OFS Capital Ownership 2024 | Who Owns OFS Capital Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

9.35%

Insider Ownership

22.56%

Retail Ownership

68.10%

Institutional Holders

34.00

OFS Capital Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ADVISORS ASSET MANAGEMENT, INC.	1.88%	0.04%	251,926	-35,654	-12.40%	2,234,584	Jun 30, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	1.00%	0.11%	133,577	-36,476	-21.45%	1,184,828	Jun 30, 2024
MORGAN STANLEY	0.95%	0.00%	127,481	-51,316	-28.70%	1,130,763	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.65%	0.00%	87,078	9,895	12.82%	772,382	Jun 30, 2024
ARKADIOS WEALTH ADVISORS	0.57%	0.05%	76,386	34,083	80.57%	677,542	Jun 30, 2024
ACADIAN ASSET MANAGEMENT LLC	0.49%	0.00%	66,280	-84,142	-55.94%	586,000	Jun 30, 2024
LPL FINANCIAL LLC	0.45%	0.00%	60,651	2,808	4.85%	537,972	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.38%	0.22%	50,922	19,198	60.52%	451,678	Jun 30, 2024
BLACKROCK INC.	0.28%	-	37,986	-4,009	-9.55%	336,936	Jun 30, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.27%	0.00%	36,188	7,990	28.34%	320,988	Jun 30, 2024
O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.26%	0.00%	34,715	-15,572	-30.97%	307,922	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.16%	0.00%	20,932	20,932	100.00%	185,667	Jun 30, 2024
JANNEY MONTGOMERY SCOTT LLC	0.11%	0.00%	15,335	1,500	10.84%	136,000	Jun 30, 2024
RITHOLTZ WEALTH MANAGEMENT	0.11%	0.00%	15,271	-8,369	-35.40%	135,455	Jun 30, 2024
WILEY BROS.-AINTREE CAPITAL, LLC	0.11%	0.01%	15,100	-	-	133,937	Jun 30, 2024
SOA WEALTH ADVISORS, LLC.	0.11%	0.03%	14,819	538	3.77%	131,442	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.11%	0.00%	14,500	2,250	18.37%	129,000	Jun 30, 2024
LSV ASSET MANAGEMENT	0.10%	0.00%	12,900	-	-	114,000	Jun 30, 2024
NBC SECURITIES, INC.	0.05%	0.01%	6,766	-710	-9.50%	60,000	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	0.02%	0.00%	3,063	-3,128	-50.52%	27,164	Jun 30, 2024

OFS Capital's largest institutional shareholder is ADVISORS ASSET MANAGEMENT, INC., holding 1.88% of the company's total share outstanding, currently valued at $2.23M. The top 10 institutional shareholders own together 6.93% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
VIRTUS ETF ADVISERS LLC	0.38%	0.22%	50,922	19,198	60.52%	451,678	Jun 30, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	1.00%	0.11%	133,577	-36,476	-21.45%	1,184,828	Jun 30, 2024
ARKADIOS WEALTH ADVISORS	0.57%	0.05%	76,386	34,083	80.57%	677,542	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	1.88%	0.04%	251,926	-35,654	-12.40%	2,234,584	Jun 30, 2024
SOA WEALTH ADVISORS, LLC.	0.11%	0.03%	14,819	538	3.77%	131,442	Jun 30, 2024
ACCESS INVESTMENT MANAGEMENT LLC	0.02%	0.01%	2,500	-30,000	-92.31%	22,175	Jun 30, 2024
WILEY BROS.-AINTREE CAPITAL, LLC	0.11%	0.01%	15,100	-	-	133,937	Jun 30, 2024
NBC SECURITIES, INC.	0.05%	0.01%	6,766	-710	-9.50%	60,000	Jun 30, 2024
RITHOLTZ WEALTH MANAGEMENT	0.11%	0.00%	15,271	-8,369	-35.40%	135,455	Jun 30, 2024
O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.26%	0.00%	34,715	-15,572	-30.97%	307,922	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.16%	0.00%	20,932	20,932	100.00%	185,667	Jun 30, 2024
ACADIAN ASSET MANAGEMENT LLC	0.49%	0.00%	66,280	-84,142	-55.94%	586,000	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.65%	0.00%	87,078	9,895	12.82%	772,382	Jun 30, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.27%	0.00%	36,188	7,990	28.34%	320,988	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.11%	0.00%	14,500	2,250	18.37%	129,000	Jun 30, 2024
JANNEY MONTGOMERY SCOTT LLC	0.11%	0.00%	15,335	1,500	10.84%	136,000	Jun 30, 2024
LPL FINANCIAL LLC	0.45%	0.00%	60,651	2,808	4.85%	537,972	Jun 30, 2024
LSV ASSET MANAGEMENT	0.10%	0.00%	12,900	-	-	114,000	Jun 30, 2024
SPIRE WEALTH MANAGEMENT	0.00%	0.00%	435	-	-	3,858	Jun 30, 2024
MORGAN STANLEY	0.95%	0.00%	127,481	-51,316	-28.70%	1,130,763	Jun 30, 2024

