PhenixFIN Ownership 2024 | Who Owns PhenixFIN Now?

Overview RevenueFinancials Chart

Institutional Ownership

21.38%

Insider Ownership

20.12%

Retail Ownership

58.51%

Institutional Holders

15.00

PhenixFIN Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ADALTA CAPITAL MANAGEMENT LLC	7.32%	3.81%	149,904	7,595	5.34%	7,013,579	Jun 30, 2024
22NW, LP	5.75%	4.70%	117,885	-	-	5,514,792	Jun 30, 2024
MORGAN STANLEY	3.24%	0.00%	66,319	1,506	2.32%	3,101,746	Jun 30, 2024
AMERICAN FINANCIAL GROUP INC	3.14%	1.29%	64,327	-	-	3,009,000	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.81%	0.00%	16,577	-	-	775,308	Jun 30, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.41%	0.00%	8,317	8,317	100.00%	388,987	Jun 30, 2024
ROYAL BANK OF CANADA	0.31%	0.00%	6,400	-	-	299,000	Jun 30, 2024
COMPAGNIE LOMBARD ODIER SCMA	0.12%	0.00%	2,500	-	-	117,025	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.11%	0.00%	2,166	-	-	38,988	Jun 30, 2024
UBS GROUP AG	0.10%	-	2,113	-3	-0.14%	98,825	Jun 30, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0.03%	0.01%	583	583	100.00%	27,000	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	0.00%	401	-584	-59.29%	18,755	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.01%	-	261	-	-	12,191	Jun 30, 2024
ARCHER INVESTMENT CORP	0.01%	0.00%	126	-	-	5,893	Jun 30, 2024
MAIN STREET GROUP, LTD	0.00%	0.00%	50	50	100.00%	2,330	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-2,570	-100.00%	-	Jun 30, 2024

PhenixFIN's largest institutional shareholder is ADALTA CAPITAL MANAGEMENT LLC, holding 7.32% of the company's total share outstanding, currently valued at $7.01M. The top 10 institutional shareholders own together 21.31% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
22NW, LP	5.75%	4.70%	117,885	-	-	5,514,792	Jun 30, 2024
ADALTA CAPITAL MANAGEMENT LLC	7.32%	3.81%	149,904	7,595	5.34%	7,013,579	Jun 30, 2024
AMERICAN FINANCIAL GROUP INC	3.14%	1.29%	64,327	-	-	3,009,000	Jun 30, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0.03%	0.01%	583	583	100.00%	27,000	Jun 30, 2024
COMPAGNIE LOMBARD ODIER SCMA	0.12%	0.00%	2,500	-	-	117,025	Jun 30, 2024
ARCHER INVESTMENT CORP	0.01%	0.00%	126	-	-	5,893	Jun 30, 2024
MAIN STREET GROUP, LTD	0.00%	0.00%	50	50	100.00%	2,330	Jun 30, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.41%	0.00%	8,317	8,317	100.00%	388,987	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	0.00%	401	-584	-59.29%	18,755	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.11%	0.00%	2,166	-	-	38,988	Jun 30, 2024
MORGAN STANLEY	3.24%	0.00%	66,319	1,506	2.32%	3,101,746	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.81%	0.00%	16,577	-	-	775,308	Jun 30, 2024
ROYAL BANK OF CANADA	0.31%	0.00%	6,400	-	-	299,000	Jun 30, 2024
UBS GROUP AG	0.10%	-	2,113	-3	-0.14%	98,825	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.01%	-	261	-	-	12,191	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-2,570	-100.00%	-	Jun 30, 2024

