS, LLC | - | - | - | -54,465 | -100.00% | - | Sep 30, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | - | - | - | -44,721 | -100.00% | - | Sep 30, 2023 |
| EAGLE ROCK INVESTMENT COMPANY, LLC | - | - | - | -42,000 | -100.00% | - | Sep 30, 2023 |
| TWO SIGMA INVESTMENTS, LP | - | - | - | -38,317 | -100.00% | - | Sep 30, 2023 |
As of Sep 30 2023, Surface Oncology's biggest institutional seller is ARMISTICE CAPITAL, LLC. The company sold -4.89M shares of SURF, valued at -.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| ARMISTICE CAPITAL, LLC | - | - | - | -4,890,000 | -100.00% | - | Sep 30, 2023 |
| ATLAS VENTURE ASSOCIATES IX, LLC | - | - | - | -2,945,453 | -100.00% | - | Sep 30, 2023 |
| ARK INVESTMENT MANAGEMENT LLC | - | - | - | -1,412,077 | -100.00% | - | Sep 30, 2023 |
| DAFNA CAPITAL MANAGEMENT LLC | - | - | - | -1,100,000 | -100.00% | - | Sep 30, 2023 |
| ACADIAN ASSET MANAGEMENT LLC | - | - | - | -868,620 | -100.00% | - | Sep 30, 2023 |
| YAKIRA CAPITAL MANAGEMENT, INC. | - | - | - | -785,879 | -100.00% | - | Sep 30, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | - | - | - | -667,418 | -100.00% | - | Sep 30, 2023 |
| BLACKROCK INC. | - | - | - | -520,886 | -100.00% | - | Sep 30, 2023 |
| STIFEL FINANCIAL CORP | - | - | - | -376,750 | -100.00% | - | Sep 30, 2023 |
| BLACK MAPLE CAPITAL MANAGEMENT LP | - | - | - | -266,736 | -100.00% | - | Sep 30, 2023 |
| FMR LLC | - | - | - | -232,815 | -100.00% | - | Sep 30, 2023 |
| KNIGHTS OF COLUMBUS ASSET ADVISORS LLC | - | - | - | -157,769 | -100.00% | - | Sep 30, 2023 |
| BANK OF NEW YORK MELLON CORP | - | - | - | -132,393 | -100.00% | - | Sep 30, 2023 |
| NORTHERN TRUST CORP | - | - | - | -86,824 | -100.00% | - | Sep 30, 2023 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | - | - | - | -64,875 | -100.00% | - | Sep 30, 2023 |
| FRANKLIN RESOURCES INC | - | - | - | -57,360 | -100.00% | - | Sep 30, 2023 |
| ARETE WEALTH ADVISORS, LLC | - | - | - | -54,465 | -100.00% | - | Sep 30, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | - | - | - | -44,721 | -100.00% | - | Sep 30, 2023 |
| EAGLE ROCK INVESTMENT COMPANY, LLC | - | - | - | -42,000 | -100.00% | - | Sep 30, 2023 |
| TWO SIGMA INVESTMENTS, LP | - | - | - | -38,317 | -100.00% | - | Sep 30, 2023 |
| CITIGROUP INC | - | - | - | -37,657 | -100.00% | - | Sep 30, 2023 |
| MORGAN STANLEY | - | - | - | -35,366 | -100.00% | - | Sep 30, 2023 |
| TWO SIGMA SECURITIES, LLC | - | - | - | -27,577 | -100.00% | - | Sep 30, 2023 |
| KEYBANK NATIONAL ASSOCIATION/OH | - | - | - | -26,455 | -100.00% | - | Sep 30, 2023 |
| TWO SIGMA ADVISERS, LP | - | - | - | -25,900 | -100.00% | - | Sep 30, 2023 |
