Stellus Capital Investment Ownership 2024 | Who Owns Stellus Capital Investment Now?

Overview Forecast RevenueFinancials Chart Transcripts

Institutional Ownership

14.44%

Insider Ownership

4.33%

Retail Ownership

81.23%

Institutional Holders

51.00

Stellus Capital Investment Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
TWO SIGMA INVESTMENTS, LP	1.53%	0.01%	369,604	147,389	66.33%	5,074,663	Jun 30, 2024
CONDOR CAPITAL MANAGEMENT	1.12%	0.35%	269,416	86,323	47.15%	3,699,095	Jun 30, 2024
RAYMOND JAMES & ASSOCIATES	0.93%	0.00%	223,516	5,842	2.68%	3,068,872	Jun 30, 2024
MILLENNIUM MANAGEMENT LLC	0.89%	0.00%	213,958	158,415	285.21%	2,937,643	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.83%	0.00%	200,078	5,684	2.92%	2,748,071	Jun 30, 2024
MORGAN STANLEY	0.73%	0.00%	175,900	-16,676	-8.66%	2,415,109	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.57%	0.04%	137,617	-255	-0.18%	1,889,481	Jun 30, 2024
ICON WEALTH ADVISORS, LLC	0.54%	0.16%	131,457	15	0.01%	1,844,337	Jun 30, 2024
CLIFFWATER LLC	0.43%	0.30%	102,889	2,929	2.93%	1,399,596	Jun 30, 2024
GABLES CAPITAL MANAGEMENT INC.	0.42%	0.73%	101,899	800	0.79%	1,399,074	Jun 30, 2024
MARSHALL WACE, LLP	0.39%	0.00%	94,804	94,804	100.00%	1,301,659	Jun 30, 2024
BLACKROCK INC.	0.34%	-	80,961	-2,004	-2.42%	1,111,595	Jun 30, 2024
LPL FINANCIAL LLC	0.33%	0.00%	78,715	1,946	2.53%	1,080,761	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.29%	0.00%	69,900	37,342	114.69%	959,727	Jun 30, 2024
CI PRIVATE WEALTH, LLC	0.28%	0.00%	67,584	12,338	22.33%	927,933	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.28%	0.45%	66,671	12,454	22.97%	915,393	Jun 30, 2024
MUZINICH & CO., INC.	0.27%	0.69%	65,765	-3,304	-4.78%	902,953	Jun 30, 2024
SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	0.00%	63,407	-	-	870,578	Jun 30, 2024
PFG INVESTMENTS, LLC	0.26%	0.06%	62,162	-74	-0.12%	853,478	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.25%	0.01%	61,065	36,426	147.84%	838,422	Jun 30, 2024

Stellus Capital Investment's largest institutional shareholder is TWO SIGMA INVESTMENTS, LP, holding 1.53% of the company's total share outstanding, currently valued at $5.07M. The top 10 institutional shareholders own together 7.98% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
GABLES CAPITAL MANAGEMENT INC.	0.42%	0.73%	101,899	800	0.79%	1,399,074	Jun 30, 2024
MUZINICH & CO., INC.	0.27%	0.69%	65,765	-3,304	-4.78%	902,953	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.28%	0.45%	66,671	12,454	22.97%	915,393	Jun 30, 2024
CONDOR CAPITAL MANAGEMENT	1.12%	0.35%	269,416	86,323	47.15%	3,699,095	Jun 30, 2024
CLIFFWATER LLC	0.43%	0.30%	102,889	2,929	2.93%	1,399,596	Jun 30, 2024
BCR WEALTH STRATEGIES, LLC	0.11%	0.24%	26,824	26,824	100.00%	368,000	Jun 30, 2024
ICON WEALTH ADVISORS, LLC	0.54%	0.16%	131,457	15	0.01%	1,844,337	Jun 30, 2024
PFG INVESTMENTS, LLC	0.26%	0.06%	62,162	-74	-0.12%	853,478	Jun 30, 2024
SUNBELT SECURITIES, INC.	0.14%	0.05%	34,215	-3,266	-8.71%	469,774	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.57%	0.04%	137,617	-255	-0.18%	1,889,481	Jun 30, 2024
DYNAMIC TECHNOLOGY LAB PRIVATE LTD	0.09%	0.03%	22,204	22,204	100.00%	305,000	Jun 30, 2024
U.S. CAPITAL WEALTH ADVISORS, LLC	0.20%	0.03%	48,538	-7,962	-14.09%	666,426	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.25%	0.01%	61,065	36,426	147.84%	838,422	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	1.53%	0.01%	369,604	147,389	66.33%	5,074,663	Jun 30, 2024
MAGNETAR FINANCIAL LLC	0.16%	0.01%	39,615	39,615	100.00%	543,914	Jun 30, 2024
PSI ADVISORS, LLC	0.01%	0.01%	2,300	1,100	91.67%	31,579	Jun 30, 2024
CONCURRENT INVESTMENT ADVISORS, LLC	0.06%	0.01%	15,392	15,392	100.00%	211,332	Jun 30, 2024
FARTHER FINANCE ADVISORS, LLC	0.04%	0.01%	10,244	10,244	100.00%	141,367	Jun 30, 2024
CHILTON CAPITAL MANAGEMENT LLC	0.03%	0.00%	7,600	1,000	15.15%	104,348	Jun 30, 2024
AQUATIC CAPITAL MANAGEMENT LLC	0.03%	0.00%	7,400	7,400	100.00%	101,602	Jun 30, 2024