The largest PhenixFIN shareholder by % of total assets is 22NW, LP. The company owns 117.89K shares of PhenixFIN (PFX), representing 4.70% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.41%	0.00%	8,317	8,317	100.00%	388,987	Jun 30, 2024
ADALTA CAPITAL MANAGEMENT LLC	7.32%	3.81%	149,904	7,595	5.34%	7,013,579	Jun 30, 2024
MORGAN STANLEY	3.24%	0.00%	66,319	1,506	2.32%	3,101,746	Jun 30, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0.03%	0.01%	583	583	100.00%	27,000	Jun 30, 2024
MAIN STREET GROUP, LTD	0.00%	0.00%	50	50	100.00%	2,330	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.01%	-	261	-	-	12,191	Jun 30, 2024
ROYAL BANK OF CANADA	0.31%	0.00%	6,400	-	-	299,000	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.81%	0.00%	16,577	-	-	775,308	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.11%	0.00%	2,166	-	-	38,988	Jun 30, 2024
ARCHER INVESTMENT CORP	0.01%	0.00%	126	-	-	5,893	Jun 30, 2024
COMPAGNIE LOMBARD ODIER SCMA	0.12%	0.00%	2,500	-	-	117,025	Jun 30, 2024
AMERICAN FINANCIAL GROUP INC	3.14%	1.29%	64,327	-	-	3,009,000	Jun 30, 2024
22NW, LP	5.75%	4.70%	117,885	-	-	5,514,792	Jun 30, 2024
UBS GROUP AG	0.10%	-	2,113	-3	-0.14%	98,825	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	0.00%	401	-584	-59.29%	18,755	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-2,570	-100.00%	-	Jun 30, 2024

As of Jun 30 2024, PhenixFIN's largest institutional buyer is RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.. The company purchased 8.32K stocks of PFX, valued at $388.99K.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-2,570	-100.00%	-	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	0.00%	401	-584	-59.29%	18,755	Jun 30, 2024
UBS GROUP AG	0.10%	-	2,113	-3	-0.14%	98,825	Jun 30, 2024
22NW, LP	5.75%	4.70%	117,885	-	-	5,514,792	Jun 30, 2024
AMERICAN FINANCIAL GROUP INC	3.14%	1.29%	64,327	-	-	3,009,000	Jun 30, 2024
COMPAGNIE LOMBARD ODIER SCMA	0.12%	0.00%	2,500	-	-	117,025	Jun 30, 2024
ARCHER INVESTMENT CORP	0.01%	0.00%	126	-	-	5,893	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.11%	0.00%	2,166	-	-	38,988	Jun 30, 2024
LEGAL & GENERAL GROUP PLC	0.81%	0.00%	16,577	-	-	775,308	Jun 30, 2024
ROYAL BANK OF CANADA	0.31%	0.00%	6,400	-	-	299,000	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.01%	-	261	-	-	12,191	Jun 30, 2024
MAIN STREET GROUP, LTD	0.00%	0.00%	50	50	100.00%	2,330	Jun 30, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0.03%	0.01%	583	583	100.00%	27,000	Jun 30, 2024
MORGAN STANLEY	3.24%	0.00%	66,319	1,506	2.32%	3,101,746	Jun 30, 2024
ADALTA CAPITAL MANAGEMENT LLC	7.32%	3.81%	149,904	7,595	5.34%	7,013,579	Jun 30, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.41%	0.00%	8,317	8,317	100.00%	388,987	Jun 30, 2024

As of Jun 30 2024, PhenixFIN's biggest institutional seller is ADVISOR GROUP HOLDINGS, INC.. The company sold -2.57K shares of PFX, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.41%	0.00%	8,317	8,317	100.00%	388,987	Jun 30, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0.03%	0.01%	583	583	100.00%	27,000	Jun 30, 2024
MAIN STREET GROUP, LTD	0.00%	0.00%	50	50	100.00%	2,330	Jun 30, 2024

PhenixFIN's largest new institutional shareholder by number of shares is RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC., purchased 8.32K shares, valued at $388.99K, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-2,570	-100.00%	-	Jun 30, 2024

PhenixFIN's largest sold out institutional shareholder by shares sold is ADVISOR GROUP HOLDINGS, INC., sold -2.57K shares, valued at -, as of undefined.

PhenixFIN Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
Adirondack Funds	1.21%	52,929	-	-	Mar 31, 2024
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	0.34%	14,551	-	-	Feb 29, 2024
HIGH INCOME SECURITIES FUND	0.06%	19,193	-	-	Feb 29, 2024
Angel Oak Financial Strategies Income Term Trust	0.02%	70,000	-	-	Jan 31, 2024
PERMANENT PORTFOLIO FAMILY OF FUNDS	0.00%	30,000	-	-	Jan 31, 2024
FIDELITY CONCORD STREET TRUST	0.00%	762	-	-	Feb 29, 2024
USAA MUTUAL FUNDS TRUST	0.00%	182	-	-	Jan 31, 2024

PhenixFIN's largest mutual fund holder by % of total assets is "Adirondack Funds", owning 52.93K shares, compromising 1.21% of its total assets.

