Netcapital Ownership 2024 | Who Owns Netcapital Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

15.31%

Insider Ownership

8.29%

Retail Ownership

76.39%

Institutional Holders

13.00

Netcapital Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BARD ASSOCIATES INC	9.79%	0.05%	1,122,208	-13,125	-1.16%	122,433	Jun 30, 2024
TRAYNOR CAPITAL MANAGEMENT, INC.	0.83%	0.00%	95,000	95,000	100.00%	10,365	Jun 30, 2024
WINTHROP ADVISORY GROUP LLC	0.80%	0.00%	91,199	-	-	9,950	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.57%	0.00%	65,733	58,729	838.51%	7,165	Jun 30, 2024
VANGUARD GROUP INC	0.46%	-	52,818	-	-	5,762	Jun 30, 2024
GEODE CAPITAL MANAGEMENT, LLC	0.44%	-	49,921	-	-	5,446	Jun 30, 2024
UBS GROUP AG	0.30%	-	34,082	34,082	100.00%	3,715	Jun 30, 2024
SHEETS SMITH WEALTH MANAGEMENT	0.26%	0.00%	30,000	-	-	3,273	Jun 30, 2024
CI PRIVATE WEALTH, LLC	0.09%	-	10,000	-	-	1,091	Jun 30, 2024
MORGAN STANLEY	0.00%	-	397	-1,000	-71.58%	43	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	150	150	100.00%	16	Jun 30, 2024
WELLS FARGO & COMPANY/MN	-	-	-	-59	-100.00%	-	Jun 30, 2024
HRT FINANCIAL LP	-	-	-	-13,454	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-39,978	-100.00%	-	Jun 30, 2024
WARBERG ASSET MANAGEMENT LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2024
ARMISTICE CAPITAL, LLC	-	-	-	-1,515,000	-100.00%	-	Jun 30, 2024
XTX TOPCO LTD	-	-	-	-10,335	-100.00%	-	Jun 30, 2024

Netcapital's largest institutional shareholder is BARD ASSOCIATES INC, holding 9.79% of the company's total share outstanding, currently valued at $122.43K. The top 10 institutional shareholders own together 13.53% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BARD ASSOCIATES INC	9.79%	0.05%	1,122,208	-13,125	-1.16%	122,433	Jun 30, 2024
WINTHROP ADVISORY GROUP LLC	0.80%	0.00%	91,199	-	-	9,950	Jun 30, 2024
TRAYNOR CAPITAL MANAGEMENT, INC.	0.83%	0.00%	95,000	95,000	100.00%	10,365	Jun 30, 2024
SHEETS SMITH WEALTH MANAGEMENT	0.26%	0.00%	30,000	-	-	3,273	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.57%	0.00%	65,733	58,729	838.51%	7,165	Jun 30, 2024
CI PRIVATE WEALTH, LLC	0.09%	-	10,000	-	-	1,091	Jun 30, 2024
UBS GROUP AG	0.30%	-	34,082	34,082	100.00%	3,715	Jun 30, 2024
GEODE CAPITAL MANAGEMENT, LLC	0.44%	-	49,921	-	-	5,446	Jun 30, 2024
VANGUARD GROUP INC	0.46%	-	52,818	-	-	5,762	Jun 30, 2024
MORGAN STANLEY	0.00%	-	397	-1,000	-71.58%	43	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	150	150	100.00%	16	Jun 30, 2024
WELLS FARGO & COMPANY/MN	-	-	-	-59	-100.00%	-	Jun 30, 2024
HRT FINANCIAL LP	-	-	-	-13,454	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-39,978	-100.00%	-	Jun 30, 2024
WARBERG ASSET MANAGEMENT LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2024
ARMISTICE CAPITAL, LLC	-	-	-	-1,515,000	-100.00%	-	Jun 30, 2024
XTX TOPCO LTD	-	-	-	-10,335	-100.00%	-	Jun 30, 2024