The largest OFS Capital shareholder by % of total assets is VIRTUS ETF ADVISERS LLC. The company owns 50.92K shares of OFS Capital (OFS), representing 0.22% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ARKADIOS WEALTH ADVISORS	0.57%	0.05%	76,386	34,083	80.57%	677,542	Jun 30, 2024
TREXQUANT INVESTMENT LP	0.16%	0.00%	20,932	20,932	100.00%	185,667	Jun 30, 2024
VIRTUS ETF ADVISERS LLC	0.38%	0.22%	50,922	19,198	60.52%	451,678	Jun 30, 2024
TWO SIGMA INVESTMENTS, LP	0.65%	0.00%	87,078	9,895	12.82%	772,382	Jun 30, 2024
CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.27%	0.00%	36,188	7,990	28.34%	320,988	Jun 30, 2024
LPL FINANCIAL LLC	0.45%	0.00%	60,651	2,808	4.85%	537,972	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.11%	0.00%	14,500	2,250	18.37%	129,000	Jun 30, 2024
JANNEY MONTGOMERY SCOTT LLC	0.11%	0.00%	15,335	1,500	10.84%	136,000	Jun 30, 2024
SIMPLEX TRADING, LLC	0.01%	-	929	929	100.00%	8,000	Jun 30, 2024
SOA WEALTH ADVISORS, LLC.	0.11%	0.03%	14,819	538	3.77%	131,442	Jun 30, 2024
JPMORGAN CHASE & CO	0.01%	-	928	205	28.35%	8,231	Jun 30, 2024
ROYAL BANK OF CANADA	0.01%	-	1,000	-	-	9,000	Jun 30, 2024
CWM, LLC	0.00%	-	100	-	-	1,000	Jun 30, 2024
US BANCORP \DE\	0.01%	-	1,550	-	-	13,749	Jun 30, 2024
SPIRE WEALTH MANAGEMENT	0.00%	0.00%	435	-	-	3,858	Jun 30, 2024
LSV ASSET MANAGEMENT	0.10%	0.00%	12,900	-	-	114,000	Jun 30, 2024
WILEY BROS.-AINTREE CAPITAL, LLC	0.11%	0.01%	15,100	-	-	133,937	Jun 30, 2024
FMR LLC	-	-	-	-1	-100.00%	-	Jun 30, 2024
CAPE INVESTMENT ADVISORY, INC.	-	-	-	-542	-100.00%	-	Jun 30, 2024
NBC SECURITIES, INC.	0.05%	0.01%	6,766	-710	-9.50%	60,000	Jun 30, 2024

As of Jun 30 2024, OFS Capital's largest institutional buyer is ARKADIOS WEALTH ADVISORS. The company purchased 34.08K stocks of OFS, valued at $677.54K.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ACADIAN ASSET MANAGEMENT LLC	0.49%	0.00%	66,280	-84,142	-55.94%	586,000	Jun 30, 2024
MORGAN STANLEY	0.95%	0.00%	127,481	-51,316	-28.70%	1,130,763	Jun 30, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	1.00%	0.11%	133,577	-36,476	-21.45%	1,184,828	Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.	1.88%	0.04%	251,926	-35,654	-12.40%	2,234,584	Jun 30, 2024
ACCESS INVESTMENT MANAGEMENT LLC	0.02%	0.01%	2,500	-30,000	-92.31%	22,175	Jun 30, 2024
O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.26%	0.00%	34,715	-15,572	-30.97%	307,922	Jun 30, 2024
FORT SHERIDAN ADVISORS LLC	-	-	-	-10,270	-100.00%	-	Jun 30, 2024
RITHOLTZ WEALTH MANAGEMENT	0.11%	0.00%	15,271	-8,369	-35.40%	135,455	Jun 30, 2024
BLACKROCK INC.	0.28%	-	37,986	-4,009	-9.55%	336,936	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	0.02%	0.00%	3,063	-3,128	-50.52%	27,164	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.00%	-	652	-2,799	-81.11%	5,779	Jun 30, 2024
UBS GROUP AG	0.01%	-	1,752	-1,933	-52.46%	15,540	Jun 30, 2024
PNC FINANCIAL SERVICES GROUP, INC.	-	-	-	-1,000	-100.00%	-	Jun 30, 2024
NBC SECURITIES, INC.	0.05%	0.01%	6,766	-710	-9.50%	60,000	Jun 30, 2024
CAPE INVESTMENT ADVISORY, INC.	-	-	-	-542	-100.00%	-	Jun 30, 2024
FMR LLC	-	-	-	-1	-100.00%	-	Jun 30, 2024
WILEY BROS.-AINTREE CAPITAL, LLC	0.11%	0.01%	15,100	-	-	133,937	Jun 30, 2024
LSV ASSET MANAGEMENT	0.10%	0.00%	12,900	-	-	114,000	Jun 30, 2024
SPIRE WEALTH MANAGEMENT	0.00%	0.00%	435	-	-	3,858	Jun 30, 2024
US BANCORP \DE\	0.01%	-	1,550	-	-	13,749	Jun 30, 2024