| ROYAL BANK OF CANADA | - | - | - | -24,432 | -100.00% | - | Sep 30, 2023 |
| SIMPLEX TRADING, LLC | - | - | - | -20,332 | -100.00% | - | Sep 30, 2023 |
| EQUITEC PROPRIETARY MARKETS, LLC | - | - | - | -20,198 | -100.00% | - | Sep 30, 2023 |
| COMMERCE BANK | - | - | - | -20,000 | -100.00% | - | Sep 30, 2023 |
| PRIVATE ADVISOR GROUP, LLC | - | - | - | -17,325 | -100.00% | - | Sep 30, 2023 |
| FORMIDABLE ASSET MANAGEMENT, LLC | - | - | - | -15,175 | -100.00% | - | Sep 30, 2023 |
| VIRTU FINANCIAL LLC | - | - | - | -12,230 | -100.00% | - | Sep 30, 2023 |
| RIA ADVISORY GROUP LLC | - | - | - | -12,000 | -100.00% | - | Sep 30, 2023 |
| PLATFORM TECHNOLOGY PARTNERS | - | - | - | -11,000 | -100.00% | - | Sep 30, 2023 |
| CSS LLC/IL | - | - | - | -10,740 | -100.00% | - | Sep 30, 2023 |
| ADVISOR GROUP HOLDINGS, INC. | - | - | - | -10,450 | -100.00% | - | Sep 30, 2023 |
| GROUND SWELL CAPITAL, LLC | - | - | - | -10,155 | -100.00% | - | Sep 30, 2023 |
| UBS GROUP AG | - | - | - | -6,875 | -100.00% | - | Sep 30, 2023 |
| GROUP ONE TRADING, L.P. | - | - | - | -6,774 | -100.00% | - | Sep 30, 2023 |
| TOWER RESEARCH CAPITAL LLC (TRC) | - | - | - | -6,726 | -100.00% | - | Sep 30, 2023 |
| FEDERATED HERMES, INC. | - | - | - | -2,638 | -100.00% | - | Sep 30, 2023 |
| ANTONETTI CAPITAL MANAGEMENT LLC | - | - | - | -1,200 | -100.00% | - | Sep 30, 2023 |
| FINANCIAL MANAGEMENT PROFESSIONALS, INC. | - | - | - | -1,000 | -100.00% | - | Sep 30, 2023 |
| WELLS FARGO & COMPANY/MN | - | - | - | -880 | -100.00% | - | Sep 30, 2023 |
| LARSON FINANCIAL GROUP LLC | - | - | - | -751 | -100.00% | - | Sep 30, 2023 |
| NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | - | - | - | -405 | -100.00% | - | Sep 30, 2023 |
| CORNERSTONE PLANNING GROUP LLC | - | - | - | -250 | -100.00% | - | Sep 30, 2023 |
| NEWSQUARE CAPITAL LLC | - | - | - | -80 | -100.00% | - | Sep 30, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | - | - | - | -1 | -100.00% | - | Sep 30, 2023 |
Surface Oncology's largest sold out institutional shareholder by shares sold is ARMISTICE CAPITAL, LLC, sold -4.89M shares, valued at -, as of undefined.
Surface Oncology Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| CORNERCAP GROUP OF FUNDS /VA/ | 0.77% | 55,378 | 20,170 | 57.29% | Sep 30, 2022 |
| DELAWARE GROUP EQUITY FUNDS IV | 0.30% | 350,000 | - | - | Mar 28, 2024 |
| BRIDGEWAY FUNDS INC | 0.06% | 132,500 | - | - | Mar 28, 2024 |
| Collaborative Investment Series Trust | 0.05% | 8,291 | - | - | Mar 31, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 0.05% | 24,474 | - | - | Mar 31, 2024 |