The largest Netcapital shareholder by % of total assets is BARD ASSOCIATES INC. The company owns 1.12M shares of Netcapital (NCPL), representing 0.05% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
TRAYNOR CAPITAL MANAGEMENT, INC.	0.83%	0.00%	95,000	95,000	100.00%	10,365	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.57%	0.00%	65,733	58,729	838.51%	7,165	Jun 30, 2024
UBS GROUP AG	0.30%	-	34,082	34,082	100.00%	3,715	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	150	150	100.00%	16	Jun 30, 2024
VANGUARD GROUP INC	0.46%	-	52,818	-	-	5,762	Jun 30, 2024
GEODE CAPITAL MANAGEMENT, LLC	0.44%	-	49,921	-	-	5,446	Jun 30, 2024
CI PRIVATE WEALTH, LLC	0.09%	-	10,000	-	-	1,091	Jun 30, 2024
SHEETS SMITH WEALTH MANAGEMENT	0.26%	0.00%	30,000	-	-	3,273	Jun 30, 2024
WINTHROP ADVISORY GROUP LLC	0.80%	0.00%	91,199	-	-	9,950	Jun 30, 2024
WELLS FARGO & COMPANY/MN	-	-	-	-59	-100.00%	-	Jun 30, 2024
MORGAN STANLEY	0.00%	-	397	-1,000	-71.58%	43	Jun 30, 2024
XTX TOPCO LTD	-	-	-	-10,335	-100.00%	-	Jun 30, 2024
BARD ASSOCIATES INC	9.79%	0.05%	1,122,208	-13,125	-1.16%	122,433	Jun 30, 2024
HRT FINANCIAL LP	-	-	-	-13,454	-100.00%	-	Jun 30, 2024
WARBERG ASSET MANAGEMENT LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-39,978	-100.00%	-	Jun 30, 2024
ARMISTICE CAPITAL, LLC	-	-	-	-1,515,000	-100.00%	-	Jun 30, 2024

As of Jun 30 2024, Netcapital's largest institutional buyer is TRAYNOR CAPITAL MANAGEMENT, INC.. The company purchased 95.00K stocks of NCPL, valued at $10.37K.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ARMISTICE CAPITAL, LLC	-	-	-	-1,515,000	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-39,978	-100.00%	-	Jun 30, 2024
WARBERG ASSET MANAGEMENT LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2024
HRT FINANCIAL LP	-	-	-	-13,454	-100.00%	-	Jun 30, 2024
BARD ASSOCIATES INC	9.79%	0.05%	1,122,208	-13,125	-1.16%	122,433	Jun 30, 2024
XTX TOPCO LTD	-	-	-	-10,335	-100.00%	-	Jun 30, 2024
MORGAN STANLEY	0.00%	-	397	-1,000	-71.58%	43	Jun 30, 2024
WELLS FARGO & COMPANY/MN	-	-	-	-59	-100.00%	-	Jun 30, 2024
WINTHROP ADVISORY GROUP LLC	0.80%	0.00%	91,199	-	-	9,950	Jun 30, 2024
SHEETS SMITH WEALTH MANAGEMENT	0.26%	0.00%	30,000	-	-	3,273	Jun 30, 2024
CI PRIVATE WEALTH, LLC	0.09%	-	10,000	-	-	1,091	Jun 30, 2024
GEODE CAPITAL MANAGEMENT, LLC	0.44%	-	49,921	-	-	5,446	Jun 30, 2024
VANGUARD GROUP INC	0.46%	-	52,818	-	-	5,762	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	150	150	100.00%	16	Jun 30, 2024
UBS GROUP AG	0.30%	-	34,082	34,082	100.00%	3,715	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.57%	0.00%	65,733	58,729	838.51%	7,165	Jun 30, 2024
TRAYNOR CAPITAL MANAGEMENT, INC.	0.83%	0.00%	95,000	95,000	100.00%	10,365	Jun 30, 2024

As of Jun 30 2024, Netcapital's biggest institutional seller is ARMISTICE CAPITAL, LLC. The company sold -1.51M shares of NCPL, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
TRAYNOR CAPITAL MANAGEMENT, INC.	0.83%	0.00%	95,000	95,000	100.00%	10,365	Jun 30, 2024
UBS GROUP AG	0.30%	-	34,082	34,082	100.00%	3,715	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	150	150	100.00%	16	Jun 30, 2024

