Prospect Capital Ownership | Who Owns Prospect Capital?

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Prospect Capital Ownership Summary

Prospect Capital is owned by 6.67% institutional investors, 28.61% insiders, and 64.72% retail investors. Van eck associates is the largest institutional shareholder, holding 1.90% of PSEC shares. VanEck BDC Income ETF is the top mutual fund, with 1.80% of its assets in Prospect Capital shares.

PSEC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Prospect Capital	6.67%	28.61%	64.72%
Sector	Financial Services Stocks	40.29%	14.61%	45.11%
Industry	Asset Management Stocks	33.12%	8.74%	58.14%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Van eck associates	8.13M	1.90%	$35.03M
Legal & general group	2.90M	0.68%	$12.51M
Balyasny asset management	2.48M	0.58%	$10.68M
Morgan stanley	2.04M	0.49%	$11.26M
Thomas j. herzfeld advisors	1.83M	0.43%	$7.88M
Commonwealth equity services	1.50M	0.35%	$6.46M
Blackrock funding, inc. /de	1.48M	0.35%	$6.38M
Blackrock	1.38M	0.33%	$7.65M
Ubs group	1.27M	0.30%	$5.49M
Lpl financial	1.07M	0.26%	$5.90M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Thomas j. herzfeld advisors	1.83M	2.53%	$7.88M
Smh capital advisors	144.65K	1.50%	$623.45K
Truemark investments	501.92K	0.69%	$2.16M
Palogic value management	351.29K	0.59%	$1.51M
Tcfg wealth management	269.58K	0.58%	$1.16M
Virtus etf advisers	279.37K	0.49%	$1.20M
Mckinley capital management	409.47K	0.40%	$2.26M
Xml financial	946.01K	0.37%	$4.08M
Garner asset management	97.58K	0.37%	$817.00K
Navis wealth advisors	61.11K	0.29%	$263.39K

Top Buyers

Holder	Shares	% Assets	Change
Balyasny asset management	2.48M	0.02%	2.44M
Thomas j. herzfeld advisors	1.83M	2.53%	1.83M
Ubs group	1.27M	0.00%	925.81K
Envestnet asset management	946.65K	0.00%	924.43K
Raymond james financial	795.86K	0.00%	795.86K

Top Sellers

Holder	Shares	% Assets	Change
Y.d. more investments	-	-	-5.06M
Invesco	-	-	-2.73M
Xml financial	946.01K	0.37%	-1.10M
Van eck associates	8.13M	0.04%	-811.25K
International assets investment management	173.91K	0.06%	-759.17K

New Positions

Holder	Shares	% Assets	Change	Value
Thomas j. herzfeld advisors	1.83M	2.53%	1.83M	$7.88M
Raymond james financial	795.86K	0.00%	795.86K	$3.43M
Point72 asset management	357.00K	0.01%	357.00K	$1.97M
Trexquant investment lp	331.61K	0.02%	331.61K	$1.43M
Millennium management	270.53K	0.00%	270.53K	$1.17M

Sold Out

Holder	Change
Mather group, llc.	-2.00
Financial gravity asset management	-13.00
Cypress capital	-100.00
Coastal investment advisors	-192.00
Old point trust & financial services n a	-250.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Dec 31, 2024	164	-29.31%	28,603,180	-25.25%	6	8.22%	78	-32.17%	51	-20.31%
Sep 30, 2024	228	-1.72%	37,979,112	-4.43%	8	9.72%	115	-4.17%	61	3.39%
Jun 30, 2024	231	-2.53%	39,731,520	7.07%	9	11.76%	120	1.69%	58	-26.58%
Mar 31, 2024	237	-5.95%	37,107,968	1.15%	9	11.33%	118	-13.87%	79	29.51%
Dec 31, 2023	252	5.88%	36,684,491	12.59%	8	18.18%	137	5.38%	61	27.08%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
VanEck BDC Income ETF	8.03M	1.80%	-
Invesco KBW High Dividend Yld Fincl ETF	2.77M	0.64%	-
iShares Listed Private Eq ETF USD Dist	1.41M	0.32%	-
Undrly L&G Diversified Life	827.56K	0.19%	9.29K
Undrly L&G Pen PMC Diversified	818.27K	0.19%	23.61K
FID DC L&G Diversified Fund	746.99K	0.17%	-28.78K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	680.15K	0.15%	3.44K
VanEck Global Listed Priv Crdt AUD H ETF	655.86K	0.15%	12.46K
TrueShares Active Yield ETF	564.93K	0.13%	-3.42K
BankInvest Børsnoterede Alt. Akk. W	473.88K	0.11%	12.93K

Recent Insider Transactions

Date	Name	Role	Activity	Value
Mar 24, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$101.68K
Mar 21, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$102.25K
Mar 20, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$102.67K
Mar 19, 2025	Barry John F	CHIEF EXECUTIVE OFFICER	Buy	$103.13K
Mar 18, 2025	Gremp William	-	Buy	$62.73K

Insider Transactions Trends

Date	Buy	Sell
2025 Q1	14	-
2024 Q4	22	-
2024 Q3	19	-
2024 Q2	4	-
2024 Q1	1	-

PSEC Ownership FAQ

Who Owns Prospect Capital?

Prospect Capital shareholders are primarily institutional investors at 6.67%, followed by 28.61% insiders and 64.72% retail investors. The average institutional ownership in Prospect Capital's industry, Asset Management Stocks, is 33.12%, which Prospect Capital falls below.

Who owns the most shares of Prospect Capital?

Prospect Capital’s largest shareholders are Van eck associates (8.13M shares, 1.90%), Legal & general group (2.9M shares, 0.68%), and Balyasny asset management (2.48M shares, 0.58%). Together, they hold 3.15% of Prospect Capital’s total shares outstanding.

Does Blackrock own Prospect Capital?

Yes, BlackRock owns 0.33% of Prospect Capital, totaling 1.38M shares as of Jun 2024. This represents 0.00% of BlackRock's total assets, with a market value of 7.65M$. In the last quarter, BlackRock increased its holdings by 12.26K shares, a 0.89% change.

Who is Prospect Capital’s biggest shareholder by percentage of total assets invested?

Thomas j. herzfeld advisors is Prospect Capital’s biggest shareholder by percentage of total assets invested, with 2.53% of its assets in 1.83M Prospect Capital shares, valued at 7.88M$.

Who is the top mutual fund holder of Prospect Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Prospect Capital shares, with 1.80% of its total shares outstanding invested in 8.03M Prospect Capital shares.

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