| PIMCO Dynamic Credit & Mortgage Income Fund | 0.04% | 2,901,146 | -25,350 | -0.87% | Sep 30, 2021 |
| Vericimetry Funds | 0.04% | 3,280 | - | - | Mar 31, 2024 |
| PIMCO Dynamic Income Fund | 0.02% | 2,446,915 | -35,086 | -1.41% | Mar 31, 2024 |
| TARGET PORTFOLIO TRUST | 0.01% | 274,300 | - | - | Jan 31, 2024 |
| Fidelity Commonwealth Trust II | 0.01% | 60,289 | - | - | Aug 31, 2023 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS | 0.01% | 5,050 | - | - | Mar 31, 2024 |
| QUANTITATIVE MASTER SERIES LLC | 0.01% | 50,001 | - | - | Mar 31, 2024 |
| VICTORY PORTFOLIOS | 0.01% | 218,630 | - | - | Mar 31, 2024 |
| VANGUARD INDEX FUNDS | 0.01% | 2,245,943 | - | - | Mar 31, 2024 |
| TIAA SEPARATE ACCOUNT VA 1 | 0.00% | 956 | - | - | Mar 31, 2024 |
| Principal Exchange-Traded Funds | 0.00% | 44,105 | - | - | Mar 31, 2024 |
| ALPS ETF Trust | 0.00% | 45,468 | - | - | Feb 29, 2024 |
| FIDELITY CONCORD STREET TRUST | 0.00% | 637,511 | - | - | Feb 29, 2024 |
| Legg Mason ETF Investment Trust | 0.00% | 5,854 | - | - | Mar 31, 2024 |
| VARIABLE INSURANCE PRODUCTS FUND II | 0.00% | 32,938 | - | - | Mar 31, 2024 |
| BAIRD FUNDS INC | 0.00% | 3,043,230 | - | - | Mar 31, 2024 |
| Managed Portfolio Series | 0.00% | 55,378 | - | - | Jan 31, 2024 |
| GPS Funds I | 0.00% | 13,253 | - | - | Mar 31, 2024 |
| TRUST FOR PROFESSIONAL MANAGERS | 0.00% | 755,872 | -12,454 | -1.62% | Feb 29, 2024 |
| FIDELITY SELECT PORTFOLIOS | 0.00% | 144,645 | - | - | Feb 29, 2024 |
| Voya VARIABLE PORTFOLIOS INC | 0.00% | 64,313 | - | - | Mar 31, 2024 |
| PRUDENTIAL INVESTMENT PORTFOLIOS, INC. | 0.00% | 18,200 | - | - | Mar 28, 2024 |
| GOLDMAN SACHS VARIABLE INSURANCE TRUST | 0.00% | 5,999 | - | - | Mar 31, 2024 |
| RBB FUND, INC. | 0.00% | 114,949 | - | - | Feb 29, 2024 |
| SCHWAB CAPITAL TRUST | 0.00% | 44,721 | - | - | Feb 29, 2024 |
| Advisors' Inner Circle Fund III | 0.00% | 115,930 | - | - | Jan 31, 2024 |
| Calvert Variable Products, Inc. | 0.00% | 2,609 | - | - | Mar 31, 2024 |
| ALLSPRING MASTER TRUST | 0.00% | 45,391 | - | - | Feb 29, 2024 |
| VANGUARD INSTITUTIONAL INDEX FUNDS | 0.00% | 20,025 | - | - | Mar 31, 2024 |
| JPMorgan Trust I | 0.00% | 541,476 | - | - | Jan 31, 2024 |
| AdvisorShares Trust | 0.00% | 1,667 | - | - | Mar 28, 2024 |
| STATE STREET VARIABLE INSURANCE SERIES FUNDS INC | 0.00% | 1,500 | - | - | Mar 31, 2024 |
| TIAA-CREF LIFE FUNDS | 0.00% | 719 | - | - | Mar 31, 2024 |
| Global X Funds | 0.00% | 10,071 | - | - | Jan 31, 2024 |
| RBC FUNDS TRUST | 0.00% | 23,000 | - | - | Mar 28, 2024 |
| Goldman Sachs ETF Trust | 0.00% | 16,713 | - | - | Feb 29, 2024 |
| FLEXSHARES TRUST | 0.00% | 12,220 | - | - | Jan 31, 2024 |
