MidCap Financial Investment Ownership 2024 | Who Owns MidCap Financial Investment Now?

Overview Forecast RevenueFinancials Chart Transcripts

Institutional Ownership

28.88%

Insider Ownership

0.77%

Retail Ownership

70.36%

Institutional Holders

121.00

MidCap Financial Investment Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
THORNBURG INVESTMENT MANAGEMENT INC	4.55%	0.55%	2,937,783	-	-	33,491,000	Mar 31, 2023
APOLLO MANAGEMENT HOLDINGS, L.P.	3.86%	0.25%	2,490,220	-126,789	-4.84%	28,388,508,000	Mar 31, 2023
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	3.60%	0.04%	2,326,913	7,122	0.31%	26,526,818,000	Mar 31, 2023
VAN ECK ASSOCIATES CORP	1.47%	0.02%	951,558	61,713	6.94%	10,848,000	Mar 31, 2023
INVESCO LTD.	1.40%	0.00%	903,998	28,950	3.31%	10,305,577,000	Mar 31, 2023
MORGAN STANLEY	1.32%	0.00%	849,733	78,517	10.18%	9,686,956,000	Mar 31, 2023
ARETE WEALTH ADVISORS, LLC	0.70%	0.42%	454,710	15,340	3.49%	5,184,000	Mar 31, 2023
LEGAL & GENERAL GROUP PLC	0.69%	0.00%	445,965	18,247	4.27%	5,086,231,000	Mar 31, 2023
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	0.69%	2.55%	442,440	13,177	3.07%	5,043,816,000	Mar 31, 2023
BLACKROCK INC.	0.58%	0.00%	376,007	-214,930	-36.37%	4,286,480,000	Mar 31, 2023
BANK OF AMERICA CORP /DE/	0.54%	0.00%	351,613	115,699	49.04%	4,008,384,000	Mar 31, 2023
NEUBERGER BERMAN GROUP LLC	0.45%	0.00%	292,844	17,197	6.24%	3,338,422,000	Mar 31, 2023
TWO SIGMA ADVISERS, LP	0.44%	0.01%	281,720	-80,500	-22.22%	3,211,608,000	Mar 31, 2023
COMMONWEALTH EQUITY SERVICES, LLC	0.40%	0.01%	259,338	45,714	21.40%	2,956,000	Mar 31, 2023
CLEAR HARBOR ASSET MANAGEMENT, LLC	0.40%	0.30%	257,370	5,000	1.98%	2,934,018,000	Mar 31, 2023
TWO SIGMA INVESTMENTS, LP	0.38%	0.01%	245,789	-112,331	-31.37%	2,801,995,000	Mar 31, 2023
MILLENNIUM MANAGEMENT LLC	0.37%	0.00%	238,892	135,951	132.07%	2,723,000	Mar 31, 2023
MUZINICH & CO., INC.	0.33%	1.74%	210,207	-37,350	-15.09%	2,396,360,000	Mar 31, 2023
SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.33%	0.00%	210,207	-37,350	-15.09%	2,396,360,000	Mar 31, 2023
GOLDMAN SACHS GROUP INC	0.32%	0.00%	204,082	102,888	101.67%	2,326,535,000	Mar 31, 2023

