Saratoga Investment Ownership | Who Owns Saratoga Investment?

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Saratoga Investment Ownership Summary

Saratoga Investment is owned by 16.00% institutional investors, 15.16% insiders, and 68.85% retail investors. Two sigma advisers, lp is the largest institutional shareholder, holding 1.05% of SAR shares. BankInvest Børsnoterede Alt. Akk. W is the top mutual fund, with 0.39% of its assets in Saratoga Investment shares.

SAR Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Saratoga Investment	16.00%	15.16%	68.85%
Sector	Financial Services Stocks	40.29%	14.61%	45.11%
Industry	Asset Management Stocks	33.12%	8.74%	58.14%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Two sigma advisers, lp	145.10K	1.05%	$3.47M
Hennion & walsh asset management	144.82K	1.05%	$3.46M
Two sigma investments, lp	128.38K	0.93%	$3.07M
Private advisor group	122.30K	0.89%	$2.93M
Wells fargo & company/mn	109.78K	0.80%	$2.63M
Advisors asset management	107.40K	0.78%	$2.57M
Morgan stanley	97.75K	0.77%	$2.22M
Millennium management	105.13K	0.76%	$2.51M
Lpl financial	89.10K	0.70%	$2.02M
Lido advisors	94.98K	0.69%	$2.27M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Palogic value management	46.68K	0.44%	$1.12M
Next level private	39.15K	0.38%	$936.56K
Tmd wealth management	67.73K	0.34%	$1.54M
Virtus etf advisers	33.76K	0.33%	$807.51K
International assets investment management	79.57K	0.16%	$1.93B
Hennion & walsh asset management	144.82K	0.16%	$3.46M
Jb capital partners lp	33.85K	0.15%	$809.62K
Davidson trust	11.00K	0.14%	$263.12K
Bard associates	15.95K	0.13%	$381.40K
Register financial advisors	5.89K	0.07%	$140.99K

Top Buyers

Holder	Shares	% Assets	Change
Morgan stanley	97.75K	0.00%	41.77K
Trexquant investment lp	64.02K	0.02%	36.54K
Marshall wace, llp	35.96K	0.00%	35.96K
Raymond james financial	34.03K	0.00%	34.03K
Lido advisors	94.98K	0.01%	23.09K

Top Sellers

Holder	Shares	% Assets	Change
Rockefeller capital management	-	-	-56.98K
Franklin resources	-	-	-36.02K
International assets investment management	79.57K	0.16%	-32.67K
Quadrature capital	-	-	-29.64K
Janney montgomery scott	-	-	-20.76K

New Positions

Holder	Shares	% Assets	Change	Value
Marshall wace, llp	35.96K	0.00%	35.96K	$860.21K
Raymond james financial	34.03K	0.00%	34.03K	$814.04K
Mariner	13.23K	0.00%	13.23K	$316.59K
Connor, clark & lunn investment management	11.91K	0.00%	11.91K	$284.98K
Hightower advisors	11.12K	0.00%	11.12K	$266.09K

Sold Out

Holder	Change
Bnp paribas arbitrage, snc	-1.00
Creekmur asset management	-144.00
Old point trust & financial services n a	-200.00
Entrypoint capital	-398.00
Northwestern mutual wealth management	-526.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Dec 31, 2024	69	15.00%	2,205,837	4.11%	15	6.71%	30	25.00%	18	-5.26%
Sep 30, 2024	58	-4.92%	2,107,623	4.75%	15	6.09%	23	-17.86%	18	20.00%
Jun 30, 2024	61	-6.15%	2,011,995	-4.10%	15	6.15%	28	-3.45%	15	-25.00%
Mar 31, 2024	65	-12.16%	2,098,113	-19.53%	16	4.03%	29	-29.27%	20	17.65%
Dec 31, 2023	74	10.45%	2,607,351	10.91%	19	5.34%	41	-	17	88.89%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
BankInvest Børsnoterede Alt. Akk. W	56.37K	0.39%	6.01K
iShares Listed Private Eq ETF USD Dist	51.92K	0.36%	-
Virtus Private Credit ETF	43.19K	0.30%	-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	21.35K	0.15%	-1.31K
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C	10.00K	0.07%	-5.00K
RBC Microcap Value I	3.40K	0.02%	-
FlexShares® Listed Priv Eq ETF USD Acc	3.37K	0.02%	-
BTG Pactual Global BDCS I	2.70K	0.02%	2.70K
Blackstone Alternative Multi-Strategy I	1.40K	0.01%	-300.00
Gestión Boutique II Aspain 11 Eq. FI	828.00	0.01%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
May 04, 2023	Oberbeck Christian L	CEO, Director and President	Buy	$47.62K
Aug 02, 2022	Looney Steven M		Buy	$29.43K
Aug 11, 2020	Oberbeck Christian L	CEO and Director	Buy	$35.34K
Aug 10, 2020	Oberbeck Christian L	CEO and Director	Buy	$87.55K
Jul 24, 2020	Oberbeck Christian L	CEO and Director	Buy	$16.89K

Insider Transactions Trends

Date	Buy	Sell
2024 Q4	-	-
2024 Q3	-	-
2023 Q4	-	-
2023 Q3	-	-
2023 Q2	1	-

SAR Ownership FAQ

Who Owns Saratoga Investment?

Saratoga Investment shareholders are primarily institutional investors at 16.00%, followed by 15.16% insiders and 68.84% retail investors. The average institutional ownership in Saratoga Investment's industry, Asset Management Stocks, is 33.12%, which Saratoga Investment falls below.

Who owns the most shares of Saratoga Investment?

Saratoga Investment’s largest shareholders are Two sigma advisers, lp (145.1K shares, 1.05%), Hennion & walsh asset management (144.82K shares, 1.05%), and Two sigma investments, lp (128.38K shares, 0.93%). Together, they hold 3.03% of Saratoga Investment’s total shares outstanding.

Does Blackrock own Saratoga Investment?

BlackRock is not among the top 10 institutional shareholders of Saratoga Investment.

Who is Saratoga Investment’s biggest shareholder by percentage of total assets invested?

Palogic value management is Saratoga Investment’s biggest shareholder by percentage of total assets invested, with 0.44% of its assets in 46.68K Saratoga Investment shares, valued at 1.12M$.

Who is the top mutual fund holder of Saratoga Investment shares?

BankInvest Børsnoterede Alt. Akk. W is the top mutual fund holder of Saratoga Investment shares, with 0.39% of its total shares outstanding invested in 56.36K Saratoga Investment shares.

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