| HC CAPITAL TRUST | 0.00% | 5,000 | - | - | Mar 31, 2024 |
| NORTHERN FUNDS | 0.00% | 17,462 | - | - | Mar 28, 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | 0.00% | 6,600 | - | - | Mar 31, 2024 |
| RYDEX SERIES FUNDS | 0.00% | 337 | - | - | Dec 31, 2023 |
| ProFunds | 0.00% | 756 | - | - | Mar 31, 2024 |
| Invesco Exchange-Traded Fund Trust II | 0.00% | 19,303 | - | - | Jan 31, 2024 |
| FIDELITY SALEM STREET TRUST | 0.00% | 243,450 | - | - | Mar 31, 2024 |
| VANGUARD SCOTTSDALE FUNDS | 0.00% | 117,887 | - | - | Feb 29, 2024 |
| T. Rowe Price Index Trust, Inc. | 0.00% | 1,318 | - | - | Feb 29, 2024 |
| GMO TRUST | 0.00% | 71,288 | - | - | Feb 29, 2024 |
| Invesco Exchange-Traded Self-Indexed Fund Trust | 0.00% | 10,947 | - | - | Feb 29, 2024 |
| MASTER INVESTMENT PORTFOLIO | 0.00% | 4,415 | - | - | Mar 31, 2024 |
| RYDEX DYNAMIC FUNDS | 0.00% | 187 | - | - | Dec 31, 2023 |
| VALIC Co I | 0.00% | 13,101 | - | - | Feb 29, 2024 |
| PENN SERIES FUNDS INC | 0.00% | 1,300 | - | - | Mar 28, 2024 |
| PIMCO FUNDS | 0.00% | 1,880,434 | -5,272,310 | -73.71% | Mar 31, 2024 |
| LAZARD FUNDS INC | 0.00% | 1,490 | - | - | Mar 31, 2024 |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST | 0.00% | 1,866 | - | - | Dec 31, 2023 |
| Guggenheim Active Allocation Fund | 0.00% | 208 | - | - | Feb 29, 2024 |
| NATIONWIDE VARIABLE INSURANCE TRUST | 0.00% | 4,438 | - | - | Mar 31, 2024 |
| COLLEGE RETIREMENT EQUITIES FUND | 0.00% | 33,498 | - | - | Mar 31, 2024 |
| RYDEX VARIABLE TRUST | 0.00% | 33 | - | - | Dec 31, 2023 |
| Bridge Builder Trust | 0.00% | 119,411 | - | - | Mar 31, 2024 |
| TIAA-CREF FUNDS | 0.00% | 78,139 | - | - | Mar 31, 2024 |
| USAA MUTUAL FUNDS TRUST | 0.00% | 5,635 | - | - | Jan 31, 2024 |
| NATIONWIDE MUTUAL FUNDS | 0.00% | 3,153 | - | - | Jan 31, 2024 |
| WisdomTree Trust | 0.00% | 48,352 | - | - | Feb 29, 2024 |
| PROSHARES TRUST | 0.00% | 4,881 | - | - | Feb 29, 2024 |
| SEI INSTITUTIONAL MANAGED TRUST | 0.00% | 49,177 | - | - | Dec 31, 2023 |
| Advisors' Inner Circle Fund II | 0.00% | 14,410 | - | - | Jan 31, 2024 |
| MORGAN STANLEY PATHWAY FUNDS | 0.00% | 1,332 | - | - | Feb 29, 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | 0.00% | 28,600 | - | - | Mar 31, 2024 |
| WILSHIRE MUTUAL FUNDS INC | 0.00% | 3,530 | - | - | Dec 31, 2023 |
| ETF Series Solutions | 0.00% | 208 | - | - | Jan 31, 2024 |
| BLACKROCK FUNDS | 0.00% | 58,721 | - | - | Mar 28, 2024 |
| Ark ETF Trust | 0.00% | 65 | - | - | Jan 31, 2024 |
| iSHARES TRUST | 0.00% | 118,464 | - | - | Mar 31, 2024 |
| Legg Mason Global Asset Management Trust | 0.00% | 54,947 | - | - | Jan 31, 2024 |