The largest Stellus Capital Investment shareholder by % of total assets is GABLES CAPITAL MANAGEMENT INC.. The company owns 101.90K shares of Stellus Capital Investment (SCM), representing 0.73% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MILLENNIUM MANAGEMENT LLC	0.89%	0.00%	213,958	158,415	285.21%	2,937,643	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	1.53%	0.01%	369,604	147,389	66.33%	5,074,663	Jun 30, 2024
MARSHALL WACE, LLP	0.39%	0.00%	94,804	94,804	100.00%	1,301,659	Jun 30, 2024
CONDOR CAPITAL MANAGEMENT	1.12%	0.35%	269,416	86,323	47.15%	3,699,095	Jun 30, 2024
MAGNETAR FINANCIAL LLC	0.16%	0.01%	39,615	39,615	100.00%	543,914	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	0.29%	0.00%	69,900	37,342	114.69%	959,727	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.25%	0.01%	61,065	36,426	147.84%	838,422	Jun 30, 2024
BCR WEALTH STRATEGIES, LLC	0.11%	0.24%	26,824	26,824	100.00%	368,000	Jun 30, 2024
DYNAMIC TECHNOLOGY LAB PRIVATE LTD	0.09%	0.03%	22,204	22,204	100.00%	305,000	Jun 30, 2024
CONCURRENT INVESTMENT ADVISORS, LLC	0.06%	0.01%	15,392	15,392	100.00%	211,332	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.28%	0.45%	66,671	12,454	22.97%	915,393	Jun 30, 2024
CI PRIVATE WEALTH, LLC	0.28%	0.00%	67,584	12,338	22.33%	927,933	Jun 30, 2024
FARTHER FINANCE ADVISORS, LLC	0.04%	0.01%	10,244	10,244	100.00%	141,367	Jun 30, 2024
AQUATIC CAPITAL MANAGEMENT LLC	0.03%	0.00%	7,400	7,400	100.00%	101,602	Jun 30, 2024
RAYMOND JAMES & ASSOCIATES	0.93%	0.00%	223,516	5,842	2.68%	3,068,872	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.83%	0.00%	200,078	5,684	2.92%	2,748,071	Jun 30, 2024
JPMORGAN CHASE & CO	0.04%	-	8,752	5,223	148.00%	120,165	Jun 30, 2024
CLIFFWATER LLC	0.43%	0.30%	102,889	2,929	2.93%	1,399,596	Jun 30, 2024
UBS GROUP AG	0.05%	-	10,952	2,384	27.82%	150,371	Jun 30, 2024
LPL FINANCIAL LLC	0.33%	0.00%	78,715	1,946	2.53%	1,080,761	Jun 30, 2024

As of Jun 30 2024, Stellus Capital Investment's largest institutional buyer is MILLENNIUM MANAGEMENT LLC. The company purchased 158.41K stocks of SCM, valued at $2.94M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
QUADRATURE CAPITAL LTD	-	-	-	-34,627	-100.00%	-	Jun 30, 2024
BUCKINGHAM STRATEGIC PARTNERS	-	-	-	-19,802	-100.00%	-	Jun 30, 2024
JUMP FINANCIAL, LLC	-	-	-	-17,400	-100.00%	-	Jun 30, 2024
MORGAN STANLEY	0.73%	0.00%	175,900	-16,676	-8.66%	2,415,109	Jun 30, 2024
PEAK6 INVESTMENTS LLC	-	-	-	-13,700	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-10,945	-100.00%	-	Jun 30, 2024
U.S. CAPITAL WEALTH ADVISORS, LLC	0.20%	0.03%	48,538	-7,962	-14.09%	666,426	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	0.02%	0.00%	3,995	-4,699	-54.05%	54,850	Jun 30, 2024
MUZINICH & CO., INC.	0.27%	0.69%	65,765	-3,304	-4.78%	902,953	Jun 30, 2024
SUNBELT SECURITIES, INC.	0.14%	0.05%	34,215	-3,266	-8.71%	469,774	Jun 30, 2024
BLACKROCK INC.	0.34%	-	80,961	-2,004	-2.42%	1,111,595	Jun 30, 2024
OPPENHEIMER & CO INC	0.05%	0.00%	12,202	-1,536	-11.18%	167,533	Jun 30, 2024
SIMPLEX TRADING, LLC	-	-	-	-762	-100.00%	-	Jun 30, 2024
OLD POINT TRUST & FINANCIAL SERVICES N A	-	-	-	-500	-100.00%	-	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-428	-100.00%	-	Jun 30, 2024
CAPE INVESTMENT ADVISORY, INC.	-	-	-	-347	-100.00%	-	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	0.57%	0.04%	137,617	-255	-0.18%	1,889,481	Jun 30, 2024
PFG INVESTMENTS, LLC	0.26%	0.06%	62,162	-74	-0.12%	853,478	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.05%	-	11,781	-24	-0.20%	161,750	Jun 30, 2024
JANNEY MONTGOMERY SCOTT LLC	0.18%	0.00%	43,825	-	-	602,000	Jun 30, 2024