MidCap Financial Investment's largest institutional shareholder is THORNBURG INVESTMENT MANAGEMENT INC, holding 4.55% of the company's total share outstanding, currently valued at $33.49M. The top 10 institutional shareholders own together 18.86% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	0.69%	2.55%	442,440	13,177	3.07%	5,043,816,000	Mar 31, 2023
MUZINICH & CO., INC.	0.33%	1.74%	210,207	-37,350	-15.09%	2,396,360,000	Mar 31, 2023
HBC FINANCIAL SERVICES, PLLC	0.02%	1.46%	11,760	-52	-0.44%	1,943,000	Mar 31, 2023
CAMELOT PORTFOLIOS, LLC	0.20%	1.04%	130,820	-6,352	-4.63%	1,491,352,000	Mar 31, 2023
THORNBURG INVESTMENT MANAGEMENT INC	4.55%	0.55%	2,937,783	-	-	33,491,000	Mar 31, 2023
ARETE WEALTH ADVISORS, LLC	0.70%	0.42%	454,710	15,340	3.49%	5,184,000	Mar 31, 2023
MERIDIAN INVESTMENT COUNSEL INC.	0.13%	0.35%	81,409	-	-	928,063,000	Mar 31, 2023
CLEAR HARBOR ASSET MANAGEMENT, LLC	0.40%	0.30%	257,370	5,000	1.98%	2,934,018,000	Mar 31, 2023
CLAYBROOK CAPITAL, LLC	0.07%	0.28%	44,137	-	-	503,162,000	Mar 31, 2023
CONDOR CAPITAL MANAGEMENT	0.29%	0.26%	184,834	32,937	21.68%	2,107,107,000	Mar 31, 2023
VIRTUS ETF ADVISERS LLC	0.06%	0.25%	39,970	4,607	13.03%	455,658,000	Mar 31, 2023
APOLLO MANAGEMENT HOLDINGS, L.P.	3.86%	0.25%	2,490,220	-126,789	-4.84%	28,388,508,000	Mar 31, 2023
CUBIC ASSET MANAGEMENT, LLC	0.10%	0.20%	63,864	-	-	728,050,000	Mar 31, 2023
ARKADIOS WEALTH ADVISORS	0.21%	0.18%	134,027	17,984	15.50%	1,527,912,000	Mar 31, 2023
MCKINLEY CAPITAL MANAGEMENT LLC	0.18%	0.17%	114,941	-1,155	-0.99%	1,310,327,000	Mar 31, 2023
FORTITUDE ADVISORY GROUP L.L.C.	0.02%	0.15%	15,500	-	-	196,242,000	Mar 31, 2023
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.	0.06%	0.14%	40,216	2,275	6.00%	458,462,000	Mar 31, 2023
ONYX BRIDGE WEALTH GROUP LLC	0.04%	0.11%	24,116	-	-	274,928,000	Mar 31, 2023
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.10%	0.11%	64,241	-35,664	-35.70%	732,351,000	Mar 31, 2023
WINTON GROUP LTD	0.19%	0.08%	120,106	3,393	2.91%	1,369,208,000	Mar 31, 2023

The largest MidCap Financial Investment shareholder by % of total assets is NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.. The company owns 442.44K shares of MidCap Financial Investment (MFIC), representing 2.55% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
MILLENNIUM MANAGEMENT LLC	0.37%	0.00%	238,892	135,951	132.07%	2,723,000	Mar 31, 2023
BANK OF AMERICA CORP /DE/	0.54%	0.00%	351,613	115,699	49.04%	4,008,384,000	Mar 31, 2023
GOLDMAN SACHS GROUP INC	0.32%	0.00%	204,082	102,888	101.67%	2,326,535,000	Mar 31, 2023
MORGAN STANLEY	1.32%	0.00%	849,733	78,517	10.18%	9,686,956,000	Mar 31, 2023
VAN ECK ASSOCIATES CORP	1.47%	0.02%	951,558	61,713	6.94%	10,848,000	Mar 31, 2023
COMMONWEALTH EQUITY SERVICES, LLC	0.40%	0.01%	259,338	45,714	21.40%	2,956,000	Mar 31, 2023
JANE STREET GROUP, LLC	0.10%	0.00%	61,889	43,342	233.69%	705,535,000	Mar 31, 2023
HENNION & WALSH ASSET MANAGEMENT, INC.	0.16%	0.07%	103,344	34,963	51.13%	1,178,000	Mar 31, 2023
WELLS FARGO & COMPANY/MN	0.28%	0.00%	178,110	34,462	23.99%	2,030,457,000	Mar 31, 2023
UBS GROUP AG	0.22%	0.00%	144,971	33,522	30.08%	1,652,669,000	Mar 31, 2023
CONDOR CAPITAL MANAGEMENT	0.29%	0.26%	184,834	32,937	21.68%	2,107,107,000	Mar 31, 2023
CITADEL ADVISORS LLC	0.13%	0.00%	82,800	32,200	63.64%	943,920,000	Mar 31, 2023
INVESCO LTD.	1.40%	0.00%	903,998	28,950	3.31%	10,305,577,000	Mar 31, 2023
SEI INVESTMENTS CO	0.04%	0.00%	27,618	27,618	100.00%	314,845,000	Mar 31, 2023
LEGAL & GENERAL GROUP PLC	0.69%	0.00%	445,965	18,247	4.27%	5,086,231,000	Mar 31, 2023
MACKENZIE FINANCIAL CORP	0.10%	0.00%	63,410	18,239	40.38%	722,874,000	Mar 31, 2023
ARKADIOS WEALTH ADVISORS	0.21%	0.18%	134,027	17,984	15.50%	1,527,912,000	Mar 31, 2023
NEUBERGER BERMAN GROUP LLC	0.45%	0.00%	292,844	17,197	6.24%	3,338,422,000	Mar 31, 2023
ARETE WEALTH ADVISORS, LLC	0.70%	0.42%	454,710	15,340	3.49%	5,184,000	Mar 31, 2023
NORTHERN TRUST CORP	0.02%	-	14,656	14,656	100.00%	167,079,000	Mar 31, 2023