| EQ ADVISORS TRUST | 0.00% | 8,059 | - | - | Mar 31, 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | 0.00% | 6,842 | - | - | Jan 31, 2024 |
| SUNAMERICA SERIES TRUST | 0.00% | 2,413 | - | - | Mar 31, 2024 |
| SUNAMERICA SERIES TRUST | 0.00% | 2,413 | - | - | Jan 31, 2024 |
| PACIFIC SELECT FUND | 0.00% | 18,531 | - | - | Mar 31, 2024 |
| AMERICAN CENTURY ETF TRUST | 0.00% | 462 | - | - | Feb 29, 2024 |
| Bridge Builder Trust | 0.00% | 13,471 | - | - | Mar 31, 2024 |
| MASSMUTUAL SELECT FUNDS | 0.00% | 2,685 | - | - | Dec 31, 2023 |
| SEI INSTITUTIONAL INVESTMENTS TRUST | 0.00% | 53,940 | - | - | Feb 29, 2024 |
| BlackRock Variable Series Funds, Inc. | 0.00% | 3,969 | - | - | Mar 31, 2024 |
| Meeder Funds | 0.00% | 3 | - | - | Mar 31, 2024 |
| RUSSELL INVESTMENT CO | 0.00% | 182 | - | - | Jan 31, 2024 |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 0.00% | 1,145 | - | - | Mar 31, 2024 |
| PRINCIPAL FUNDS, INC. | 0.00% | 2,229 | - | - | Feb 29, 2024 |
| John Hancock Funds II | 0.00% | 4,260 | - | - | Feb 29, 2024 |
Surface Oncology's largest mutual fund holder by % of total assets is "CORNERCAP GROUP OF FUNDS /VA/", owning 55.38K shares, compromising 0.77% of its total assets.
Surface Oncology Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 30 Jun, 23 | 62 | -12.68% |
| 31 Mar, 23 | 71 | -11.25% |
| 31 Dec, 22 | 80 | 3.90% |
| 30 Sep, 22 | 77 | -11.49% |
| 30 Jun, 22 | 87 | -18.69% |
| 31 Mar, 22 | 107 | -1.83% |
| 31 Dec, 21 | 109 | 7.92% |
| 30 Sep, 21 | 101 | -4.72% |
| 30 Jun, 21 | 106 | 9.28% |
| 31 Mar, 21 | 97 | 1.04% |
| 31 Dec, 20 | 96 | 62.71% |
| 30 Sep, 20 | 59 | 40.48% |
| 30 Jun, 20 | 42 | 50.00% |
| 31 Mar, 20 | 28 | -15.15% |
| 31 Dec, 19 | 33 | -2.94% |
| 30 Sep, 19 | 34 | -26.09% |
| 30 Jun, 19 | 46 | -14.81% |
| 31 Mar, 19 | 54 | 10.20% |
| 31 Dec, 18 | 49 | 11.36% |
| 30 Sep, 18 | 44 | -6.38% |
| 30 Jun, 18 | 47 | - |
| 30 Jun, 10 | 1 | - |
As of 30 Jun 23, 62 institutions are holding Surface Oncology's shares, representing a decrease of -12.68% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 30 Jun, 23 | 19,443,042 | -27.73% |
| 31 Mar, 23 | 26,904,171 | -5.70% |
| 31 Dec, 22 | 28,531,769 | -9.76% |
| 30 Sep, 22 | 31,618,371 | 9.27% |
| 30 Jun, 22 | 28,935,089 | -9.33% |
| 31 Mar, 22 | 31,912,681 | 29.35% |
| 31 Dec, 21 | 24,671,775 | 2.52% |
| 30 Sep, 21 | 24,065,459 | 6.56% |
| 30 Jun, 21 | 22,583,234 | 19.47% |
| 31 Mar, 21 | 18,902,223 | -18.12% |
| 31 Dec, 20 | 23,084,746 | 7.24% |
| 30 Sep, 20 | 21,526,787 | -2.94% |
| 30 Jun, 20 | 22,179,254 | 62.34% |
| 31 Mar, 20 | 13,661,943 | -1.61% |
| 31 Dec, 19 | 13,885,123 | -5.71% |
| 30 Sep, 19 | 14,725,656 | -6.40% |