PhenixFIN Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	15	-
31 Mar, 24	15	-
31 Dec, 23	15	15.38%
30 Sep, 23	13	-18.75%
30 Jun, 23	16	6.67%
31 Mar, 23	15	-6.25%
31 Dec, 22	16	6.67%
30 Sep, 22	15	-16.67%
30 Jun, 22	18	-
31 Mar, 22	18	-
31 Dec, 21	18	-21.74%
30 Sep, 21	23	-8.00%
30 Jun, 21	25	19.05%
31 Mar, 21	21	2000.00%
31 Dec, 20	1	-

As of 30 Jun 24, 15 institutions are holding PhenixFIN's shares, representing an increase of 0.00% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	437,929	0.88%
31 Mar, 24	434,128	-23.31%
31 Dec, 23	566,092	-1.56%
30 Sep, 23	575,068	-4.14%
30 Jun, 23	599,906	-1.06%
31 Mar, 23	606,337	-1.56%
31 Dec, 22	615,960	1.32%
30 Sep, 22	607,954	-11.91%
30 Jun, 22	690,121	2.54%
31 Mar, 22	673,036	21.79%
31 Dec, 21	552,615	41.44%
30 Sep, 21	390,697	-4.47%
30 Jun, 21	408,963	64.30%
31 Mar, 21	248,919	184284.44%
31 Dec, 20	135	-

PhenixFIN (PFX) has 437.93K shares outstanding as of 30 Jun 24, up 0.88% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	21.38%	4.87%
31 Mar, 24	20.95%	2.81%
31 Dec, 23	27.31%	3.61%
30 Sep, 23	27.51%	3.36%
30 Jun, 23	28.63%	3.42%
31 Mar, 23	28.94%	3.37%
31 Dec, 22	29.32%	4.28%
30 Sep, 22	26.16%	2.66%
30 Jun, 22	31.34%	3.98%
31 Mar, 22	28.07%	5.82%
31 Dec, 21	21.95%	10.31%
30 Sep, 21	14.59%	6.28%
30 Jun, 21	15.24%	18.15%
31 Mar, 21	9.16%	36850794.00%
31 Dec, 20	0.01%	-

As of 30 Jun 24, PhenixFIN is held by 21.38% institutional shareholders, representing a 4.87% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	5	-
31 Mar, 24	5	-16.67%
31 Dec, 23	6	200.00%
30 Sep, 23	2	-50.00%
30 Jun, 23	4	33.33%
31 Mar, 23	3	-
31 Dec, 22	3	50.00%
30 Sep, 22	2	-66.67%
30 Jun, 22	6	-
31 Mar, 22	6	-14.29%
31 Dec, 21	7	40.00%
30 Sep, 21	5	-50.00%
30 Jun, 21	10	-50.00%
31 Mar, 21	20	1900.00%
31 Dec, 20	1	-

5 institutional shareholders have increased their position in PFX stock as of 30 Jun 24 compared to 5 in the previous quarter (a 0.00% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	2	-50.00%
31 Mar, 24	4	33.33%
31 Dec, 23	3	-25.00%
30 Sep, 23	4	-
30 Jun, 23	4	-
31 Mar, 23	4	33.33%
31 Dec, 22	3	-25.00%
30 Sep, 22	4	-20.00%
30 Jun, 22	5	25.00%
31 Mar, 22	4	100.00%
31 Dec, 21	2	-66.67%
30 Sep, 21	6	-14.29%
30 Jun, 21	7	-
31 Mar, 21	-	-
31 Dec, 20	-	-