As of Mar 31 2023, MidCap Financial Investment's largest institutional buyer is MILLENNIUM MANAGEMENT LLC. The company purchased 135.95K stocks of MFIC, valued at $2.72M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
BLACKROCK INC.	0.58%	0.00%	376,007	-214,930	-36.37%	4,286,480,000	Mar 31, 2023
CITADEL ADVISORS LLC	0.16%	0.00%	104,126	-135,285	-56.51%	1,187,037,000	Mar 31, 2023
APOLLO MANAGEMENT HOLDINGS, L.P.	3.86%	0.25%	2,490,220	-126,789	-4.84%	28,388,508,000	Mar 31, 2023
TWO SIGMA INVESTMENTS, LP	0.38%	0.01%	245,789	-112,331	-31.37%	2,801,995,000	Mar 31, 2023
TWO SIGMA ADVISERS, LP	0.44%	0.01%	281,720	-80,500	-22.22%	3,211,608,000	Mar 31, 2023
ACTIVEST WEALTH MANAGEMENT	-	-	-	-71,950	-100.00%	-	Mar 31, 2023
WOLVERINE TRADING, LLC	-	-	-	-68,200	-100.00%	-	Mar 31, 2023
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.09%	0.00%	55,000	-53,900	-49.49%	627,000,000	Mar 31, 2023
MUZINICH & CO., INC.	0.33%	1.74%	210,207	-37,350	-15.09%	2,396,360,000	Mar 31, 2023
SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.33%	0.00%	210,207	-37,350	-15.09%	2,396,360,000	Mar 31, 2023
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.10%	0.11%	64,241	-35,664	-35.70%	732,351,000	Mar 31, 2023
JUMP FINANCIAL, LLC	-	-	-	-35,300	-100.00%	-	Mar 31, 2023
GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	0.00%	58,854	-31,625	-34.95%	673,000	Mar 31, 2023
MERIT FINANCIAL GROUP, LLC	-	-	-	-30,137	-100.00%	-	Mar 31, 2023
ADVISOR GROUP HOLDINGS, INC.	0.30%	0.00%	195,717	-26,368	-11.87%	2,231,243,000	Mar 31, 2023
CAXTON ASSOCIATES LP	0.02%	0.03%	15,432	-24,799	-61.64%	175,925,000	Mar 31, 2023
LSV ASSET MANAGEMENT	0.23%	0.00%	150,632	-21,300	-12.39%	1,717,000	Mar 31, 2023
MILL CREEK CAPITAL ADVISORS, LLC	-	-	-	-17,592	-100.00%	-	Mar 31, 2023
AQUATIC CAPITAL MANAGEMENT LLC	-	-	-	-14,700	-100.00%	-	Mar 31, 2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	-	-	-	-14,670	-100.00%	-	Mar 31, 2023

