SuRo Capital Ownership | Who Owns SuRo Capital?


SuRo Capital Ownership Summary


SuRo Capital is owned by 24.71% institutional investors, 6.86% insiders, and 68.43% retail investors. Thomas j. herzfeld advisors is the largest institutional shareholder, holding 5.81% of SSSS shares. Gabelli Equity Trust is the top mutual fund, with 2.57% of its assets in SuRo Capital shares.

SSSS Ownership Benchmark


TypeName% Inst% Insiders% Retail
StockSuRo Capital24.71%6.86%68.43%
SectorFinancial Services Stocks 39.99%14.15%45.86%
IndustryAsset Management Stocks33.65%9.09%57.26%

Institutional Shareholders


Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Thomas j. herzfeld advisors1.36M5.81%$7.98M
Gabelli funds1.16M4.98%$6.85M
J. goldman & co lp610.81K2.61%$3.59M
Needham investment management337.39K1.44%$1.98M
Mgo one seven271.76K1.16%$1.60M
Gamco investors, inc. et al210.75K0.90%$1.24M
Levin capital strategies145.51K0.62%$855.60K
Bulldog investors, llp144.35K0.62%$849.72K
Susquehanna group, llp116.10K0.50%$682.68K
Intrepid family office100.00K0.43%$588.00K

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Thomas j. herzfeld advisors1.36M2.56%$7.98M
Deuterium capital management51.10K0.79%$300.44K
Intrepid family office100.00K0.61%$588.00K
Ejf capital72.71K0.29%$427.54K
Bulldog investors, llp144.35K0.22%$849.72K
Needham investment management337.39K0.15%$1.98M
Supplemental annuity collective trust of nj84.01K0.15%$493.96K
Riverwater partners48.47K0.14%$284.98K
J. goldman & co lp610.81K0.09%$3.59M
Levin capital strategies145.51K0.08%$855.60K

Top Buyers

HolderShares% AssetsChange
J. goldman & co lp610.81K0.09%610.81K
Thomas j. herzfeld advisors1.36M2.56%268.90K
Gabelli funds1.16M0.05%212.00K
Intrepid family office100.00K0.61%100.00K
Susquehanna group, llp116.10K0.00%79.67K

Top Sellers

HolderShares% AssetsChange
Deuterium capital management51.10K0.79%-214.22K
Lokken investment group---153.80K
Oxford asset management llp---93.53K
Sagefield capital lp---88.50K
Advisors asset management---81.42K

New Positions

HolderShares% AssetsChangeValue
J. goldman & co lp610.81K0.09%610.81K$3.59M
Intrepid family office100.00K0.61%100.00K$588.00K
Marshall wace, llp78.45K0.00%78.45K$461.31K
Wolverine trading68.26K0.00%68.26K$413.68K
Riverwater partners48.47K0.14%48.47K$284.98K

Sold Out

HolderChange
Wells fargo & company/mn-1.00
Visionpoint advisory group-1.00
Pnc financial services group-12.00
Jaffetilchin investment partners-19.00
Fmr-25.00

Institutional Ownership Trends


DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Dec 31, 20245619.15%5,776,06335.18%247.40%3470.00%7-
Sep 30, 202446-2.13%4,268,07420.10%189.30%1958.33%7-46.15%
Jun 30, 202447-7.84%3,553,6479.82%148.63%12-29.41%13-7.14%
Mar 31, 202451-7.27%3,235,834-1.41%128.13%17-15.00%14-
Dec 31, 202355-6.78%3,282,249-5.35%126.69%20-4.76%1440.00%

Top Mutual Funds Shareholders


HolderShares% HoldingChange
Gabelli Equity Trust600.00K2.57%15.00K
Gabelli Financial Services Opp ETF232.50K0.99%87.50K
Special Opportunities Fund126.31K0.54%-
Gabelli Dividend & Income120.00K0.51%120.00K
Herzfeld Balanced Composite56.80K0.24%-
Catalyst/SMH Total Return Income A42.47K0.18%-
Herzfeld Special Situations Composite19.41K0.08%-
RBC Microcap Value I16.41K0.07%-2.29K
Invesco BuyBack Achievers ETF12.60K0.05%12.60K
Riverwater Micro Opportunities1.65K0.01%-

Recent Insider Transactions


DateNameRoleActivityValue
Dec 02, 2024Klein Mark D Chairman, CEO and PresidentBuy$4.08K
Dec 02, 2024Green Allison See RemarksBuy$49.87K
Nov 26, 2024Klein Mark D Chairman, CEO and PresidentBuy$50.30K
Nov 29, 2024Klein Mark D Chairman, CEO and PresidentBuy$202.80K
Nov 27, 2024Klein Mark D Chairman, CEO and PresidentBuy$164.51K

Insider Transactions Trends


DateBuySell
2025 Q1--
2024 Q45-
2024 Q31-
2024 Q2--
2024 Q1--

SSSS Ownership FAQ


Who Owns SuRo Capital?

SuRo Capital shareholders are primarily institutional investors at 24.71%, followed by 6.86% insiders and 68.43% retail investors. The average institutional ownership in SuRo Capital's industry, Asset Management Stocks, is 33.65%, which SuRo Capital falls below.

Who owns the most shares of SuRo Capital?

SuRo Capital’s largest shareholders are Thomas j. herzfeld advisors (1.36M shares, 5.81%), Gabelli funds (1.16M shares, 4.98%), and J. goldman & co lp (610.81K shares, 2.61%). Together, they hold 13.40% of SuRo Capital’s total shares outstanding.

Does Blackrock own SuRo Capital?

BlackRock is not among the top 10 institutional shareholders of SuRo Capital.

Who is SuRo Capital’s biggest shareholder by percentage of total assets invested?

Thomas j. herzfeld advisors is SuRo Capital’s biggest shareholder by percentage of total assets invested, with 2.56% of its assets in 1.36M SuRo Capital shares, valued at 7.98M$.

Who is the top mutual fund holder of SuRo Capital shares?

Gabelli Equity Trust is the top mutual fund holder of SuRo Capital shares, with 2.57% of its total shares outstanding invested in 600K SuRo Capital shares.

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