As of Jun 30 2024, OFS Capital's biggest institutional seller is ACADIAN ASSET MANAGEMENT LLC. The company sold -84.14K shares of OFS, valued at $586.00K.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
TREXQUANT INVESTMENT LP	0.16%	0.00%	20,932	20,932	100.00%	185,667	Jun 30, 2024
SIMPLEX TRADING, LLC	0.01%	-	929	929	100.00%	8,000	Jun 30, 2024

OFS Capital's largest new institutional shareholder by number of shares is TREXQUANT INVESTMENT LP, purchased 20.93K shares, valued at $185.67K, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
FORT SHERIDAN ADVISORS LLC	-	-	-	-10,270	-100.00%	-	Jun 30, 2024
PNC FINANCIAL SERVICES GROUP, INC.	-	-	-	-1,000	-100.00%	-	Jun 30, 2024
CAPE INVESTMENT ADVISORY, INC.	-	-	-	-542	-100.00%	-	Jun 30, 2024
FMR LLC	-	-	-	-1	-100.00%	-	Jun 30, 2024

OFS Capital's largest sold out institutional shareholder by shares sold is FORT SHERIDAN ADVISORS LLC, sold -10.27K shares, valued at -, as of undefined.

OFS Capital Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND	2.30%	98,000	-	-	Feb 29, 2024
Alpha Alternative Assets Fund	0.06%	23,938	-	-	Mar 31, 2024
ETFis Series Trust I	0.02%	28,457	2,779	10.82%	Jan 31, 2024
AMG Funds I	0.02%	31,195	-	-	Jan 31, 2024
DIREXION FUNDS	0.01%	10,000	-	-	Feb 29, 2024
BRIDGEWAY FUNDS INC	0.01%	14,000	-	-	Mar 28, 2024
SEI INSTITUTIONAL MANAGED TRUST	0.00%	114,691	-	-	Dec 31, 2023
VIRTUS OPPORTUNITIES TRUST	0.00%	1,899	-	-	Feb 29, 2024
Blackstone Alternative Investment Funds	0.00%	800	-93	-10.41%	Mar 31, 2024
USAA MUTUAL FUNDS TRUST	0.00%	1,509	-	-	Jan 31, 2024
JOHN HANCOCK VARIABLE INSURANCE TRUST	0.00%	430	-	-	Mar 31, 2024

OFS Capital's largest mutual fund holder by % of total assets is "FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND", owning 98.00K shares, compromising 2.30% of its total assets.

OFS Capital Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	34	-8.11%
31 Mar, 24	37	-5.13%
31 Dec, 23	39	-
30 Sep, 23	39	8.33%
30 Jun, 23	36	-2.70%
31 Mar, 23	37	2.78%
31 Dec, 22	36	-7.69%
30 Sep, 22	39	-18.75%
30 Jun, 22	48	37.14%
31 Mar, 22	35	-2.78%
31 Dec, 21	36	12.50%
30 Sep, 21	32	-3.03%
30 Jun, 21	33	-
31 Mar, 21	33	6.45%
31 Dec, 20	31	10.71%
30 Sep, 20	28	-15.15%
30 Jun, 20	33	-
31 Mar, 20	33	-5.71%
31 Dec, 19	35	-2.78%
30 Sep, 19	36	-2.70%
30 Jun, 19	37	-5.13%
31 Mar, 19	39	14.71%
31 Dec, 18	34	-2.86%
30 Sep, 18	35	9.38%
30 Jun, 18	32	-
31 Mar, 18	32	3.23%
31 Dec, 17	31	3.33%
30 Sep, 17	30	-18.92%
30 Jun, 17	37	-
31 Mar, 17	37	37.04%
31 Dec, 16	27	-15.63%
30 Sep, 16	32	-11.11%
30 Jun, 16	36	44.00%
31 Mar, 16	25	31.58%
31 Dec, 15	19	-
30 Sep, 15	19	5.56%
30 Jun, 15	18	-18.18%
31 Mar, 15	22	22.22%
31 Dec, 14	18	-5.26%
30 Sep, 14	19	5.56%
30 Jun, 14	18	-14.29%
31 Mar, 14	21	-8.70%
31 Dec, 13	23	21.05%
30 Sep, 13	19	-34.48%
30 Jun, 13	29	190.00%
31 Mar, 13	10	-23.08%
31 Dec, 12	13	-