2 institutional shareholders have reduced their position in PFX stock as of 30 Jun 24 compared to 4 in the previous quarter (a -50.00% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	15	-	437,929	0.88%	21.38%	4.87%	5	-	2	-50.00%
31 Mar, 24	15	-	434,128	-23.31%	20.95%	2.81%	5	-16.67%	4	33.33%
31 Dec, 23	15	15.38%	566,092	-1.56%	27.31%	3.61%	6	200.00%	3	-25.00%
30 Sep, 23	13	-18.75%	575,068	-4.14%	27.51%	3.36%	2	-50.00%	4	-
30 Jun, 23	16	6.67%	599,906	-1.06%	28.63%	3.42%	4	33.33%	4	-
31 Mar, 23	15	-6.25%	606,337	-1.56%	28.94%	3.37%	3	-	4	33.33%
31 Dec, 22	16	6.67%	615,960	1.32%	29.32%	4.28%	3	50.00%	3	-25.00%
30 Sep, 22	15	-16.67%	607,954	-11.91%	26.16%	2.66%	2	-66.67%	4	-20.00%
30 Jun, 22	18	-	690,121	2.54%	31.34%	3.98%	6	-	5	25.00%
31 Mar, 22	18	-	673,036	21.79%	28.07%	5.82%	6	-14.29%	4	100.00%
31 Dec, 21	18	-21.74%	552,615	41.44%	21.95%	10.31%	7	40.00%	2	-66.67%
30 Sep, 21	23	-8.00%	390,697	-4.47%	14.59%	6.28%	5	-50.00%	6	-14.29%
30 Jun, 21	25	19.05%	408,963	64.30%	15.24%	18.15%	10	-50.00%	7	-
31 Mar, 21	21	2000.00%	248,919	184284.44%	9.16%	36850794.00%	20	1900.00%	-	-
31 Dec, 20	1	-	135	-	0.01%	-	1	-	-	-

PhenixFIN Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 21, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	766	$46.11	$35.32K	125,983
Jun 21, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	192	$46.39	$8.91K	125,217
Jun 18, 2024	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	1,000	$45.12	$45.12K	2,336
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	64	$45.08	$2.89K	125,025
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	628	$44.98	$28.25K	124,961
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	289	$44.85	$12.96K	3,289
Mar 13, 2024	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	225	$45.01	$10.13K	1,336
Mar 05, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	18,934	$45.08	$853.54K	124,333
Mar 05, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	560	$45.08	$25.24K	3,000
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	927	$44.97	$41.69K	105,399
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	175	$44.06	$7.71K	104,472
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	1,300	$44.50	$57.85K	104,297
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	927	$44.97	$41.69K	105,785
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	175	$44.06	$7.71K	104,858
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	1,686	$44.48	$74.99K	104,683
Sep 26, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	50	$33.50	$1.68K	1,111
Sep 22, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	100	$38.53	$3.85K	1,061
Sep 22, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	100	$36.82	$3.68K	961
Aug 16, 2023	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	2,004	$36.79	$73.73K	102,997
Aug 16, 2023	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	679	$38.31	$26.01K	100,993

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 21, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	766	$46.11	$35.32K	125,983
Jun 21, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	192	$46.39	$8.91K	125,217
Jun 18, 2024	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	1,000	$45.12	$45.12K	2,336
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	64	$45.08	$2.89K	125,025
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	628	$44.98	$28.25K	124,961
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	289	$44.85	$12.96K	3,289
Mar 13, 2024	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	225	$45.01	$10.13K	1,336
Mar 05, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	18,934	$45.08	$853.54K	124,333
Mar 05, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	560	$45.08	$25.24K	3,000
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	927	$44.97	$41.69K	105,399
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	175	$44.06	$7.71K	104,472
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	1,300	$44.50	$57.85K	104,297
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	927	$44.97	$41.69K	105,785
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	175	$44.06	$7.71K	104,858
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	1,686	$44.48	$74.99K	104,683
Sep 26, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	50	$33.50	$1.68K	1,111
Sep 22, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	100	$38.53	$3.85K	1,061
Sep 22, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	100	$36.82	$3.68K	961
Aug 16, 2023	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	2,004	$36.79	$73.73K	102,997
Aug 16, 2023	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	679	$38.31	$26.01K	100,993