As of Jun 30 2024, Stellus Capital Investment's biggest institutional seller is QUADRATURE CAPITAL LTD. The company sold -34.63K shares of SCM, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MARSHALL WACE, LLP	0.39%	0.00%	94,804	94,804	100.00%	1,301,659	Jun 30, 2024
MAGNETAR FINANCIAL LLC	0.16%	0.01%	39,615	39,615	100.00%	543,914	Jun 30, 2024
BCR WEALTH STRATEGIES, LLC	0.11%	0.24%	26,824	26,824	100.00%	368,000	Jun 30, 2024
DYNAMIC TECHNOLOGY LAB PRIVATE LTD	0.09%	0.03%	22,204	22,204	100.00%	305,000	Jun 30, 2024
CONCURRENT INVESTMENT ADVISORS, LLC	0.06%	0.01%	15,392	15,392	100.00%	211,332	Jun 30, 2024
FARTHER FINANCE ADVISORS, LLC	0.04%	0.01%	10,244	10,244	100.00%	141,367	Jun 30, 2024
JONES FINANCIAL COMPANIES LLLP	0.01%	-	1,600	1,600	100.00%	21,968	Jun 30, 2024

Stellus Capital Investment's largest new institutional shareholder by number of shares is MARSHALL WACE, LLP, purchased 94.80K shares, valued at $1.30M, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
QUADRATURE CAPITAL LTD	-	-	-	-34,627	-100.00%	-	Jun 30, 2024
BUCKINGHAM STRATEGIC PARTNERS	-	-	-	-19,802	-100.00%	-	Jun 30, 2024
JUMP FINANCIAL, LLC	-	-	-	-17,400	-100.00%	-	Jun 30, 2024
PEAK6 INVESTMENTS LLC	-	-	-	-13,700	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-10,945	-100.00%	-	Jun 30, 2024
SIMPLEX TRADING, LLC	-	-	-	-762	-100.00%	-	Jun 30, 2024
OLD POINT TRUST & FINANCIAL SERVICES N A	-	-	-	-500	-100.00%	-	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-428	-100.00%	-	Jun 30, 2024
CAPE INVESTMENT ADVISORY, INC.	-	-	-	-347	-100.00%	-	Jun 30, 2024

Stellus Capital Investment's largest sold out institutional shareholder by shares sold is QUADRATURE CAPITAL LTD, sold -34.63K shares, valued at -, as of undefined.

Stellus Capital Investment Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	4.63%	197,000	-	-	Feb 29, 2024
ETFis Series Trust I	0.03%	44,020	11,070	33.60%	Jan 31, 2024
RiverNorth Specialty Finance Corp	0.01%	16,534	16,534	-	Sep 30, 2020
LITMAN GREGORY FUNDS TRUST	0.00%	25,016	-	-	Mar 31, 2024
RBC FUNDS TRUST	0.00%	9,300	-	-	Mar 28, 2024
Blackstone Alternative Investment Funds	0.00%	3,000	-200	-6.25%	Mar 31, 2024
USAA MUTUAL FUNDS TRUST	0.00%	2,085	-	-	Jan 31, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	468	-	-	Mar 31, 2024

Stellus Capital Investment's largest mutual fund holder by % of total assets is "FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND", owning 197.00K shares, compromising 4.63% of its total assets.