As of 30 Jun 24, 34 institutions are holding OFS Capital's shares, representing a decrease of -8.11% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	1,252,093	-14.59%
31 Mar, 24	1,466,064	1.30%
31 Dec, 23	1,447,321	-6.99%
30 Sep, 23	1,556,114	4.29%
30 Jun, 23	1,492,133	-2.03%
31 Mar, 23	1,523,037	-8.71%
31 Dec, 22	1,668,424	-5.93%
30 Sep, 22	1,773,678	-28.86%
30 Jun, 22	2,493,106	55.86%
31 Mar, 22	1,599,577	6.14%
31 Dec, 21	1,506,977	-7.47%
30 Sep, 21	1,628,630	-14.85%
30 Jun, 21	1,912,557	26.36%
31 Mar, 21	1,513,550	12.49%
31 Dec, 20	1,345,464	-13.32%
30 Sep, 20	1,552,266	-7.07%
30 Jun, 20	1,670,305	-20.77%
31 Mar, 20	2,108,235	-5.98%
31 Dec, 19	2,242,212	-8.48%
30 Sep, 19	2,449,846	-25.01%
30 Jun, 19	3,266,772	18.76%
31 Mar, 19	2,750,774	-7.82%
31 Dec, 18	2,984,063	-9.72%
30 Sep, 18	3,305,294	1.04%
30 Jun, 18	3,271,215	-11.67%
31 Mar, 18	3,703,452	3.74%
31 Dec, 17	3,569,846	-4.67%
30 Sep, 17	3,744,819	-1.93%
30 Jun, 17	3,818,511	14.52%
31 Mar, 17	3,334,390	39.57%
31 Dec, 16	2,389,049	7.71%
30 Sep, 16	2,217,965	3.52%
30 Jun, 16	2,142,622	40.72%
31 Mar, 16	1,522,579	9.37%
31 Dec, 15	1,392,143	-3.74%
30 Sep, 15	1,446,257	-27.01%
30 Jun, 15	1,981,546	-9.57%
31 Mar, 15	2,191,234	5.45%
31 Dec, 14	2,078,019	14.48%
30 Sep, 14	1,815,102	4.99%
30 Jun, 14	1,728,865	-0.86%
31 Mar, 14	1,743,850	6.54%
31 Dec, 13	1,636,797	3.90%
30 Sep, 13	1,575,347	-9.58%
30 Jun, 13	1,742,254	57.06%
31 Mar, 13	1,109,274	-0.39%
31 Dec, 12	1,113,622	-

OFS Capital (OFS) has 1.25M shares outstanding as of 30 Jun 24, down -14.59% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	9.35%	7.81%
31 Mar, 24	10.94%	9.38%
31 Dec, 23	10.80%	8.01%
30 Sep, 23	11.61%	9.36%
30 Jun, 23	11.14%	8.62%
31 Mar, 23	11.37%	7.35%
31 Dec, 22	12.43%	7.13%
30 Sep, 22	13.21%	3.83%
30 Jun, 22	18.57%	13.08%
31 Mar, 22	11.92%	9.44%
31 Dec, 21	11.23%	7.62%
30 Sep, 21	12.14%	5.97%
30 Jun, 21	14.26%	11.19%
31 Mar, 21	11.29%	11.21%
31 Dec, 20	10.04%	7.48%
30 Sep, 20	11.58%	7.45%
30 Jun, 20	12.47%	5.02%
31 Mar, 20	15.76%	5.61%
31 Dec, 19	16.77%	4.99%
30 Sep, 19	18.33%	3.07%
30 Jun, 19	24.45%	5.77%
31 Mar, 19	20.59%	4.12%
31 Dec, 18	22.36%	3.65%
30 Sep, 18	24.76%	4.12%
30 Jun, 18	24.51%	3.18%
31 Mar, 18	27.76%	3.35%
31 Dec, 17	28.78%	3.65%
30 Sep, 17	28.09%	3.36%
30 Jun, 17	28.93%	2.45%
31 Mar, 17	34.37%	5.66%
31 Dec, 16	24.64%	4.71%
30 Sep, 16	22.88%	4.68%
30 Jun, 16	22.11%	8.96%
31 Mar, 16	15.71%	7.61%
31 Dec, 15	14.37%	6.43%
30 Sep, 15	14.95%	3.55%
30 Jun, 15	20.51%	3.98%
31 Mar, 15	22.70%	4.88%
31 Dec, 14	21.57%	6.08%
30 Sep, 14	18.84%	5.85%
30 Jun, 14	17.95%	5.47%
31 Mar, 14	18.11%	6.25%
31 Dec, 13	17.02%	6.35%
30 Sep, 13	16.36%	4.99%
30 Jun, 13	18.11%	13.57%
31 Mar, 13	11.55%	8.55%
31 Dec, 12	11.63%	-