As of Mar 31 2023, MidCap Financial Investment's biggest institutional seller is BLACKROCK INC.. The company sold -0.21M shares of MFIC, valued at $4.29B.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
SEI INVESTMENTS CO	0.04%	0.00%	27,618	27,618	100.00%	314,845,000	Mar 31, 2023
NORTHERN TRUST CORP	0.02%	-	14,656	14,656	100.00%	167,079,000	Mar 31, 2023
PROSHARE ADVISORS LLC	0.02%	0.00%	11,036	11,036	100.00%	125,810,000	Mar 31, 2023
WINTRUST INVESTMENTS LLC	0.02%	0.02%	10,539	10,539	100.00%	120,000	Mar 31, 2023
NOMURA ASSET MANAGEMENT CO LTD	0.00%	-	648	648	100.00%	7,387,000	Mar 31, 2023
STONEBRIDGE CAPITAL ADVISORS LLC	0.00%	0.00%	500	500	100.00%	5,700,000	Mar 31, 2023
TUCKER ASSET MANAGEMENT LLC	0.00%	0.00%	301	301	100.00%	3,431,000,000	Mar 31, 2023
AMERITAS ADVISORY SERVICES, LLC	0.00%	0.00%	191	191	100.00%	2,175,000	Mar 31, 2023
RESOURCES MANAGEMENT CORP /CT/ /ADV	0.00%	0.00%	68	68	100.00%	10,000	Mar 31, 2023

MidCap Financial Investment's largest new institutional shareholder by number of shares is SEI INVESTMENTS CO, purchased 27.62K shares, valued at $314.85M, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ACTIVEST WEALTH MANAGEMENT	-	-	-	-71,950	-100.00%	-	Mar 31, 2023
WOLVERINE TRADING, LLC	-	-	-	-68,200	-100.00%	-	Mar 31, 2023
JUMP FINANCIAL, LLC	-	-	-	-35,300	-100.00%	-	Mar 31, 2023
MERIT FINANCIAL GROUP, LLC	-	-	-	-30,137	-100.00%	-	Mar 31, 2023
MILL CREEK CAPITAL ADVISORS, LLC	-	-	-	-17,592	-100.00%	-	Mar 31, 2023
AQUATIC CAPITAL MANAGEMENT LLC	-	-	-	-14,700	-100.00%	-	Mar 31, 2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	-	-	-	-14,670	-100.00%	-	Mar 31, 2023
BNP PARIBAS ARBITRAGE, SNC	-	-	-	-14,128	-100.00%	-	Mar 31, 2023
WOLVERINE TRADING, LLC	-	-	-	-13,928	-100.00%	-	Mar 31, 2023
TREXQUANT INVESTMENT LP	-	-	-	-11,354	-100.00%	-	Mar 31, 2023
SIMPLEX TRADING, LLC	-	-	-	-10,560	-100.00%	-	Mar 31, 2023
VIRTU FINANCIAL LLC	-	-	-	-10,453	-100.00%	-	Mar 31, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	-	-	-	-10,085	-100.00%	-	Mar 31, 2023
CITIZENS BUSINESS BANK	-	-	-	-10,000	-100.00%	-	Mar 31, 2023
CENTRAL TRUST CO	-	-	-	-1,000	-100.00%	-	Mar 31, 2023
UMB BANK, N.A.	-	-	-	-333	-100.00%	-	Mar 31, 2023
MONEY CONCEPTS CAPITAL CORP	-	-	-	-133	-100.00%	-	Mar 31, 2023
GOODWIN INVESTMENT ADVISORY	-	-	-	-116	-100.00%	-	Mar 31, 2023
OLD MISSION CAPITAL LLC	-	-	-	-29	-100.00%	-	Mar 31, 2023

MidCap Financial Investment's largest sold out institutional shareholder by shares sold is ACTIVEST WEALTH MANAGEMENT, sold -71.95K shares, valued at -, as of undefined.

