SuRo Capital Ownership | Who Owns SuRo Capital?
SuRo Capital Ownership Summary
SuRo Capital is owned by 14.01% institutional investors, 6.22% insiders, and 79.76% retail investors. Thomas j. herzfeld advisors is the largest institutional shareholder, holding 2.91% of SSSS shares. Gabelli Equity Trust is the top mutual fund, with 2.50% of its assets in SuRo Capital shares.
SSSS Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | SuRo Capital | 14.01% | 6.22% | 79.76% |
| Sector | Financial Services Stocks | 43.07% | 12.53% | 44.40% |
| Industry | Asset Management Stocks | 39.76% | 8.77% | 51.47% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Thomas j. herzfeld advisors | 738.21K | 2.91% | $2.96M |
| Gabelli funds | 730.00K | 2.88% | $2.93M |
| Needham investment management | 381.59K | 1.50% | $1.53M |
| Mgo one seven | 295.83K | 1.17% | $1.19M |
| Gamco investors, inc. et al | 176.75K | 0.70% | $708.77K |
| Lokken investment group | 153.80K | 0.61% | $616.73K |
| Deuterium capital management | 146.48K | 0.58% | $587.38K |
| Acadian asset management | 131.64K | 0.52% | $527.00K |
| Bulldog investors, llp | 126.31K | 0.50% | $506.49K |
| Nj state employees deferred compensation plan | 94.11K | 0.37% | $377.40K |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Thomas j. herzfeld advisors | 738.21K | 1.04% | $2.96M |
| Deuterium capital management | 146.48K | 0.99% | $587.38K |
| Lokken investment group | 153.80K | 0.29% | $616.73K |
| Ejf capital | 72.71K | 0.22% | $291.57K |
| Bulldog investors, llp | 126.31K | 0.19% | $506.49K |
| Needham investment management | 381.59K | 0.13% | $1.53M |
| Supplemental annuity collective trust of nj | 84.01K | 0.10% | $336.87K |
| Mgo one seven | 295.83K | 0.06% | $1.19M |
| Nj state employees deferred compensation plan | 94.11K | 0.05% | $377.40K |
| Wellington shields | 30.29K | 0.04% | $121.46K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Gabelli funds | 730.00K | 0.02% | 425.00K |
| Thomas j. herzfeld advisors | 738.21K | 1.04% | 200.56K |
| Gamco investors, inc. et al | 176.75K | 0.01% | 176.75K |
| Acadian asset management | 131.64K | 0.00% | 62.95K |
| Levin capital strategies | 43.46K | 0.02% | 43.46K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Marshall wace, llp | - | - | -103.78K |
| Oxford asset management llp | - | - | -93.53K |
| Sagefield capital lp | - | - | -88.50K |
| Advisors asset management | - | - | -81.42K |
| Deuterium capital management | 146.48K | 0.99% | -66.72K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Gamco investors, inc. et al | 176.75K | 0.01% | 176.75K | $708.77K |
| Levin capital strategies | 43.46K | 0.02% | 43.46K | $174.28K |
| Cerity partners | 19.00K | 0.00% | 19.00K | $76.19K |
| Choreo | 15.55K | 0.00% | 15.55K | $62.35K |
| Css llc/il | 2.00K | 0.00% | 2.00K | $8.02K |
Sold Out
| Holder | Change |
|---|---|
| Visionpoint advisory group | -1.00 |
| Fmr | -25.00 |
| Citadel advisors | -100.00 |
| Opal wealth advisors | -117.00 |
| Financial connections group | -500.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Jun 30, 2024 | 47 | -7.84% | 3,553,647 | 9.82% | 14 | 8.63% | 12 | -29.41% | 13 | -7.14% |
| Mar 31, 2024 | 51 | -7.27% | 3,235,834 | -1.41% | 12 | 8.13% | 17 | -15.00% | 14 | - |
| Dec 31, 2023 | 55 | -6.78% | 3,282,249 | -5.35% | 12 | 6.69% | 20 | -4.76% | 14 | 40.00% |
| Sep 30, 2023 | 59 | -9.23% | 3,467,659 | 24.42% | 13 | 11.86% | 21 | 23.53% | 10 | -47.37% |
| Jun 30, 2023 | 65 | -12.16% | 2,787,157 | -31.71% | 10 | 5.19% | 17 | -43.33% | 19 | 46.15% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| Gabelli Equity Trust | 585.00K | 2.50% | 360.00K |
| Gabelli Financial Services Opp ETF | 145.00K | 0.62% | 65.00K |
| Herzfeld Balanced Composite | 56.80K | 0.24% | -718.37K |
| Catalyst/SMH Total Return Income A | 42.47K | 0.18% | - |
| Herzfeld Special Situations Composite | 19.41K | 0.08% | -32.67K |
| RBC Microcap Value I | 16.41K | 0.07% | -2.29K |
| Nationwide Multi-Cap Portfolio R6 | 124.00 | 0.00% | - |
| AAM Business Dev Co Opps 2022-1 CA | 100.00 | 0.00% | - |
| Blackstone Alternative Multi-Strategy I | 69.00 | 0.00% | - |
| GUGG Total Income 27 CA | 3.00 | - | 2.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Aug 20, 2024 | Klein Mark D | Chairman, CEO and President | Buy | $46.08K |
| Dec 06, 2023 | Klein Mark D | Chairman, CEO and President | Buy | $60.89K |
| Dec 04, 2023 | Green Allison | See Remarks | Sell | $48.56K |
| Dec 04, 2023 | Klein Mark D | Chairman, CEO and President | Buy | $76.57K |
| Dec 05, 2023 | Klein Mark D | Chairman, CEO and President | Buy | $76.38K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2024 Q3 | 1 | - |
| 2024 Q2 | - | - |
| 2024 Q1 | - | - |
| 2023 Q4 | 9 | - |
| 2023 Q2 | - | - |
SSSS Ownership FAQ
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