As of 30 Jun 24, OFS Capital is held by 9.35% institutional shareholders, representing a 7.81% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	13	-27.78%
31 Mar, 24	18	-
31 Dec, 23	18	5.88%
30 Sep, 23	17	-
30 Jun, 23	17	21.43%
31 Mar, 23	14	-22.22%
31 Dec, 22	18	125.00%
30 Sep, 22	8	-73.33%
30 Jun, 22	30	36.36%
31 Mar, 22	22	37.50%
31 Dec, 21	16	-11.11%
30 Sep, 21	18	12.50%
30 Jun, 21	16	45.45%
31 Mar, 21	11	10.00%
31 Dec, 20	10	-28.57%
30 Sep, 20	14	55.56%
30 Jun, 20	9	-35.71%
31 Mar, 20	14	7.69%
31 Dec, 19	13	-13.33%
30 Sep, 19	15	7.14%
30 Jun, 19	14	-30.00%
31 Mar, 19	20	66.67%
31 Dec, 18	12	9.09%
30 Sep, 18	11	22.22%
30 Jun, 18	9	-40.00%
31 Mar, 18	15	-
31 Dec, 17	15	-
30 Sep, 17	15	-16.67%
30 Jun, 17	18	-37.93%
31 Mar, 17	29	141.67%
31 Dec, 16	12	-20.00%
30 Sep, 16	15	-42.31%
30 Jun, 16	26	85.71%
31 Mar, 16	14	180.00%
31 Dec, 15	5	-44.44%
30 Sep, 15	9	80.00%
30 Jun, 15	5	-64.29%
31 Mar, 15	14	55.56%
31 Dec, 14	9	50.00%
30 Sep, 14	6	-45.45%
30 Jun, 14	11	-8.33%
31 Mar, 14	12	-14.29%
31 Dec, 13	14	55.56%
30 Sep, 13	9	-64.00%
30 Jun, 13	25	177.78%
31 Mar, 13	9	-30.77%
31 Dec, 12	13	-

13 institutional shareholders have increased their position in OFS stock as of 30 Jun 24 compared to 18 in the previous quarter (a -27.78% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	13	30.00%
31 Mar, 24	10	-23.08%
31 Dec, 23	13	18.18%
30 Sep, 23	11	37.50%
30 Jun, 23	8	-42.86%
31 Mar, 23	14	55.56%
31 Dec, 22	9	-55.00%
30 Sep, 22	20	100.00%
30 Jun, 22	10	100.00%
31 Mar, 22	5	-61.54%
31 Dec, 21	13	116.67%
30 Sep, 21	6	-25.00%
30 Jun, 21	8	-11.11%
31 Mar, 21	9	-25.00%
31 Dec, 20	12	100.00%
30 Sep, 20	6	-62.50%
30 Jun, 20	16	33.33%
31 Mar, 20	12	-14.29%
31 Dec, 19	14	-
30 Sep, 19	14	-6.67%
30 Jun, 19	15	36.36%
31 Mar, 19	11	-
31 Dec, 18	11	-15.38%
30 Sep, 18	13	8.33%
30 Jun, 18	12	33.33%
31 Mar, 18	9	-10.00%
31 Dec, 17	10	11.11%
30 Sep, 17	9	-25.00%
30 Jun, 17	12	140.00%
31 Mar, 17	5	-50.00%
31 Dec, 16	10	25.00%
30 Sep, 16	8	100.00%
30 Jun, 16	4	-42.86%
31 Mar, 16	7	-30.00%
31 Dec, 15	10	100.00%
30 Sep, 15	5	-37.50%
30 Jun, 15	8	166.67%
31 Mar, 15	3	-57.14%
31 Dec, 14	7	-30.00%
30 Sep, 14	10	150.00%
30 Jun, 14	4	-33.33%
31 Mar, 14	6	-
31 Dec, 13	6	-14.29%
30 Sep, 13	7	133.33%
30 Jun, 13	3	200.00%
31 Mar, 13	1	-
31 Dec, 12	-	-