Netcapital's largest new institutional shareholder by number of shares is TRAYNOR CAPITAL MANAGEMENT, INC., purchased 95.00K shares, valued at $10.37K, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ARMISTICE CAPITAL, LLC	-	-	-	-1,515,000	-100.00%	-	Jun 30, 2024
VIRTU FINANCIAL LLC	-	-	-	-39,978	-100.00%	-	Jun 30, 2024
WARBERG ASSET MANAGEMENT LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2024
HRT FINANCIAL LP	-	-	-	-13,454	-100.00%	-	Jun 30, 2024
XTX TOPCO LTD	-	-	-	-10,335	-100.00%	-	Jun 30, 2024
WELLS FARGO & COMPANY/MN	-	-	-	-59	-100.00%	-	Jun 30, 2024

Netcapital's largest sold out institutional shareholder by shares sold is ARMISTICE CAPITAL, LLC, sold -1.51M shares, valued at -, as of undefined.

Netcapital Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
FIDELITY CONCORD STREET TRUST	0.00%	49,921	-	-	Feb 29, 2024
VANGUARD INDEX FUNDS	0.00%	52,818	-52,818	-50.00%	Mar 31, 2024

Netcapital's largest mutual fund holder by % of total assets is "FIDELITY CONCORD STREET TRUST", owning 49.92K shares, compromising 0.00% of its total assets.

Netcapital Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	13	-18.75%
31 Mar, 24	16	23.08%
31 Dec, 23	13	-
30 Sep, 23	13	8.33%
30 Jun, 23	12	9.09%
31 Mar, 23	11	37.50%
31 Dec, 22	8	-
30 Sep, 22	8	-

As of 30 Jun 24, 13 institutions are holding Netcapital's shares, representing a decrease of -18.75% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	1,755,668	-43.25%
31 Mar, 24	3,093,553	33.00%
31 Dec, 23	2,325,902	24.29%
30 Sep, 23	1,871,398	1.40%
30 Jun, 23	1,845,472	28.14%
31 Mar, 23	1,440,167	0.16%
31 Dec, 22	1,437,900	161.63%
30 Sep, 22	549,603	-

Netcapital (NCPL) has 1.76M shares outstanding as of 30 Jun 24, down -43.25% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	15.31%	2.10%
31 Mar, 24	26.98%	4.44%
31 Dec, 23	24.65%	3.93%
30 Sep, 23	25.05%	1.96%
30 Jun, 23	35.72%	4.60%
31 Mar, 23	27.88%	3.60%
31 Dec, 22	27.83%	16.96%
30 Sep, 22	12.81%	-

As of 30 Jun 24, Netcapital is held by 15.31% institutional shareholders, representing a 2.10% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	6	-25.00%
31 Mar, 24	8	33.33%
31 Dec, 23	6	-
30 Sep, 23	6	-14.29%
30 Jun, 23	7	16.67%
31 Mar, 23	6	-
31 Dec, 22	6	-25.00%
30 Sep, 22	8	-

6 institutional shareholders have increased their position in NCPL stock as of 30 Jun 24 compared to 8 in the previous quarter (a -25.00% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	2	100.00%
31 Mar, 24	1	-
31 Dec, 23	1	-50.00%
30 Sep, 23	2	-
30 Jun, 23	2	-
31 Mar, 23	2	100.00%
31 Dec, 22	1	-
30 Sep, 22	-	-