Stellus Capital Investment Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	51	-10.53%
31 Mar, 24	57	-8.06%
31 Dec, 23	62	-7.46%
30 Sep, 23	67	4.69%
30 Jun, 23	64	8.47%
31 Mar, 23	59	9.26%
31 Dec, 22	54	10.20%
30 Sep, 22	49	-7.55%
30 Jun, 22	53	12.77%
31 Mar, 22	47	-2.08%
31 Dec, 21	48	2.13%
30 Sep, 21	47	-6.00%
30 Jun, 21	50	6.38%
31 Mar, 21	47	-4.08%
31 Dec, 20	49	4.26%
30 Sep, 20	47	-9.62%
30 Jun, 20	52	6.12%
31 Mar, 20	49	-5.77%
31 Dec, 19	52	15.56%
30 Sep, 19	45	-11.76%
30 Jun, 19	51	-12.07%
31 Mar, 19	58	34.88%
31 Dec, 18	43	10.26%
30 Sep, 18	39	-9.30%
30 Jun, 18	43	4.88%
31 Mar, 18	41	-2.38%
31 Dec, 17	42	-2.33%
30 Sep, 17	43	-4.44%
30 Jun, 17	45	9.76%
31 Mar, 17	41	2.50%
31 Dec, 16	40	2.56%
30 Sep, 16	39	-4.88%
30 Jun, 16	41	20.59%
31 Mar, 16	34	9.68%
31 Dec, 15	31	-11.43%
30 Sep, 15	35	12.90%
30 Jun, 15	31	-11.43%
31 Mar, 15	35	-2.78%
31 Dec, 14	36	24.14%
30 Sep, 14	29	-27.50%
30 Jun, 14	40	-16.67%
31 Mar, 14	48	6.67%
31 Dec, 13	45	7.14%
30 Sep, 13	42	2.44%
30 Jun, 13	41	355.56%
31 Mar, 13	9	-
31 Dec, 12	9	-

As of 30 Jun 24, 51 institutions are holding Stellus Capital Investment's shares, representing a decrease of -10.53% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	3,482,636	26.74%
31 Mar, 24	2,747,779	-13.96%
31 Dec, 23	3,193,536	-20.41%
30 Sep, 23	4,012,576	21.01%
30 Jun, 23	3,315,857	43.39%
31 Mar, 23	2,312,467	-6.92%
31 Dec, 22	2,484,420	-7.67%
30 Sep, 22	2,690,948	-8.72%
30 Jun, 22	2,947,897	-0.49%
31 Mar, 22	2,962,357	-11.39%
31 Dec, 21	3,343,251	1.46%
30 Sep, 21	3,294,983	-12.58%
30 Jun, 21	3,769,087	11.33%
31 Mar, 21	3,385,590	-0.08%
31 Dec, 20	3,388,196	10.71%
30 Sep, 20	3,060,433	0.45%
30 Jun, 20	3,046,636	7.18%
31 Mar, 20	2,842,594	-10.08%
31 Dec, 19	3,161,313	1.52%
30 Sep, 19	3,114,088	-8.37%
30 Jun, 19	3,398,388	2.45%
31 Mar, 19	3,317,122	8.97%
31 Dec, 18	3,044,007	-15.81%
30 Sep, 18	3,615,752	5.53%
30 Jun, 18	3,426,233	-15.41%
31 Mar, 18	4,050,246	-12.79%
31 Dec, 17	4,644,438	7.38%
30 Sep, 17	4,325,411	4.44%
30 Jun, 17	4,141,413	29.81%
31 Mar, 17	3,190,291	4.01%
31 Dec, 16	3,067,353	-1.78%
30 Sep, 16	3,122,869	5.69%
30 Jun, 16	2,954,670	10.18%
31 Mar, 16	2,681,654	4.19%
31 Dec, 15	2,573,894	-1.63%
30 Sep, 15	2,616,616	1.85%
30 Jun, 15	2,568,966	-42.90%
31 Mar, 15	4,498,835	1.62%
31 Dec, 14	4,427,211	13.46%
30 Sep, 14	3,902,102	-2.60%
30 Jun, 14	4,006,248	-9.86%
31 Mar, 14	4,444,638	5.79%
31 Dec, 13	4,201,211	5.58%
30 Sep, 13	3,979,145	5.25%
30 Jun, 13	3,780,750	63.88%
31 Mar, 13	2,307,048	5.18%
31 Dec, 12	2,193,386	-

Stellus Capital Investment (SCM) has 3.48M shares outstanding as of 30 Jun 24, up 26.74% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	14.44%	9.26%
31 Mar, 24	12.49%	6.38%
31 Dec, 23	13.99%	3.92%
30 Sep, 23	18.90%	6.73%
30 Jun, 23	16.76%	12.27%
31 Mar, 23	11.69%	7.24%
31 Dec, 22	12.71%	6.70%
30 Sep, 22	13.77%	6.05%
30 Jun, 22	15.08%	6.55%
31 Mar, 22	15.18%	5.16%
31 Dec, 21	17.16%	6.00%
30 Sep, 21	16.91%	4.52%
30 Jun, 21	19.34%	6.41%
31 Mar, 21	17.37%	5.75%
31 Dec, 20	17.39%	7.05%
30 Sep, 20	15.71%	6.42%
30 Jun, 20	15.64%	7.31%
31 Mar, 20	14.63%	5.53%
31 Dec, 19	16.27%	6.00%
30 Sep, 19	16.47%	5.09%
30 Jun, 19	18.00%	4.37%
31 Mar, 19	20.29%	5.85%
31 Dec, 18	18.62%	3.62%
30 Sep, 18	22.66%	4.91%
30 Jun, 18	21.48%	3.33%
31 Mar, 18	25.39%	2.60%
31 Dec, 17	31.23%	4.10%
30 Sep, 17	27.61%	3.79%
30 Jun, 17	26.98%	4.13%
31 Mar, 17	25.56%	4.23%
31 Dec, 16	24.58%	3.93%
30 Sep, 16	25.02%	4.46%
30 Jun, 16	23.68%	5.13%
31 Mar, 16	21.49%	5.05%
31 Dec, 15	20.62%	4.69%
30 Sep, 15	20.97%	4.95%
30 Jun, 15	20.58%	1.58%
31 Mar, 15	36.05%	2.86%
31 Dec, 14	35.47%	3.58%
30 Sep, 14	31.46%	2.89%
30 Jun, 14	33.02%	2.45%
31 Mar, 14	36.72%	3.03%
31 Dec, 13	34.84%	3.20%
30 Sep, 13	32.98%	3.35%
30 Jun, 13	31.37%	8.54%
31 Mar, 13	19.17%	4.67%
31 Dec, 12	20.26%	-