MidCap Financial Investment Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 23	121	-9.02%
31 Dec, 22	133	9.92%
30 Sep, 22	121	3933.33%
30 Jun, 22	3	-
31 Mar, 22	3	50.00%
31 Dec, 21	2	-
30 Sep, 21	2	-
30 Jun, 21	2	-
31 Mar, 21	2	-
31 Dec, 20	2	-
30 Sep, 20	2	-
30 Jun, 20	2	-
31 Mar, 20	2	100.00%
31 Dec, 19	1	-
30 Sep, 19	1	-
30 Jun, 19	1	-
31 Mar, 19	1	-
31 Dec, 18	1	-

As of 31 Mar 23, 121 institutions are holding MidCap Financial Investment's shares, representing a decrease of -9.02% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 23	18,652,042	-1.40%
31 Dec, 22	18,915,978	-1.22%
30 Sep, 22	19,150,338	2492.11%
30 Jun, 22	738,794	-0.08%
31 Mar, 22	739,375	5798.01%
31 Dec, 21	12,536	-5.50%
30 Sep, 21	13,265	0.14%
30 Jun, 21	13,246	0.14%
31 Mar, 21	13,227	0.18%
31 Dec, 20	13,203	0.20%
30 Sep, 20	13,176	23.78%
30 Jun, 20	10,645	0.42%
31 Mar, 20	10,600	6.00%
31 Dec, 19	10,000	-
30 Sep, 19	10,000	-
30 Jun, 19	10,000	-
31 Mar, 19	10,000	-
31 Dec, 18	10,000	-

MidCap Financial Investment (MFIC) has 18.65M shares outstanding as of 31 Mar 23, down -1.40% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 23	28.88%	-1.16%
31 Dec, 22	29.22%	-2.86%
30 Sep, 22	30.08%	2492.04%
30 Jun, 22	1.16%	2.07%
31 Mar, 22	1.14%	5791.19%
31 Dec, 21	0.02%	-4.93%
30 Sep, 21	0.02%	-
30 Jun, 21	0.02%	3.05%
31 Mar, 21	0.02%	-
31 Dec, 20	0.02%	-
30 Sep, 20	0.02%	24.05%
30 Jun, 20	0.02%	5.33%
31 Mar, 20	0.01%	5.63%
31 Dec, 19	0.01%	-
30 Sep, 19	0.01%	-
30 Jun, 19	0.01%	-
31 Mar, 19	-	-
31 Dec, 18	-	-

As of 31 Mar 23, MidCap Financial Investment is held by 28.88% institutional shareholders, representing a -1.16% negative growth compared to 31 Dec 22.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 23	48	33.33%
31 Dec, 22	36	-65.05%
30 Sep, 22	103	10200.00%
30 Jun, 22	1	-50.00%
31 Mar, 22	2	-
31 Dec, 21	-	-100.00%
30 Sep, 21	1	-
30 Jun, 21	1	-
31 Mar, 21	1	-
31 Dec, 20	1	-
30 Sep, 20	1	-
30 Jun, 20	1	-
31 Mar, 20	-	-
31 Dec, 19	-	-
30 Sep, 19	-	-
30 Jun, 19	-	-
31 Mar, 19	-	-
31 Dec, 18	-	-

48 institutional shareholders have increased their position in MFIC stock as of 31 Mar 23 compared to 36 in the previous quarter (a 33.33% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 23	32	-20.00%
31 Dec, 22	40	-
30 Sep, 22	-	-100.00%
30 Jun, 22	1	-
31 Mar, 22	-	-100.00%
31 Dec, 21	1	-
30 Sep, 21	-	-
30 Jun, 21	-	-
31 Mar, 21	-	-
31 Dec, 20	-	-
30 Sep, 20	-	-
30 Jun, 20	-	-
31 Mar, 20	-	-
31 Dec, 19	-	-
30 Sep, 19	-	-
30 Jun, 19	-	-
31 Mar, 19	-	-
31 Dec, 18	-	-