13 institutional shareholders have reduced their position in OFS stock as of 30 Jun 24 compared to 10 in the previous quarter (a 30.00% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	34	-8.11%	1,252,093	-14.59%	9.35%	7.81%	13	-27.78%	13	30.00%
31 Mar, 24	37	-5.13%	1,466,064	1.30%	10.94%	9.38%	18	-	10	-23.08%
31 Dec, 23	39	-	1,447,321	-6.99%	10.80%	8.01%	18	5.88%	13	18.18%
30 Sep, 23	39	8.33%	1,556,114	4.29%	11.61%	9.36%	17	-	11	37.50%
30 Jun, 23	36	-2.70%	1,492,133	-2.03%	11.14%	8.62%	17	21.43%	8	-42.86%
31 Mar, 23	37	2.78%	1,523,037	-8.71%	11.37%	7.35%	14	-22.22%	14	55.56%
31 Dec, 22	36	-7.69%	1,668,424	-5.93%	12.43%	7.13%	18	125.00%	9	-55.00%
30 Sep, 22	39	-18.75%	1,773,678	-28.86%	13.21%	3.83%	8	-73.33%	20	100.00%
30 Jun, 22	48	37.14%	2,493,106	55.86%	18.57%	13.08%	30	36.36%	10	100.00%
31 Mar, 22	35	-2.78%	1,599,577	6.14%	11.92%	9.44%	22	37.50%	5	-61.54%
31 Dec, 21	36	12.50%	1,506,977	-7.47%	11.23%	7.62%	16	-11.11%	13	116.67%
30 Sep, 21	32	-3.03%	1,628,630	-14.85%	12.14%	5.97%	18	12.50%	6	-25.00%
30 Jun, 21	33	-	1,912,557	26.36%	14.26%	11.19%	16	45.45%	8	-11.11%
31 Mar, 21	33	6.45%	1,513,550	12.49%	11.29%	11.21%	11	10.00%	9	-25.00%
31 Dec, 20	31	10.71%	1,345,464	-13.32%	10.04%	7.48%	10	-28.57%	12	100.00%
30 Sep, 20	28	-15.15%	1,552,266	-7.07%	11.58%	7.45%	14	55.56%	6	-62.50%
30 Jun, 20	33	-	1,670,305	-20.77%	12.47%	5.02%	9	-35.71%	16	33.33%
31 Mar, 20	33	-5.71%	2,108,235	-5.98%	15.76%	5.61%	14	7.69%	12	-14.29%
31 Dec, 19	35	-2.78%	2,242,212	-8.48%	16.77%	4.99%	13	-13.33%	14	-
30 Sep, 19	36	-2.70%	2,449,846	-25.01%	18.33%	3.07%	15	7.14%	14	-6.67%
30 Jun, 19	37	-5.13%	3,266,772	18.76%	24.45%	5.77%	14	-30.00%	15	36.36%
31 Mar, 19	39	14.71%	2,750,774	-7.82%	20.59%	4.12%	20	66.67%	11	-
31 Dec, 18	34	-2.86%	2,984,063	-9.72%	22.36%	3.65%	12	9.09%	11	-15.38%
30 Sep, 18	35	9.38%	3,305,294	1.04%	24.76%	4.12%	11	22.22%	13	8.33%
30 Jun, 18	32	-	3,271,215	-11.67%	24.51%	3.18%	9	-40.00%	12	33.33%
31 Mar, 18	32	3.23%	3,703,452	3.74%	27.76%	3.35%	15	-	9	-10.00%
31 Dec, 17	31	3.33%	3,569,846	-4.67%	28.78%	3.65%	15	-	10	11.11%
30 Sep, 17	30	-18.92%	3,744,819	-1.93%	28.09%	3.36%	15	-16.67%	9	-25.00%
30 Jun, 17	37	-	3,818,511	14.52%	28.93%	2.45%	18	-37.93%	12	140.00%
31 Mar, 17	37	37.04%	3,334,390	39.57%	34.37%	5.66%	29	141.67%	5	-50.00%
31 Dec, 16	27	-15.63%	2,389,049	7.71%	24.64%	4.71%	12	-20.00%	10	25.00%
30 Sep, 16	32	-11.11%	2,217,965	3.52%	22.88%	4.68%	15	-42.31%	8	100.00%
30 Jun, 16	36	44.00%	2,142,622	40.72%	22.11%	8.96%	26	85.71%	4	-42.86%
31 Mar, 16	25	31.58%	1,522,579	9.37%	15.71%	7.61%	14	180.00%	7	-30.00%
31 Dec, 15	19	-	1,392,143	-3.74%	14.37%	6.43%	5	-44.44%	10	100.00%
30 Sep, 15	19	5.56%	1,446,257	-27.01%	14.95%	3.55%	9	80.00%	5	-37.50%
30 Jun, 15	18	-18.18%	1,981,546	-9.57%	20.51%	3.98%	5	-64.29%	8	166.67%
31 Mar, 15	22	22.22%	2,191,234	5.45%	22.70%	4.88%	14	55.56%	3	-57.14%
31 Dec, 14	18	-5.26%	2,078,019	14.48%	21.57%	6.08%	9	50.00%	7	-30.00%
30 Sep, 14	19	5.56%	1,815,102	4.99%	18.84%	5.85%	6	-45.45%	10	150.00%
30 Jun, 14	18	-14.29%	1,728,865	-0.86%	17.95%	5.47%	11	-8.33%	4	-33.33%
31 Mar, 14	21	-8.70%	1,743,850	6.54%	18.11%	6.25%	12	-14.29%	6	-
31 Dec, 13	23	21.05%	1,636,797	3.90%	17.02%	6.35%	14	55.56%	6	-14.29%
30 Sep, 13	19	-34.48%	1,575,347	-9.58%	16.36%	4.99%	9	-64.00%	7	133.33%
30 Jun, 13	29	190.00%	1,742,254	57.06%	18.11%	13.57%	25	177.78%	3	200.00%
31 Mar, 13	10	-23.08%	1,109,274	-0.39%	11.55%	8.55%	9	-30.77%	1	-
31 Dec, 12	13	-	1,113,622	-	11.63%	-	13	-	-	-