As of 30 Jun 24, Stellus Capital Investment is held by 14.44% institutional shareholders, representing a 9.26% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	28	16.67%
31 Mar, 24	24	-14.29%
31 Dec, 23	28	-24.32%
30 Sep, 23	37	15.63%
30 Jun, 23	32	-
31 Mar, 23	32	45.45%
31 Dec, 22	22	22.22%
30 Sep, 22	18	-5.26%
30 Jun, 22	19	5.56%
31 Mar, 22	18	-18.18%
31 Dec, 21	22	22.22%
30 Sep, 21	18	-25.00%
30 Jun, 21	24	20.00%
31 Mar, 21	20	-
31 Dec, 20	20	-13.04%
30 Sep, 20	23	-
30 Jun, 20	23	21.05%
31 Mar, 20	19	-32.14%
31 Dec, 19	28	27.27%
30 Sep, 19	22	-8.33%
30 Jun, 19	24	-38.46%
31 Mar, 19	39	69.57%
31 Dec, 18	23	64.29%
30 Sep, 18	14	-26.32%
30 Jun, 18	19	18.75%
31 Mar, 18	16	-20.00%
31 Dec, 17	20	-20.00%
30 Sep, 17	25	-16.67%
30 Jun, 17	30	42.86%
31 Mar, 17	21	16.67%
31 Dec, 16	18	-14.29%
30 Sep, 16	21	5.00%
30 Jun, 16	20	53.85%
31 Mar, 16	13	-7.14%
31 Dec, 15	14	-17.65%
30 Sep, 15	17	30.77%
30 Jun, 15	13	-13.33%
31 Mar, 15	15	-28.57%
31 Dec, 14	21	50.00%
30 Sep, 14	14	-48.15%
30 Jun, 14	27	8.00%
31 Mar, 14	25	-3.85%
31 Dec, 13	26	4.00%
30 Sep, 13	25	-34.21%
30 Jun, 13	38	533.33%
31 Mar, 13	6	-33.33%
31 Dec, 12	9	-

28 institutional shareholders have increased their position in SCM stock as of 30 Jun 24 compared to 24 in the previous quarter (a 16.67% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	9	-52.63%
31 Mar, 24	19	-
31 Dec, 23	19	58.33%
30 Sep, 23	12	-25.00%
30 Jun, 23	16	60.00%
31 Mar, 23	10	-23.08%
31 Dec, 22	13	-7.14%
30 Sep, 22	14	-26.32%
30 Jun, 22	19	90.00%
31 Mar, 22	10	-16.67%
31 Dec, 21	12	-14.29%
30 Sep, 21	14	-
30 Jun, 21	14	-17.65%
31 Mar, 21	17	-5.56%
31 Dec, 20	18	28.57%
30 Sep, 20	14	-6.67%
30 Jun, 20	15	-25.00%
31 Mar, 20	20	25.00%
31 Dec, 19	16	33.33%
30 Sep, 19	12	-7.69%
30 Jun, 19	13	62.50%
31 Mar, 19	8	-33.33%
31 Dec, 18	12	-20.00%
30 Sep, 18	15	15.38%
30 Jun, 18	13	-23.53%
31 Mar, 18	17	6.25%
31 Dec, 17	16	77.78%
30 Sep, 17	9	12.50%
30 Jun, 17	8	-27.27%
31 Mar, 17	11	-31.25%
31 Dec, 16	16	45.45%
30 Sep, 16	11	22.22%
30 Jun, 16	9	-30.77%
31 Mar, 16	13	44.44%
31 Dec, 15	9	-18.18%
30 Sep, 15	11	-
30 Jun, 15	11	37.50%
31 Mar, 15	8	14.29%
31 Dec, 14	7	-36.36%
30 Sep, 14	11	37.50%
30 Jun, 14	8	-42.86%
31 Mar, 14	14	16.67%
31 Dec, 13	12	71.43%
30 Sep, 13	7	600.00%
30 Jun, 13	1	-
31 Mar, 13	-	-
31 Dec, 12	-	-