| 30 Jun, 19 | 15,731,950 | -4.29% |
| 31 Mar, 19 | 16,436,279 | -1.16% |
| 31 Dec, 18 | 16,628,934 | -4.80% |
| 30 Sep, 18 | 17,466,580 | -0.10% |
| 30 Jun, 18 | 17,483,878 | - |
| 30 Jun, 10 | 1,500 | - |
Surface Oncology (SURF) has 19.44M shares outstanding as of 30 Jun 23, down -27.73% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 30 Jun, 23 | 32.07% | 1.63% |
| 31 Mar, 23 | 44.38% | 2.00% |
| 31 Dec, 22 | 47.11% | 1.64% |
| 30 Sep, 22 | 53.54% | 1.91% |
| 30 Jun, 22 | 52.94% | 1.23% |
| 31 Mar, 22 | 65.66% | 2.11% |
| 31 Dec, 21 | 55.76% | 1.97% |
| 30 Sep, 21 | 53.20% | 1.99% |
| 30 Jun, 21 | 51.76% | 2.51% |
| 31 Mar, 21 | 45.42% | 1.08% |
| 31 Dec, 20 | 64.94% | 2.24% |
| 30 Sep, 20 | 53.81% | 1.22% |
| 30 Jun, 20 | 66.37% | 2.78% |
| 31 Mar, 20 | 48.83% | 1.97% |
| 31 Dec, 19 | 49.79% | 1.78% |
| 30 Sep, 19 | 52.85% | 1.66% |
| 30 Jun, 19 | 56.50% | 1.62% |
| 31 Mar, 19 | 59.07% | 0.85% |
| 31 Dec, 18 | 83.18% | 2.08% |
| 30 Sep, 18 | 63.29% | 0.97% |
| 30 Jun, 18 | 80.96% | - |
| 30 Jun, 10 | 0.01% | - |
As of 30 Jun 23, Surface Oncology is held by 32.07% institutional shareholders, representing a 1.63% growth compared to 31 Mar 23.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 30 Jun, 23 | 20 | -4.76% |
| 31 Mar, 23 | 21 | -22.22% |
| 31 Dec, 22 | 27 | -22.86% |
| 30 Sep, 22 | 35 | -25.53% |
| 30 Jun, 22 | 47 | -11.32% |
| 31 Mar, 22 | 53 | -5.36% |
| 31 Dec, 21 | 56 | 9.80% |
| 30 Sep, 21 | 51 | -22.73% |
| 30 Jun, 21 | 66 | 13.79% |
| 31 Mar, 21 | 58 | -10.77% |
| 31 Dec, 20 | 65 | 38.30% |
| 30 Sep, 20 | 47 | 56.67% |
| 30 Jun, 20 | 30 | 233.33% |
| 31 Mar, 20 | 9 | - |
| 31 Dec, 19 | 9 | -18.18% |
| 30 Sep, 19 | 11 | -42.11% |
| 30 Jun, 19 | 19 | -32.14% |
| 31 Mar, 19 | 28 | -17.65% |
| 31 Dec, 18 | 34 | 21.43% |
| 30 Sep, 18 | 28 | -40.43% |
| 30 Jun, 18 | 47 | - |
| 30 Jun, 10 | 1 | - |
20 institutional shareholders have increased their position in SURF stock as of 30 Jun 23 compared to 21 in the previous quarter (a -4.76% decrease).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 30 Jun, 23 | 14 | -44.00% |
| 31 Mar, 23 | 25 | -16.67% |
| 31 Dec, 22 | 30 | 30.43% |
| 30 Sep, 22 | 23 | 15.00% |
| 30 Jun, 22 | 20 | -39.39% |
| 31 Mar, 22 | 33 | - |
| 31 Dec, 21 | 33 | 50.00% |
| 30 Sep, 21 | 22 | 57.14% |
| 30 Jun, 21 | 14 | -22.22% |
| 31 Mar, 21 | 18 | - |
| 31 Dec, 20 | 18 | 125.00% |
| 30 Sep, 20 | 8 | 60.00% |
| 30 Jun, 20 | 5 | -61.54% |
| 31 Mar, 20 | 13 | -18.75% |
| 31 Dec, 19 | 16 | -5.88% |
| 30 Sep, 19 | 17 | -15.00% |
| 30 Jun, 19 | 20 | 17.65% |
| 31 Mar, 19 | 17 | 112.50% |
| 31 Dec, 18 | 8 | 14.29% |
| 30 Sep, 18 | 7 | - |