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jun 21, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	766	$46.11	$35.32K	125,983
Jun 21, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	192	$46.39	$8.91K	125,217
Jun 18, 2024	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	1,000	$45.12	$45.12K	2,336
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	64	$45.08	$2.89K	125,025
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	628	$44.98	$28.25K	124,961
Jun 14, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	289	$44.85	$12.96K	3,289
Mar 13, 2024	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	225	$45.01	$10.13K	1,336
Mar 05, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	18,934	$45.08	$853.54K	124,333
Mar 05, 2024	Lorber David A	director, 10 percent owner, officer	CHAIRMAN AND CEO	P-Purchase	Buy	560	$45.08	$25.24K	3,000
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	927	$44.97	$41.69K	105,399
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	175	$44.06	$7.71K	104,472
Mar 05, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	1,300	$44.50	$57.85K	104,297
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	927	$44.97	$41.69K	105,785
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	175	$44.06	$7.71K	104,858
Feb 27, 2024	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	1,686	$44.48	$74.99K	104,683
Sep 26, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	50	$33.50	$1.68K	1,111
Sep 22, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	100	$38.53	$3.85K	1,061
Sep 22, 2023	McMillan Ellida	officer	CHIEF FINANCIAL OFFICER	P-Purchase	Buy	100	$36.82	$3.68K	961
Aug 16, 2023	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	2,004	$36.79	$73.73K	102,997
Aug 16, 2023	Lorber David A	director, officer	CHAIRMAN AND CEO	P-Purchase	Buy	679	$38.31	$26.01K	100,993

The last insider buy of PFX was made by Lorber David A on Jun 21 2024, buying 766 shares at $46.11 per share (worth $35.32K).

PhenixFIN Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q2 2024	6	-	-
Q1 2024	9	-	-
Q3 2023	6	-	-
Q2 2023	8	-	-
Q1 2023	9	-	-
Q4 2022	4	-	-
Q3 2022	14	-	-
Q2 2022	4	-	-
Q1 2022	7	-	-
Q4 2021	1	-	-
Q3 2021	2	-	-
Q2 2021	13	-	-
Q1 2021	-	1	-
Q3 2020	-	25	-
Q2 2020	-	4	-
Q1 2020	-	16	-
Q4 2019	-	25	-
Q2 2019	-	1	-
Q3 2017	10	-	-
Q2 2017	76	1	7600.00%

6 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by PhenixFIN's insiders, as of Q2 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q2 2024	6	-	-
Q1 2024	9	-	-
Q3 2023	6	-	-
Q2 2023	8	-	-
Q1 2023	9	-	-
Q4 2022	4	-	-
Q3 2022	14	-	-
Q2 2022	4	-	-
Q1 2022	7	-	-
Q4 2021	1	-	-
Q3 2021	2	-	-
Q2 2021	13	-	-
Q1 2021	-	-	-
Q3 2020	-	24	-
Q2 2020	-	4	-
Q1 2020	-	16	-
Q4 2019	-	25	-
Q2 2019	-	-	-
Q3 2017	10	-	-
Q2 2017	76	-	-

As of Q2 2024, Insider owners conducted 6 open market buy trades and 0 open market sell trades of PhenixFIN's stocks.

PFX Ownership FAQ

Who Owns PhenixFIN?

PhenixFIN is owned by institutional shareholders (21.38%), insiders (20.12%), and public (58.51%). The largest institutional shareholder of PhenixFIN is ADALTA CAPITAL MANAGEMENT LLC (7.32% of total shares) and the top mutual fund owner is Adirondack Funds (1.21% of total shares).

Who are the major institutional shareholders of PhenixFIN?

PhenixFIN's major institutional shareholders are ADALTA CAPITAL MANAGEMENT LLC, 22NW, LP, MORGAN STANLEY, AMERICAN FINANCIAL GROUP INC, and LEGAL & GENERAL GROUP PLC. The top five shareholders own together 20.26% of the company's share outstanding.

How many PhenixFIN shareholders are there?

As of Jun 2024, there are 15 institutional shareholders of PhenixFIN.

What percentage of PhenixFIN is owned by ADALTA CAPITAL MANAGEMENT LLC?

ADALTA CAPITAL MANAGEMENT LLC owns 149.9K shares of PhenixFIN, representing 7.32% of the company's total shares outstanding, valued at $7.01M (as of Jun 2024).

What percentage of PhenixFIN is owned by 22NW, LP?

As of Jun 2024, 22NW, LP holds 117.88K shares of PhenixFIN (PFX), compromising 5.75% of the company, valued at $5.51M.

What percentage of PhenixFIN is owned by MORGAN STANLEY?

MORGAN STANLEY is the third largest holder of PhenixFIN. The company owns 66.32K of the company's shares outstanding (worth $3.1M).