OFS Capital Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 24, 2020	HEALY ELAINE	director	-	P-Purchase	Buy	10,000	$5.11	$51.10K	10,000
Nov 19, 2020	Porter Mukya	officer	Chief Compliance Officer	P-Purchase	Buy	210	$5.66	$1.19K	210
Nov 17, 2020	Owen Jeffery S.	officer	Chief Accounting Officer	P-Purchase	Buy	11,950	$5.79	$69.19K	14,500
Nov 17, 2020	Owen Jeffery S.	officer	Chief Accounting Officer	P-Purchase	Buy	2,550	$5.17	$13.18K	2,550
Nov 16, 2020	RESSLER RICHARD S	10 percent owner	-	P-Purchase	Buy	8,818	$5.28	$46.56K	12,073
Nov 16, 2020	RESSLER RICHARD S	10 percent owner	-	P-Purchase	Buy	3,255	$5.07	$16.50K	3,255
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	18,700	$5.17	$96.68K	20,000
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	650	$5.14	$3.34K	1,300
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	200	$5.13	$1.03K	650
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	95	$4.95	$470.25	450
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	355	$4.93	$1.75K	355
Nov 13, 2020	Cerny Jeffrey A	director, officer	Director and CFO	P-Purchase	Buy	10,000	$5.08	$50.80K	30,000

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Nov 24, 2020	HEALY ELAINE	director	-	P-Purchase	Buy	10,000	$5.11	$51.10K	10,000
Nov 19, 2020	Porter Mukya	officer	Chief Compliance Officer	P-Purchase	Buy	210	$5.66	$1.19K	210
Nov 17, 2020	Owen Jeffery S.	officer	Chief Accounting Officer	P-Purchase	Buy	11,950	$5.79	$69.19K	14,500
Nov 17, 2020	Owen Jeffery S.	officer	Chief Accounting Officer	P-Purchase	Buy	2,550	$5.17	$13.18K	2,550
Nov 16, 2020	RESSLER RICHARD S	10 percent owner	-	P-Purchase	Buy	8,818	$5.28	$46.56K	12,073
Nov 16, 2020	RESSLER RICHARD S	10 percent owner	-	P-Purchase	Buy	3,255	$5.07	$16.50K	3,255
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	18,700	$5.17	$96.68K	20,000
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	650	$5.14	$3.34K	1,300
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	200	$5.13	$1.03K	650
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	95	$4.95	$470.25	450
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	355	$4.93	$1.75K	355
Nov 13, 2020	Cerny Jeffrey A	director, officer	Director and CFO	P-Purchase	Buy	10,000	$5.08	$50.80K	30,000

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Apr 25, 2023	Spina Kyle	officer	Chief Accounting Officer		Sell	-	-	-	-
Jan 10, 2023	Orchard First Source Asset Management Holdings, LLC	director	-		Sell	-	-	-	2,946,474
Jan 10, 2023	Orchard First Source Asset Management, LLC	director	-	J-Other	Sell	2,946,474	-	-	-
Mar 25, 2022	Teune Ross	officer	Chief Accounting Officer		Sell	-	-	-	-
Jan 06, 2022	Ranganathan Ashwin	director	-		Sell	-	-	-	-
Jan 15, 2021	Shetty Romita	director	-		Sell	-	-	-	-