2 institutional shareholders have reduced their position in NCPL stock as of 30 Jun 24 compared to 1 in the previous quarter (a 100.00% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	13	-18.75%	1,755,668	-43.25%	15.31%	2.10%	6	-25.00%	2	100.00%
31 Mar, 24	16	23.08%	3,093,553	33.00%	26.98%	4.44%	8	33.33%	1	-
31 Dec, 23	13	-	2,325,902	24.29%	24.65%	3.93%	6	-	1	-50.00%
30 Sep, 23	13	8.33%	1,871,398	1.40%	25.05%	1.96%	6	-14.29%	2	-
30 Jun, 23	12	9.09%	1,845,472	28.14%	35.72%	4.60%	7	16.67%	2	-
31 Mar, 23	11	37.50%	1,440,167	0.16%	27.88%	3.60%	6	-	2	100.00%
31 Dec, 22	8	-	1,437,900	161.63%	27.83%	16.96%	6	-25.00%	1	-
30 Sep, 22	8	-	549,603	-	12.81%	-	8	-	-	-

Netcapital Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Apr 25, 2024	Geary Steven F	director	-	P-Purchase	Buy	239,274	$0.13	$31.68K	249,574
Sep 11, 2019	Lenk Cecilia	director, officer	CEO, Chair of Board	P-Purchase	Buy	25,000,000	$0.01	$300.00K	45,000,000
Sep 11, 2019	Kraysler Coreen Sarah	officer	CFO	P-Purchase	Buy	25,000,000	$0.01	$300.00K	45,000,000

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Apr 25, 2024	Geary Steven F	director	-	P-Purchase	Buy	239,274	$0.13	$31.68K	249,574
Sep 11, 2019	Lenk Cecilia	director, officer	CEO, Chair of Board	P-Purchase	Buy	25,000,000	$0.01	$300.00K	45,000,000
Sep 11, 2019	Kraysler Coreen Sarah	officer	CFO	P-Purchase	Buy	25,000,000	$0.01	$300.00K	45,000,000

Insider Sells

Date	Name	Relation	Role	Buy/Sell	Shares	Price	Value	Shares Held
Dec 21, 2022	Scott Arnold	director	-	Sell	-	-	-	86,140
Jul 29, 2022	Geary Steven F	director	-	Sell	-	-	-	10,300
Feb 15, 2022	Liss Avi	director	-	Sell	-	-	-	1,000
Feb 22, 2021	Murko Carole Lisa	officer	Chief Marketing Officer	Sell	-	-	-	2,864

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Apr 25, 2024	Geary Steven F	director	-	P-Purchase	Buy	239,274	$0.13	$31.68K	249,574
May 03, 2023	Geary Steven F	director	-	A-Award	Buy	20,000	$1.40	$28.00K	25,000
May 03, 2023	Lenk Cecilia	director	-	A-Award	Buy	20,000	$1.40	$28.00K	30,000
May 03, 2023	Liss Avi	director	-	A-Award	Buy	20,000	$1.40	$28.00K	25,000
May 03, 2023	Scott Arnold	director	-	A-Award	Buy	20,000	$1.40	$28.00K	20,000
Jan 05, 2023	Kay Martin Robert	officer	CEO	A-Award	Buy	1,000,000	-	-	1,000,000
Jan 05, 2023	Kraysler Coreen Sarah	officer	Chief Financial Officer	A-Award	Buy	200,000	-	-	220,000
Dec 21, 2022	Scott Arnold	director	-		Sell	-	-	-	86,140
Jul 29, 2022	Geary Steven F	director	-	A-Award	Buy	5,000	$10.50	$52.50K	5,000
Jul 29, 2022	Geary Steven F	director	-		Sell	-	-	-	10,300
Jun 07, 2022	Kay Martin Robert	director			Buy	-	-	-	-
Feb 15, 2022	Liss Avi	director	-	A-Award	Buy	5,000	$10.50	$52.50K	5,000
Feb 15, 2022	Liss Avi	director	-		Sell	-	-	-	1,000
Feb 14, 2022	Lenk Cecilia	director, officer	Chief Executive Officer	A-Award	Buy	30,000	$10.50	$315.00K	30,000
Feb 14, 2022	Kraysler Coreen Sarah	officer	Chief Financial Officer	A-Award	Buy	20,000	$10.50	$210.00K	20,000
Feb 22, 2021	Murko Carole Lisa	officer	Chief Marketing Officer		Sell	-	-	-	2,864
Sep 11, 2019	Lenk Cecilia	director, officer	CEO, Chair of Board	A-Award	Buy	25,000,000	$0.01	$300.00K	45,000,000
Sep 11, 2019	Kraysler Coreen Sarah	officer	CFO	A-Award	Buy	25,000,000	$0.01	$300.00K	45,000,000
Sep 11, 2019	Lenk Cecilia	director, officer	CEO, Chair of Board	P-Purchase	Buy	25,000,000	$0.01	$300.00K	45,000,000
Sep 11, 2019	Kraysler Coreen Sarah	officer	CFO	P-Purchase	Buy	25,000,000	$0.01	$300.00K	45,000,000