9 institutional shareholders have reduced their position in SCM stock as of 30 Jun 24 compared to 19 in the previous quarter (a -52.63% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	51	-10.53%	3,482,636	26.74%	14.44%	9.26%	28	16.67%	9	-52.63%
31 Mar, 24	57	-8.06%	2,747,779	-13.96%	12.49%	6.38%	24	-14.29%	19	-
31 Dec, 23	62	-7.46%	3,193,536	-20.41%	13.99%	3.92%	28	-24.32%	19	58.33%
30 Sep, 23	67	4.69%	4,012,576	21.01%	18.90%	6.73%	37	15.63%	12	-25.00%
30 Jun, 23	64	8.47%	3,315,857	43.39%	16.76%	12.27%	32	-	16	60.00%
31 Mar, 23	59	9.26%	2,312,467	-6.92%	11.69%	7.24%	32	45.45%	10	-23.08%
31 Dec, 22	54	10.20%	2,484,420	-7.67%	12.71%	6.70%	22	22.22%	13	-7.14%
30 Sep, 22	49	-7.55%	2,690,948	-8.72%	13.77%	6.05%	18	-5.26%	14	-26.32%
30 Jun, 22	53	12.77%	2,947,897	-0.49%	15.08%	6.55%	19	5.56%	19	90.00%
31 Mar, 22	47	-2.08%	2,962,357	-11.39%	15.18%	5.16%	18	-18.18%	10	-16.67%
31 Dec, 21	48	2.13%	3,343,251	1.46%	17.16%	6.00%	22	22.22%	12	-14.29%
30 Sep, 21	47	-6.00%	3,294,983	-12.58%	16.91%	4.52%	18	-25.00%	14	-
30 Jun, 21	50	6.38%	3,769,087	11.33%	19.34%	6.41%	24	20.00%	14	-17.65%
31 Mar, 21	47	-4.08%	3,385,590	-0.08%	17.37%	5.75%	20	-	17	-5.56%
31 Dec, 20	49	4.26%	3,388,196	10.71%	17.39%	7.05%	20	-13.04%	18	28.57%
30 Sep, 20	47	-9.62%	3,060,433	0.45%	15.71%	6.42%	23	-	14	-6.67%
30 Jun, 20	52	6.12%	3,046,636	7.18%	15.64%	7.31%	23	21.05%	15	-25.00%
31 Mar, 20	49	-5.77%	2,842,594	-10.08%	14.63%	5.53%	19	-32.14%	20	25.00%
31 Dec, 19	52	15.56%	3,161,313	1.52%	16.27%	6.00%	28	27.27%	16	33.33%
30 Sep, 19	45	-11.76%	3,114,088	-8.37%	16.47%	5.09%	22	-8.33%	12	-7.69%
30 Jun, 19	51	-12.07%	3,398,388	2.45%	18.00%	4.37%	24	-38.46%	13	62.50%
31 Mar, 19	58	34.88%	3,317,122	8.97%	20.29%	5.85%	39	69.57%	8	-33.33%
31 Dec, 18	43	10.26%	3,044,007	-15.81%	18.62%	3.62%	23	64.29%	12	-20.00%
30 Sep, 18	39	-9.30%	3,615,752	5.53%	22.66%	4.91%	14	-26.32%	15	15.38%
30 Jun, 18	43	4.88%	3,426,233	-15.41%	21.48%	3.33%	19	18.75%	13	-23.53%
31 Mar, 18	41	-2.38%	4,050,246	-12.79%	25.39%	2.60%	16	-20.00%	17	6.25%
31 Dec, 17	42	-2.33%	4,644,438	7.38%	31.23%	4.10%	20	-20.00%	16	77.78%
30 Sep, 17	43	-4.44%	4,325,411	4.44%	27.61%	3.79%	25	-16.67%	9	12.50%
30 Jun, 17	45	9.76%	4,141,413	29.81%	26.98%	4.13%	30	42.86%	8	-27.27%
31 Mar, 17	41	2.50%	3,190,291	4.01%	25.56%	4.23%	21	16.67%	11	-31.25%
31 Dec, 16	40	2.56%	3,067,353	-1.78%	24.58%	3.93%	18	-14.29%	16	45.45%
30 Sep, 16	39	-4.88%	3,122,869	5.69%	25.02%	4.46%	21	5.00%	11	22.22%
30 Jun, 16	41	20.59%	2,954,670	10.18%	23.68%	5.13%	20	53.85%	9	-30.77%
31 Mar, 16	34	9.68%	2,681,654	4.19%	21.49%	5.05%	13	-7.14%	13	44.44%
31 Dec, 15	31	-11.43%	2,573,894	-1.63%	20.62%	4.69%	14	-17.65%	9	-18.18%
30 Sep, 15	35	12.90%	2,616,616	1.85%	20.97%	4.95%	17	30.77%	11	-
30 Jun, 15	31	-11.43%	2,568,966	-42.90%	20.58%	1.58%	13	-13.33%	11	37.50%
31 Mar, 15	35	-2.78%	4,498,835	1.62%	36.05%	2.86%	15	-28.57%	8	14.29%
31 Dec, 14	36	24.14%	4,427,211	13.46%	35.47%	3.58%	21	50.00%	7	-36.36%
30 Sep, 14	29	-27.50%	3,902,102	-2.60%	31.46%	2.89%	14	-48.15%	11	37.50%
30 Jun, 14	40	-16.67%	4,006,248	-9.86%	33.02%	2.45%	27	8.00%	8	-42.86%
31 Mar, 14	48	6.67%	4,444,638	5.79%	36.72%	3.03%	25	-3.85%	14	16.67%
31 Dec, 13	45	7.14%	4,201,211	5.58%	34.84%	3.20%	26	4.00%	12	71.43%
30 Sep, 13	42	2.44%	3,979,145	5.25%	32.98%	3.35%	25	-34.21%	7	600.00%
30 Jun, 13	41	355.56%	3,780,750	63.88%	31.37%	8.54%	38	533.33%	1	-
31 Mar, 13	9	-	2,307,048	5.18%	19.17%	4.67%	6	-33.33%	-	-
31 Dec, 12	9	-	2,193,386	-	20.26%	-	9	-	-	-