| 30 Jun, 18 | - | - |
| 30 Jun, 10 | - | - |
14 institutional shareholders have reduced their position in SURF stock as of 30 Jun 23 compared to 25 in the previous quarter (a -44.00% decrease).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 30 Jun, 23 | 62 | -12.68% | 19,443,042 | -27.73% | 32.07% | 1.63% | 20 | -4.76% | 14 | -44.00% |
| 31 Mar, 23 | 71 | -11.25% | 26,904,171 | -5.70% | 44.38% | 2.00% | 21 | -22.22% | 25 | -16.67% |
| 31 Dec, 22 | 80 | 3.90% | 28,531,769 | -9.76% | 47.11% | 1.64% | 27 | -22.86% | 30 | 30.43% |
| 30 Sep, 22 | 77 | -11.49% | 31,618,371 | 9.27% | 53.54% | 1.91% | 35 | -25.53% | 23 | 15.00% |
| 30 Jun, 22 | 87 | -18.69% | 28,935,089 | -9.33% | 52.94% | 1.23% | 47 | -11.32% | 20 | -39.39% |
| 31 Mar, 22 | 107 | -1.83% | 31,912,681 | 29.35% | 65.66% | 2.11% | 53 | -5.36% | 33 | - |
| 31 Dec, 21 | 109 | 7.92% | 24,671,775 | 2.52% | 55.76% | 1.97% | 56 | 9.80% | 33 | 50.00% |
| 30 Sep, 21 | 101 | -4.72% | 24,065,459 | 6.56% | 53.20% | 1.99% | 51 | -22.73% | 22 | 57.14% |
| 30 Jun, 21 | 106 | 9.28% | 22,583,234 | 19.47% | 51.76% | 2.51% | 66 | 13.79% | 14 | -22.22% |
| 31 Mar, 21 | 97 | 1.04% | 18,902,223 | -18.12% | 45.42% | 1.08% | 58 | -10.77% | 18 | - |
| 31 Dec, 20 | 96 | 62.71% | 23,084,746 | 7.24% | 64.94% | 2.24% | 65 | 38.30% | 18 | 125.00% |
| 30 Sep, 20 | 59 | 40.48% | 21,526,787 | -2.94% | 53.81% | 1.22% | 47 | 56.67% | 8 | 60.00% |
| 30 Jun, 20 | 42 | 50.00% | 22,179,254 | 62.34% | 66.37% | 2.78% | 30 | 233.33% | 5 | -61.54% |
| 31 Mar, 20 | 28 | -15.15% | 13,661,943 | -1.61% | 48.83% | 1.97% | 9 | - | 13 | -18.75% |
| 31 Dec, 19 | 33 | -2.94% | 13,885,123 | -5.71% | 49.79% | 1.78% | 9 | -18.18% | 16 | -5.88% |
| 30 Sep, 19 | 34 | -26.09% | 14,725,656 | -6.40% | 52.85% | 1.66% | 11 | -42.11% | 17 | -15.00% |
| 30 Jun, 19 | 46 | -14.81% | 15,731,950 | -4.29% | 56.50% | 1.62% | 19 | -32.14% | 20 | 17.65% |
| 31 Mar, 19 | 54 | 10.20% | 16,436,279 | -1.16% | 59.07% | 0.85% | 28 | -17.65% | 17 | 112.50% |
| 31 Dec, 18 | 49 | 11.36% | 16,628,934 | -4.80% | 83.18% | 2.08% | 34 | 21.43% | 8 | 14.29% |
| 30 Sep, 18 | 44 | -6.38% | 17,466,580 | -0.10% | 63.29% | 0.97% | 28 | -40.43% | 7 | - |
| 30 Jun, 18 | 47 | - | 17,483,878 | - | 80.96% | - | 47 | - | - | - |
| 30 Jun, 10 | 1 | - | 1,500 | - | 0.01% | - | 1 | - | - | - |
Surface Oncology Insider Shareholders Trades
Open Market Insider Trades
Open Market Insider Buys
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Insider Sells
All Insider Owners Trades
The last insider sell of Surface Oncology's stock was made by Sigal Charles Elliott on Sep 08 2023, selling 45,453 shares at - per share (valued at -).