32 institutional shareholders have reduced their position in MFIC stock as of 31 Mar 23 compared to 40 in the previous quarter (a -20.00% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 23	121	-9.02%	18,652,042	-1.40%	28.88%	-1.16%	48	33.33%	32	-20.00%
31 Dec, 22	133	9.92%	18,915,978	-1.22%	29.22%	-2.86%	36	-65.05%	40	-
30 Sep, 22	121	3933.33%	19,150,338	2492.11%	30.08%	2492.04%	103	10200.00%	-	-100.00%
30 Jun, 22	3	-	738,794	-0.08%	1.16%	2.07%	1	-50.00%	1	-
31 Mar, 22	3	50.00%	739,375	5798.01%	1.14%	5791.19%	2	-	-	-100.00%
31 Dec, 21	2	-	12,536	-5.50%	0.02%	-4.93%	-	-100.00%	1	-
30 Sep, 21	2	-	13,265	0.14%	0.02%	-	1	-	-	-
30 Jun, 21	2	-	13,246	0.14%	0.02%	3.05%	1	-	-	-
31 Mar, 21	2	-	13,227	0.18%	0.02%	-	1	-	-	-
31 Dec, 20	2	-	13,203	0.20%	0.02%	-	1	-	-	-
30 Sep, 20	2	-	13,176	23.78%	0.02%	24.05%	1	-	-	-
30 Jun, 20	2	-	10,645	0.42%	0.02%	5.33%	1	-	-	-
31 Mar, 20	2	100.00%	10,600	6.00%	0.01%	5.63%	-	-	-	-
31 Dec, 19	1	-	10,000	-	0.01%	-	-	-	-	-
30 Sep, 19	1	-	10,000	-	0.01%	-	-	-	-	-
30 Jun, 19	1	-	10,000	-	0.01%	-	-	-	-	-
31 Mar, 19	1	-	10,000	-	-	-	-	-	-	-
31 Dec, 18	1	-	10,000	-	-	-	-	-	-	-

MidCap Financial Investment Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 14, 2024	PEARLMAN EMANUEL R	director	-	P-Purchase	Buy	1,000	$12.98	$12.98K	1,000
Jun 14, 2023	HANNAN JOHN J	director	-	P-Purchase	Buy	50,000	$13.03	$651.25K	50,000
Mar 14, 2023	Powell Tanner	officer	Chief Executive Officer	S-Sale	Sell	8,277	$12.09	$100.07K	53,606
Mar 14, 2023	McNulty Ted Aymond Jr.	officer	President	S-Sale	Sell	1,498	$12.09	$18.11K	16,966
Jun 17, 2005	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	S-Sale	Sell	42,100	$2.45	$103.15K	338,990
Aug 02, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,015	$1.20	$2.41K	392,990
Aug 02, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	1,970	$1.14	$2.25K	390,975
Feb 11, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	4,305	$3.99	$17.16K	389,005
Feb 11, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,944	$3.85	$11.33K	384,700
Jan 14, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	11,516	$3.31	$38.10K	381,756
Jan 12, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,183	$3.09	$6.74K	370,240
Jan 09, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	5,704	$3.13	$17.84K	368,057

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 14, 2024	PEARLMAN EMANUEL R	director	-	P-Purchase	Buy	1,000	$12.98	$12.98K	1,000
Jun 14, 2023	HANNAN JOHN J	director	-	P-Purchase	Buy	50,000	$13.03	$651.25K	50,000
Aug 02, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,015	$1.20	$2.41K	392,990
Aug 02, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	1,970	$1.14	$2.25K	390,975
Feb 11, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	4,305	$3.99	$17.16K	389,005
Feb 11, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,944	$3.85	$11.33K	384,700
Jan 14, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	11,516	$3.31	$38.10K	381,756
Jan 12, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,183	$3.09	$6.74K	370,240
Jan 09, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	5,704	$3.13	$17.84K	368,057