The last insider sell of Netcapital's stock was made by Scott Arnold on Dec 21 2022, selling - shares at - per share (valued at -). The last insider buy of NCPL was made by Geary Steven F on Apr 25 2024, buying 239,274 shares at $0.13 per share (worth $31.68K).

Netcapital Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q2 2024	1	-	-
Q2 2023	4	-	-
Q1 2023	2	-	-
Q4 2022	-	1	-
Q2 2022	-	-	-
Q1 2022	4	-	-
Q1 2021	-	1	-
Q3 2019	4	-	-
Q3 2018	-	1	-
Q3 2017	-	2	-
Q2 2015	-	-	-
Q4 2013	-	2	-

1 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by Netcapital's insiders, as of Q2 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q2 2024	1	-	-
Q2 2023	-	-	-
Q1 2023	-	-	-
Q4 2022	-	-	-
Q2 2022	-	-	-
Q1 2022	-	-	-
Q1 2021	-	-	-
Q3 2019	2	-	-
Q3 2018	-	-	-
Q3 2017	-	-	-
Q2 2015	-	-	-
Q4 2013	-	-	-

As of Q2 2024, Insider owners conducted 1 open market buy trades and 0 open market sell trades of Netcapital's stocks.

Netcapital Peer Ownership

Ticker	Company
RIOT	Riot Blockchain, Inc.
LAZ	Lazard Ltd
MEGL	Magic Empire Global Limited
GHL	Greenhill & Co., Inc.
APLD	Applied Digital Corporation
TOP	TOP Financial Group Limited
MARA	Marathon Digital Holdings, Inc.
AGBA	AGBA Acquisition Limited
MFH	Mercurity Fintech Holding Inc.
SAI	SAI.TECH Global Corporation
TCJH	Top KingWin Ltd

NCPL Ownership FAQ

Who Owns Netcapital?

Netcapital is owned by institutional shareholders (15.31%), insiders (8.29%), and public (76.39%). The largest institutional shareholder of Netcapital is BARD ASSOCIATES INC (9.79% of total shares) and the top mutual fund owner is FIDELITY CONCORD STREET TRUST (0.00% of total shares).

Who are the major institutional shareholders of Netcapital?

Netcapital's major institutional shareholders are BARD ASSOCIATES INC, TRAYNOR CAPITAL MANAGEMENT, INC., WINTHROP ADVISORY GROUP LLC, TOWER RESEARCH CAPITAL LLC (TRC), and VANGUARD GROUP INC. The top five shareholders own together 12.44% of the company's share outstanding.

How many Netcapital shareholders are there?

As of Jun 2024, there are 13 institutional shareholders of Netcapital.

What percentage of Netcapital is owned by BARD ASSOCIATES INC?

BARD ASSOCIATES INC owns 1.12M shares of Netcapital, representing 9.79% of the company's total shares outstanding, valued at $122.43K (as of Jun 2024).

What percentage of Netcapital is owned by TRAYNOR CAPITAL MANAGEMENT, INC?

As of Jun 2024, TRAYNOR CAPITAL MANAGEMENT, INC holds 95K shares of Netcapital (NCPL), compromising 0.83% of the company, valued at $10.36K.

What percentage of Netcapital is owned by WINTHROP ADVISORY GROUP LLC?

WINTHROP ADVISORY GROUP LLC is the third largest holder of Netcapital. The company owns 91.2K of the company's shares outstanding (worth $9.95K).