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 05, 2023	OI3, LLC	10 percent owner	-		Buy	-	-	-	2,946,474
Apr 25, 2023	Spina Kyle	officer	Chief Accounting Officer		Sell	-	-	-	-
Jan 10, 2023	Orchard First Source Asset Management Holdings, LLC	director	-		Sell	-	-	-	2,946,474
Jan 10, 2023	Orchard First Source Asset Management, LLC	director	-	J-Other	Sell	2,946,474	-	-	-
Mar 25, 2022	Teune Ross	officer	Chief Accounting Officer		Sell	-	-	-	-
Jan 06, 2022	Ranganathan Ashwin	director	-		Sell	-	-	-	-
Sep 27, 2021	Orchard Investments, LLC	10 percent owner	-		Buy	-	-	-	2,946,474
Jan 15, 2021	Shetty Romita	director	-		Sell	-	-	-	-
Nov 24, 2020	HEALY ELAINE	director	-	P-Purchase	Buy	10,000	$5.11	$51.10K	10,000
Nov 19, 2020	Porter Mukya	officer	Chief Compliance Officer	P-Purchase	Buy	210	$5.66	$1.19K	210
Nov 17, 2020	Owen Jeffery S.	officer	Chief Accounting Officer	P-Purchase	Buy	11,950	$5.79	$69.19K	14,500
Nov 17, 2020	Owen Jeffery S.	officer	Chief Accounting Officer	P-Purchase	Buy	2,550	$5.17	$13.18K	2,550
Nov 16, 2020	RESSLER RICHARD S	10 percent owner	-	P-Purchase	Buy	8,818	$5.28	$46.56K	12,073
Nov 16, 2020	RESSLER RICHARD S	10 percent owner	-	P-Purchase	Buy	3,255	$5.07	$16.50K	3,255
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	18,700	$5.17	$96.68K	20,000
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	650	$5.14	$3.34K	1,300
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	200	$5.13	$1.03K	650
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	95	$4.95	$470.25	450
Nov 13, 2020	Rashid Bilal	director, officer	Director and CEO	P-Purchase	Buy	355	$4.93	$1.75K	355
Nov 13, 2020	Cerny Jeffrey A	director, officer	Director and CFO	P-Purchase	Buy	10,000	$5.08	$50.80K	30,000

The last insider sell of OFS Capital's stock was made by Spina Kyle on Apr 25 2023, selling - shares at - per share (valued at -). The last insider buy of OFS was made by HEALY ELAINE on Nov 24 2020, buying 10,000 shares at $5.11 per share (worth $51.10K).

OFS Capital Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2023	-	2	-
Q1 2022	-	2	-
Q3 2021	-	-	-
Q1 2021	-	1	-
Q4 2020	12	-	-
Q2 2020	1	-	-
Q1 2020	-	-	-
Q2 2017	-	1	-
Q1 2016	-	1	-
Q3 2015	-	1	-
Q3 2014	2	1	200.00%
Q2 2014	6	-	-
Q4 2013	7	-	-
Q4 2012	-	9	-

0 total buy trades, and 2 total sell trades (buy/sell ratio of 0.00%) were made by OFS Capital's insiders, as of Q1 2023.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2023	-	-	-
Q1 2022	-	-	-
Q3 2021	-	-	-
Q1 2021	-	-	-
Q4 2020	12	-	-
Q2 2020	1	-	-
Q1 2020	-	-	-
Q2 2017	-	-	-
Q1 2016	-	-	-
Q3 2015	-	1	-
Q3 2014	2	-	-
Q2 2014	6	-	-
Q4 2013	7	-	-
Q4 2012	-	-	-

As of Q1 2023, Insider owners conducted 0 open market buy trades and 0 open market sell trades of OFS Capital's stocks.

OFS Capital Peer Ownership

Ticker	Company
FDUS	Fidus Investment Corporation
PFX	PhenixFIN Corporation
NMFC	New Mountain Finance Corporation
WHF	WhiteHorse Finance, Inc.
TSLX	Sixth Street Specialty Lending, Inc.
SCM	Stellus Capital Investment Corporation
CGBD	Carlyle Secured Lending, Inc.
BSIG	BrightSphere Investment Group Inc.
TCPC	BlackRock TCP Capital Corp.
MRCC	Monroe Capital Corporation

OFS Ownership FAQ

Who Owns OFS Capital?

OFS Capital is owned by institutional shareholders (9.35%), insiders (22.56%), and public (68.10%). The largest institutional shareholder of OFS Capital is ADVISORS ASSET MANAGEMENT, INC. (1.88% of total shares) and the top mutual fund owner is FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (2.30% of total shares).

Who are the major institutional shareholders of OFS Capital?

OFS Capital's major institutional shareholders are ADVISORS ASSET MANAGEMENT, INC., INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC, MORGAN STANLEY, TWO SIGMA INVESTMENTS, LP, and ARKADIOS WEALTH ADVISORS. The top five shareholders own together 5.05% of the company's share outstanding.

How many OFS Capital shareholders are there?

As of Jun 2024, there are 34 institutional shareholders of OFS Capital.

What percentage of OFS Capital is owned by ADVISORS ASSET MANAGEMENT, INC?

ADVISORS ASSET MANAGEMENT, INC owns 251.93K shares of OFS Capital, representing 1.88% of the company's total shares outstanding, valued at $2.23M (as of Jun 2024).

What percentage of OFS Capital is owned by INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC?

As of Jun 2024, INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC holds 133.58K shares of OFS Capital (OFS), compromising 1.00% of the company, valued at $1.18M.

What percentage of OFS Capital is owned by MORGAN STANLEY?

MORGAN STANLEY is the third largest holder of OFS Capital. The company owns 127.48K of the company's shares outstanding (worth $1.13M).