Prospect Capital Ownership | Who Owns Prospect Capital?

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Prospect Capital Ownership Summary

Prospect Capital is owned by 8.94% institutional investors, 27.11% insiders, and 63.96% retail investors. Van eck associates is the largest institutional shareholder, holding 1.75% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.97% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Prospect Capital	8.94%	27.11%	63.96%
Sector	Financial Services Stocks	49.98%	13.96%	36.06%
Industry	Asset Management Stocks	41.52%	8.68%	49.80%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Van eck associates	7.25M	1.75%	$40.09M
Legal & general group	3.33M	0.80%	$18.42M
Invesco	2.11M	0.51%	$11.68M
Morgan stanley	2.04M	0.49%	$11.26M
Xml financial	1.89M	0.46%	$10.46M
Blackrock	1.38M	0.33%	$7.65M
Commonwealth equity services	1.20M	0.29%	$6.63M
Lpl financial	1.07M	0.26%	$5.90M
Lsv asset management	891.24K	0.21%	$4.93M
Cambridge investment research advisors	882.95K	0.21%	$4.88M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Smh capital advisors	101.30K	1.71%	$560.21K
Xml financial	1.89M	1.05%	$10.46M
Truemark investments	380.93K	0.72%	$2.11M
Virtus etf advisers	206.39K	0.56%	$1.14M
Palogic value management	223.46K	0.52%	$1.24M
Garner asset management	128.42K	0.44%	$931.00K
Mckinley capital management	409.47K	0.40%	$2.26M
Family wealth group	34.95K	0.19%	$193.30K
Garden state investment advisory services	88.96K	0.17%	$491.96K
Next level private	47.11K	0.12%	$260.52K

Top Buyers

Holder	Shares	% Assets	Change
Rockefeller capital management	427.97K	0.01%	427.97K
Truemark investments	380.93K	0.72%	380.93K
Van eck associates	7.25M	0.06%	368.41K
Point72 asset management	357.00K	0.01%	357.00K
Walleye trading	285.60K	0.00%	285.60K

Top Sellers

Holder	Shares	% Assets	Change
Y.d. more investments	-	-	-5.06M
Lsv asset management	891.24K	0.01%	-717.38K
Anson funds management lp	-	-	-685.70K
Marshall wace, llp	-	-	-288.36K
Advisor group	366.87K	0.00%	-224.48K

New Positions

Holder	Shares	% Assets	Change	Value
Rockefeller capital management	427.97K	0.01%	427.97K	$2.37M
Truemark investments	380.93K	0.72%	380.93K	$2.11M
Point72 asset management	357.00K	0.01%	357.00K	$1.97M
Private advisor group	33.84K	0.00%	33.84K	$187.13K
Stratos wealth partners	22.75K	0.00%	22.75K	$125.84K

Sold Out

Holder	Change
Mather group, llc.	-2.00
Financial gravity asset management	-13.00
Allworth financial lp	-49.00
Cypress capital	-100.00
Coastal investment advisors	-192.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Sep 30, 2024	228	-1.72%	37,979,112	-4.43%	8	9.72%	115	-4.17%	61	3.39%
Jun 30, 2024	231	-2.53%	39,731,520	7.07%	9	11.76%	120	1.69%	58	-26.58%
Mar 31, 2024	237	-5.95%	37,107,968	1.15%	9	11.33%	118	-13.87%	79	29.51%
Dec 31, 2023	252	5.88%	36,684,491	12.59%	8	18.18%	137	5.38%	61	27.08%
Sep 30, 2023	238	-1.65%	32,582,917	2.88%	7	11.16%	130	10.17%	48	-14.29%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
VanEck BDC Income ETF	8.60M	1.97%	5.66K
Invesco KBW High Dividend Yld Fincl ETF	2.77M	0.64%	-
iShares Listed Private Eq ETF USD Dist	1.28M	0.29%	-
Undrly L&G Pen PMC Diversified	794.66K	0.18%	3.06K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	676.71K	0.16%	676.71K
FlexShares® Listed Priv Eq ETF USD Acc	504.53K	0.12%	-
BankInvest Børsnoterede Alt. Akk. W	440.25K	0.10%	38.35K
TrueShares Active Yield ETF	405.95K	0.09%	3.94K
DNB Fund - Private Equity Retail B	372.29K	0.09%	-
Virtus Private Credit ETF	234.60K	0.05%	-

Recent Insider Transactions

Date	Name	Role	Activity	Value
Dec 24, 2024	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$8.58M
Nov 29, 2024	Eliasek M Grier	Chief Operating Officer	Buy	$1.01M
Nov 27, 2024	Eliasek M Grier	Chief Operating Officer	Buy	$1.01M
Nov 26, 2024	Eliasek M Grier	Chief Operating Officer	Buy	$23.58K
Nov 25, 2024	Eliasek M Grier	Chief Operating Officer	Buy	$24.14K

Insider Transactions Trends

Date	Buy	Sell
2024 Q4	18	-
2024 Q3	19	-
2024 Q2	4	-
2024 Q1	1	-
2023 Q4	13	-

PSEC Ownership FAQ

Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 8.94%, followed by 27.11% insiders and 63.95% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 41.52%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Van eck associates (7.25M shares, 1.75%), Legal & general group (3.33M shares, 0.80%), and Invesco (2.11M shares, 0.51%). Together, they hold 3.06% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

Yes, BlackRock owns 0.33% of Prospect Capital, totaling 1.38M shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 7.65M$. In the last quarter, BlackRock increased its holdings by 12.26K shares, a 0.89% change.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Smh capital advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 1.71% of its assets in 101.3K Prospect Capital shares, valued at 560.21K$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.97% of its total shares outstanding invested in 8.6M Prospect Capital shares.

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