Surface Oncology Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2023 | - | 20 | - |
| Q1 2023 | 6 | - | - |
| Q4 2022 | 1 | 2 | 50.00% |
| Q3 2022 | - | 5 | - |
| Q2 2022 | 10 | - | - |
| Q1 2022 | 8 | - | - |
| Q4 2021 | - | - | - |
| Q3 2021 | 1 | 6 | 16.67% |
| Q2 2021 | 15 | 5 | 300.00% |
| Q1 2021 | 8 | 11 | 72.73% |
| Q4 2020 | 6 | 14 | 42.86% |
| Q3 2020 | - | 1 | - |
| Q2 2020 | 7 | 1 | 700.00% |
| Q1 2020 | 15 | - | - |
| Q4 2019 | 5 | - | - |
| Q3 2019 | 4 | - | - |
| Q2 2019 | 8 | 1 | 800.00% |
| Q1 2019 | 9 | 3 | 300.00% |
| Q4 2018 | - | 6 | - |
| Q3 2018 | 2 | - | - |
0 total buy trades, and 20 total sell trades (buy/sell ratio of 0.00%) were made by Surface Oncology's insiders, as of Q3 2023.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2023 | - | 4 | - |
| Q1 2023 | - | - | - |
| Q4 2022 | - | - | - |
| Q3 2022 | - | 5 | - |
| Q2 2022 | - | - | - |
| Q1 2022 | - | - | - |
| Q4 2021 | - | - | - |
| Q3 2021 | - | 6 | - |
| Q2 2021 | - | 2 | - |
| Q1 2021 | - | 8 | - |
| Q4 2020 | - | 8 | - |
| Q3 2020 | - | 1 | - |
| Q2 2020 | - | 1 | - |
| Q1 2020 | 1 | - | - |
| Q4 2019 | - | - | - |
| Q3 2019 | - | - | - |
| Q2 2019 | - | - | - |
| Q1 2019 | - | - | - |
| Q4 2018 | - | - | - |
| Q3 2018 | - | - | - |
As of Q3 2023, Insider owners conducted 0 open market buy trades and 4 open market sell trades of Surface Oncology's stocks.
SURF Ownership FAQ
Who Owns Surface Oncology?
Surface Oncology is owned by institutional shareholders (32.07%), insiders (7.28%), and public (60.65%). The largest institutional shareholder of Surface Oncology is FRANKLIN RESOURCES INC (0% of total shares) and the top mutual fund owner is CORNERCAP GROUP OF FUNDS /VA/ (0.77% of total shares).
Who are the major institutional shareholders of Surface Oncology?
Surface Oncology's major institutional shareholders are FRANKLIN RESOURCES INC, WELLS FARGO & COMPANY/MN, NORTHERN TRUST CORP, FMR LLC, and STIFEL FINANCIAL CORP. The top five shareholders own together 0% of the company's share outstanding.
How many Surface Oncology shareholders are there?
As of Jun 2023, there are 62 institutional shareholders of Surface Oncology.
What percentage of Surface Oncology is owned by FRANKLIN RESOURCES INC?
FRANKLIN RESOURCES INC owns 0 shares of Surface Oncology, representing 0% of the company's total shares outstanding, valued at $0 (as of Sep 2023).
What percentage of Surface Oncology is owned by WELLS FARGO & COMPANY/MN?
As of Sep 2023, WELLS FARGO & COMPANY/MN holds 0 shares of Surface Oncology (SURF), compromising 0% of the company, valued at $0.
What percentage of Surface Oncology is owned by NORTHERN TRUST CORP?
NORTHERN TRUST CORP is the third largest holder of Surface Oncology. The company owns 0 of the company's shares outstanding (worth $0).