Stellus Capital Investment Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 22, 2022	Bilger Bruce R	director		P-Purchase	Buy	17,543	$11.35	$199.11K	182,565
Jun 21, 2022	Ladd Robert T.	officer	President and CEO	P-Purchase	Buy	1,000	$11.47	$11.47K	628,592
Jun 21, 2022	D'Angelo Dean	director		P-Purchase	Buy	2,500	$11.38	$28.45K	196,682
May 18, 2022	Ladd Robert T.	officer	President and CEO	P-Purchase	Buy	30	$12.70	$381.00	624,580
Dec 17, 2021	D'Angelo Dean	director	-	P-Purchase	Buy	1,600	$12.66	$20.26K	190,903
Dec 15, 2021	D'Angelo Dean	director	-	P-Purchase	Buy	1,167	$12.85	$15.00K	189,303
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$10.85	$54.25K	184,515
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$8.12	$40.59K	178,217
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$7.50	$37.50K	171,663
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.09	$16.19K	616,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.12	$16.24K	614,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.11	$16.23K	612,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.14	$16.27K	610,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.11	$16.21K	608,653
Sep 02, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$8.12	$40.59K	183,217
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.03	$16.07K	606,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.05	$16.11K	604,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.06	$16.12K	602,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.04	$16.08K	600,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.06	$16.11K	598,653

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 22, 2022	Bilger Bruce R	director		P-Purchase	Buy	17,543	$11.35	$199.11K	182,565
Jun 21, 2022	Ladd Robert T.	officer	President and CEO	P-Purchase	Buy	1,000	$11.47	$11.47K	628,592
Jun 21, 2022	D'Angelo Dean	director		P-Purchase	Buy	2,500	$11.38	$28.45K	196,682
May 18, 2022	Ladd Robert T.	officer	President and CEO	P-Purchase	Buy	30	$12.70	$381.00	624,580
Dec 17, 2021	D'Angelo Dean	director	-	P-Purchase	Buy	1,600	$12.66	$20.26K	190,903
Dec 15, 2021	D'Angelo Dean	director	-	P-Purchase	Buy	1,167	$12.85	$15.00K	189,303
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$10.85	$54.25K	184,515
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$8.12	$40.59K	178,217
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$7.50	$37.50K	171,663
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.09	$16.19K	616,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.12	$16.24K	614,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.11	$16.23K	612,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.14	$16.27K	610,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.11	$16.21K	608,653
Sep 02, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$8.12	$40.59K	183,217
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.03	$16.07K	606,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.05	$16.11K	604,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.06	$16.12K	602,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.04	$16.08K	600,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.06	$16.11K	598,653

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 22, 2022	Bilger Bruce R	director		P-Purchase	Buy	17,543	$11.35	$199.11K	182,565
Jun 21, 2022	Ladd Robert T.	officer	President and CEO	P-Purchase	Buy	1,000	$11.47	$11.47K	628,592
Jun 21, 2022	D'Angelo Dean	director		P-Purchase	Buy	2,500	$11.38	$28.45K	196,682
May 18, 2022	Ladd Robert T.	officer	President and CEO	P-Purchase	Buy	30	$12.70	$381.00	624,580
Dec 17, 2021	D'Angelo Dean	director	-	P-Purchase	Buy	1,600	$12.66	$20.26K	190,903
Dec 15, 2021	D'Angelo Dean	director	-	P-Purchase	Buy	1,167	$12.85	$15.00K	189,303
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$10.85	$54.25K	184,515
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$8.12	$40.59K	178,217
Dec 18, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$7.50	$37.50K	171,663
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.09	$16.19K	616,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.12	$16.24K	614,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.11	$16.23K	612,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.14	$16.27K	610,653
Sep 24, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.11	$16.21K	608,653
Sep 02, 2020	D'Angelo Dean	director	-	P-Purchase	Buy	5,000	$8.12	$40.59K	183,217
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.03	$16.07K	606,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.05	$16.11K	604,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.06	$16.12K	602,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.04	$16.08K	600,653
Aug 06, 2020	Ladd Robert T.	director, officer	President and CEO	P-Purchase	Buy	2,000	$8.06	$16.11K	598,653

