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PennantPark Floating Rate Capital Ownership | Who Owns PennantPark Floating Rate Capital?

OverviewForecastRevenueFinancialsChartTranscripts

PennantPark Floating Rate Capital Ownership Summary

PennantPark Floating Rate Capital is owned by 23.37% institutional investors, 1.12% insiders, and 75.51% retail investors. Sound income strategies is the largest institutional shareholder, holding 4.34% of PFLT shares. Sound Income Strategies Core Plus SMA is the top mutual fund, with 4.77% of its assets in PennantPark Floating Rate Capital shares.

PFLT Ownership Benchmark

TypeName% Inst% Insiders% Retail
StockPennantPark Floating Rate Capital23.37%1.12%75.51%
SectorFinancial Services Stocks 49.66%13.98%36.36%
IndustryAsset Management Stocks41.71%9.02%49.27%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

HolderShares% HoldingValue
Sound income strategies2.66M4.34%$30.66M
Altshuler shaham1.57M2.57%$18.15M
Van eck associates1.47M2.40%$16.94M
Two sigma investments, lp1.32M2.16%$15.22M
Two sigma advisers, lp1.12M1.83%$12.88M
Millennium management783.91K1.28%$9.05M
Strategic financial concepts698.51K1.14%$62.20M
Balyasny asset management676.31K1.11%$7.80M
Legal & general group484.99K0.79%$5.60M
Qube research398.46K0.65%$4.60M

Top Institutional Shareholders by % of Total Assets

HolderShares% AssetsValue
Sound income strategies2.66M1.92%$30.66M
Altshuler shaham1.57M0.62%$18.15M
Muzinich55.88K0.49%$644.81K
Virtus etf advisers86.32K0.49%$996.10K
Mckinley capital management80.89K0.16%$933.48K
Optimum investment advisors28.80K0.15%$332.36K
Garner asset management18.05K0.10%$208.00K
Allsquare wealth management13.70K0.09%$158.10K
Beacon investment advisors14.65K0.09%$169.06K
Pfg investments104.89K0.09%$1.21M

Top Buyers

HolderShares% AssetsChange
Two sigma investments, lp1.32M0.03%706.55K
Balyasny asset management676.31K0.01%676.31K
Strategic financial concepts698.51K0.04%642.71K
Millennium management783.91K0.00%624.34K
Two sigma advisers, lp1.12M0.03%524.60K

Top Sellers

HolderShares% AssetsChange
Sound income strategies2.66M1.92%-789.98K
Scoggin management lp---409.50K
Prevail innovative wealth advisors---226.17K
Altshuler shaham1.57M0.62%-156.93K
Hudson bay capital management lp---150.00K

New Positions

HolderShares% AssetsChangeValue
Balyasny asset management676.31K0.01%676.31K$7.80M
Cubist systematic strategies153.28K0.01%153.28K$1.77M
Quantbot technologies lp32.52K0.02%32.52K$375.26K
First foundation advisors12.39K0.01%12.39K$143.01K
Fulton breakefield broenniman11.80K0.01%11.80K$136.15K

Sold Out

HolderChange
Fmr-1.00
Mather group, llc.-11.00
Voisard asset management group-140.00
Concourse financial group securities-200.00
Blue bell private wealth management-200.00

Institutional Ownership Trends

DateHoldingsChange %SharesChange %OwnershipChange %Increased PositionChange %Decreased PositionChange %
Sep 30, 2024104-7.96%16,001,649-1.98%233.28%48-29.41%3343.48%
Jun 30, 20241131.80%16,324,49415.21%264.59%6811.48%23-8.00%
Mar 31, 20241117.77%14,169,87315.55%245.53%6160.53%25-34.21%
Dec 31, 2023103-8.85%12,262,636-6.37%203.14%38-17.39%388.57%
Sep 30, 2023113-1.74%13,096,621-19.21%252.31%46-28.13%3566.67%

Top Mutual Funds Shareholders

HolderShares% HoldingChange
Sound Income Strategies Core Plus SMA3.50M4.77%-9.11K
VanEck BDC Income ETF1.71M2.33%-
Sound Income Strategies Income Plus SMA665.71K0.91%-1.73K
iShares Listed Private Eq ETF USD Dist246.69K0.34%-
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ107.31K0.15%107.31K
Altshuler Shaham Flexible104.95K0.14%-
Sound Enhanced Fixed Income ETF102.17K0.14%-
Virtus Private Credit ETF78.77K0.11%-
Altshuler Shaham – Options Fund51.98K0.07%-
AZ Fd1 AZ Alt Glb Mcr Opp B-AZ C40.00K0.05%-5.00K

Recent Insider Transactions

DateNameRoleActivityValue
Jun 05, 2024Briones Jose A-Buy$19.89K
May 30, 2024Allorto Richard T JR CFO and TreasurerBuy$113.00K
May 28, 2024Briones Jose A-Buy$10.03K
May 13, 2024Briones Jose A-Buy$19.97K
Dec 17, 2020KATZ SAMUEL L-Sell$94.08K

Insider Transactions Trends

DateBuySell
2022 Q2--
2022 Q1--
2021 Q2--
2020 Q4-6
2020 Q21-

PFLT Ownership FAQ

Who Owns PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital shareholders are primarily institutional investors at 23.37%, followed by 1.12% insiders and 75.51% retail investors. The average institutional ownership in PennantPark Floating Rate Capital's industry, Asset Management Stocks, is 41.71%, which PennantPark Floating Rate Capital falls below.

Who owns the most shares of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital’s largest shareholders are Sound income strategies (2.66M shares, 4.34%), Altshuler shaham (1.57M shares, 2.57%), and Van eck associates (1.47M shares, 2.40%). Together, they hold 9.32% of PennantPark Floating Rate Capital’s total shares outstanding.

Does Blackrock own PennantPark Floating Rate Capital?

BlackRock is not among the top 10 institutional shareholders of PennantPark Floating Rate Capital.

Who is PennantPark Floating Rate Capital’s biggest shareholder by percentage of total assets invested?

Sound income strategies is PennantPark Floating Rate Capital’s biggest shareholder by percentage of total assets invested, with 1.92% of its assets in 2.66M PennantPark Floating Rate Capital shares, valued at 30.66M$.

Who is the top mutual fund holder of PennantPark Floating Rate Capital shares?

Sound Income Strategies Core Plus SMA is the top mutual fund holder of PennantPark Floating Rate Capital shares, with 4.77% of its total shares outstanding invested in 3.5M PennantPark Floating Rate Capital shares.

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