PhenixFIN Ownership | Who Owns PhenixFIN?
PhenixFIN Ownership Summary
PhenixFIN is owned by 4.85% institutional investors, 21.32% insiders, and 73.83% retail investors. Adalta capital management is the largest institutional shareholder, holding 7.32% of PFX shares. High Income Securities is the top mutual fund, with 0.95% of its assets in PhenixFIN shares.
PFX Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | PhenixFIN | 4.85% | 21.32% | 73.83% |
| Sector | Financial Services Stocks | 40.29% | 14.61% | 45.11% |
| Industry | Asset Management Stocks | 33.12% | 8.74% | 58.14% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Adalta capital management | 149.90K | 7.32% | $7.01M |
| 22nw, lp | 117.89K | 5.78% | $5.92M |
| Morgan stanley | 66.32K | 3.24% | $3.10M |
| American financial group | 64.33K | 3.15% | $3.26M |
| Raymond james financial | 19.60K | 0.96% | $992.47K |
| Bulldog investors, llp | 19.22K | 0.94% | $973.23K |
| Legal & general group | 14.15K | 0.69% | $716.63K |
| Crossingbridge advisors | 10.30K | 0.50% | $507.07K |
| Alphacentric advisors | 10.30K | 0.50% | $507.07K |
| Raymond james financial services advisors | 8.32K | 0.41% | $388.99K |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Adalta capital management | 149.90K | 3.81% | $7.01M |
| 22nw, lp | 117.89K | 3.74% | $5.92M |
| American financial group | 64.33K | 1.48% | $3.26M |
| Alphacentric advisors | 10.30K | 0.51% | $507.07K |
| Bulldog investors, llp | 19.22K | 0.25% | $973.23K |
| Crossingbridge advisors | 10.30K | 0.17% | $507.07K |
| Archer investment | 126.00 | 0.00% | $6.38K |
| Raymond james financial services advisors | 8.32K | 0.00% | $388.99K |
| Raymond james financial | 19.60K | 0.00% | $992.47K |
| Allworth financial lp | 2.17K | 0.00% | $37.91K |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Raymond james financial | 19.60K | 0.00% | 19.60K |
| Bulldog investors, llp | 19.22K | 0.25% | 19.22K |
| Crossingbridge advisors | 10.30K | 0.17% | 10.30K |
| Alphacentric advisors | 10.30K | 0.51% | 10.30K |
| Raymond james financial services advisors | 8.32K | 0.00% | 8.32K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Northwestern mutual wealth management | - | - | -9.94K |
| Royal bank of canada | - | - | -6.40K |
| Advisor group | - | - | -2.57K |
| Compagnie lombard odier scma | - | - | -2.50K |
| Legal & general group | 14.15K | 0.00% | -1.63K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Raymond james financial | 19.60K | 0.00% | 19.60K | $992.47K |
| Bulldog investors, llp | 19.22K | 0.25% | 19.22K | $973.23K |
| Alphacentric advisors | 10.30K | 0.51% | 10.30K | $507.07K |
| Crossingbridge advisors | 10.30K | 0.17% | 10.30K | $507.07K |
| Raymond james financial services advisors | 8.32K | 0.00% | 8.32K | $388.99K |
Sold Out
| Holder | Change |
|---|---|
| Main street group | -50.00 |
| Tower research capital llc (trc) | -292.00 |
| Householder group estate & retirement specialist | -583.00 |
| Compagnie lombard odier scma | -2.50K |
| Advisor group | -2.57K |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2024 | 6 | -64.71% | 99,017 | -77.54% | 4 | 1.02% | 2 | -50.00% | - | -100.00% |
| Sep 30, 2024 | 17 | 13.33% | 440,935 | 0.69% | 21 | 4.78% | 4 | -20.00% | 5 | 150.00% |
| Jun 30, 2024 | 15 | - | 437,929 | 0.88% | 21 | 4.87% | 5 | - | 2 | -50.00% |
| Mar 31, 2024 | 15 | - | 434,128 | -23.31% | 20 | 2.81% | 5 | -16.67% | 4 | 33.33% |
| Dec 31, 2023 | 15 | 15.38% | 566,092 | -1.56% | 27 | 3.61% | 6 | 200.00% | 3 | -25.00% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| High Income Securities | 19.19K | 0.95% | - |
| AlphaCentric Real Income I | 10.30K | 0.51% | 10.30K |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 3.32K | 0.16% | -178.00 |
| Fidelity Nasdaq Composite Index | 762.00 | 0.04% | - |
| Undrly L&G Pen PMC Consensus Idx | 59.00 | 0.00% | -7.00 |
| FID DC L&G Multi Asset Fund | 47.00 | 0.00% | -12.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Mar 07, 2025 | McMillan Ellida | CHIEF FINANCIAL OFFICER | Buy | $6.85K |
| Mar 10, 2025 | McMillan Ellida | CHIEF FINANCIAL OFFICER | Buy | $9.30K |
| Mar 03, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $42.98K |
| Mar 05, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $48.48K |
| Mar 05, 2025 | Lorber David A | CHAIRMAN AND CEO | Buy | $5.43K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q1 | 13 | - |
| 2024 Q4 | 2 | - |
| 2024 Q2 | 6 | - |
| 2024 Q1 | 9 | - |
| 2023 Q3 | 6 | - |
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