The last insider buy of SCM was made by Bilger Bruce R on Jun 22 2022, buying 17,543 shares at $11.35 per share (worth $199.11K).

Stellus Capital Investment Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q2 2022	4	-	-
Q4 2021	2	-	-
Q4 2020	1	-	-
Q3 2020	22	-	-
Q2 2020	10	-	-
Q1 2020	25	-	-
Q4 2018	9	-	-
Q2 2018	3	-	-
Q1 2018	6	-	-
Q4 2017	17	-	-
Q3 2017	4	-	-
Q2 2017	7	-	-
Q1 2017	-	1	-
Q4 2016	1	-	-
Q4 2015	9	-	-
Q3 2015	10	-	-
Q2 2015	1	2	50.00%
Q4 2014	4	-	-
Q3 2014	3	2	150.00%
Q2 2014	20	-	-

4 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by Stellus Capital Investment's insiders, as of Q2 2022.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q2 2022	4	-	-
Q4 2021	2	-	-
Q4 2020	1	-	-
Q3 2020	22	-	-
Q2 2020	10	-	-
Q1 2020	25	-	-
Q4 2018	9	-	-
Q2 2018	3	-	-
Q1 2018	6	-	-
Q4 2017	17	-	-
Q3 2017	4	-	-
Q2 2017	7	-	-
Q1 2017	-	1	-
Q4 2016	1	-	-
Q4 2015	9	-	-
Q3 2015	10	-	-
Q2 2015	1	2	50.00%
Q4 2014	4	-	-
Q3 2014	3	2	150.00%
Q2 2014	20	-	-

As of Q2 2022, Insider owners conducted 4 open market buy trades and 0 open market sell trades of Stellus Capital Investment's stocks.

Stellus Capital Investment Peer Ownership

Ticker	Company
GLAD	Gladstone Capital Corporation
FDUS	Fidus Investment Corporation
GAIN	Gladstone Investment Corporation
NMFC	New Mountain Finance Corporation
WHF	WhiteHorse Finance, Inc.
TSLX	Sixth Street Specialty Lending, Inc.
PFLT	PennantPark Floating Rate Capital Ltd.
PSEC	Prospect Capital Corporation
CGBD	Carlyle Secured Lending, Inc.
TCPC	BlackRock TCP Capital Corp.
MRCC	Monroe Capital Corporation
OFS	OFS Capital Corporation
HRZN	Horizon Technology Finance Corporation

SCM Ownership FAQ

Who Owns Stellus Capital Investment?

Stellus Capital Investment is owned by institutional shareholders (14.44%), insiders (4.33%), and public (81.23%). The largest institutional shareholder of Stellus Capital Investment is TWO SIGMA INVESTMENTS, LP (1.53% of total shares) and the top mutual fund owner is FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (4.63% of total shares).

Who are the major institutional shareholders of Stellus Capital Investment?

Stellus Capital Investment's major institutional shareholders are TWO SIGMA INVESTMENTS, LP, CONDOR CAPITAL MANAGEMENT, RAYMOND JAMES & ASSOCIATES, MILLENNIUM MANAGEMENT LLC, and LEGAL & GENERAL GROUP PLC. The top five shareholders own together 5.29% of the company's share outstanding.

How many Stellus Capital Investment shareholders are there?

As of Jun 2024, there are 51 institutional shareholders of Stellus Capital Investment.

What percentage of Stellus Capital Investment is owned by TWO SIGMA INVESTMENTS, LP?

TWO SIGMA INVESTMENTS, LP owns 369.6K shares of Stellus Capital Investment, representing 1.53% of the company's total shares outstanding, valued at $5.07M (as of Jun 2024).

What percentage of Stellus Capital Investment is owned by CONDOR CAPITAL MANAGEMENT?

As of Jun 2024, CONDOR CAPITAL MANAGEMENT holds 269.42K shares of Stellus Capital Investment (SCM), compromising 1.12% of the company, valued at $3.7M.

What percentage of Stellus Capital Investment is owned by RAYMOND JAMES & ASSOCIATES?

RAYMOND JAMES & ASSOCIATES is the third largest holder of Stellus Capital Investment. The company owns 223.52K of the company's shares outstanding (worth $3.07M).