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 14, 2023	Powell Tanner	officer	Chief Executive Officer	S-Sale	Sell	8,277	$12.09	$100.07K	53,606
Mar 14, 2023	McNulty Ted Aymond Jr.	officer	President	S-Sale	Sell	1,498	$12.09	$18.11K	16,966
Jun 17, 2005	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	S-Sale	Sell	42,100	$2.45	$103.15K	338,990

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Aug 14, 2024	PEARLMAN EMANUEL R	director	-	P-Purchase	Buy	1,000	$12.98	$12.98K	1,000
Jul 24, 2024	STEIN ELLIOT JR	director	-	A-Award	Buy	566	-	$0.57	12,451
Jul 24, 2024	STEIN ELLIOT JR	director	-	A-Award	Buy	668	-	$0.67	11,885
Jun 14, 2023	HANNAN JOHN J	director	-	P-Purchase	Buy	50,000	$13.03	$651.25K	50,000
Mar 23, 2023	DelGiudice Ryan	officer	-		Buy	-	-	-	-
Mar 14, 2023	Powell Tanner	officer	Chief Executive Officer	S-Sale	Sell	8,277	$12.09	$100.07K	53,606
Mar 14, 2023	McNulty Ted Aymond Jr.	officer	President	S-Sale	Sell	1,498	$12.09	$18.11K	16,966
Mar 10, 2023	Whonder Carmencita N.M.	director			Buy	-	-	-	-
Mar 10, 2023	PEARLMAN EMANUEL R	director			Buy	-	-	-	-
Jun 17, 2005	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	S-Sale	Sell	42,100	$2.45	$103.15K	338,990
Aug 02, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,015	$1.20	$2.41K	392,990
Aug 02, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	1,970	$1.14	$2.25K	390,975
Feb 11, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	4,305	$3.99	$17.16K	389,005
Feb 11, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,944	$3.85	$11.33K	384,700
Jan 14, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	11,516	$3.31	$38.10K	381,756
Jan 12, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	2,183	$3.09	$6.74K	370,240
Jan 09, 2004	HUSIC CAPITAL MANAGEMENT	10 percent owner	-	P-Purchase	Buy	5,704	$3.13	$17.84K	368,057

The last insider sell of MidCap Financial Investment's stock was made by Powell Tanner on Mar 14 2023, selling 8,277 shares at $12.09 per share (valued at $100.07K). The last insider buy of MFIC was made by PEARLMAN EMANUEL R on Aug 14 2024, buying 1,000 shares at $12.98 per share (worth $12.98K).

MidCap Financial Investment Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2024	3	-	-
Q1 2023	-	2	-
Q3 2022	-	-	-
Q4 2021	1	-	-
Q2 2005	-	1	-
Q3 2004	2	-	-
Q1 2004	5	-	-

3 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by MidCap Financial Investment's insiders, as of Q3 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2024	1	-	-
Q1 2023	-	2	-
Q3 2022	-	-	-
Q4 2021	1	-	-
Q2 2005	-	1	-
Q3 2004	2	-	-
Q1 2004	5	-	-

As of Q3 2024, Insider owners conducted 1 open market buy trades and 0 open market sell trades of MidCap Financial Investment's stocks.

MidCap Financial Investment Peer Ownership

Ticker	Company
FDUS	Fidus Investment Corporation
DHIL	Diamond Hill Investment Group, Inc.
PFX	PhenixFIN Corporation
GBDC	Golub Capital BDC, Inc.
WHF	WhiteHorse Finance, Inc.
TSLX	Sixth Street Specialty Lending, Inc.
PTMN	Portman Ridge Finance Corporation
CGBD	Carlyle Secured Lending, Inc.
TCPC	BlackRock TCP Capital Corp.
MRCC	Monroe Capital Corporation
OFS	OFS Capital Corporation

MFIC Ownership FAQ

Who Owns MidCap Financial Investment?

MidCap Financial Investment is owned by institutional shareholders (28.88%), insiders (0.77%), and public (70.36%). The largest institutional shareholder of MidCap Financial Investment is THORNBURG INVESTMENT MANAGEMENT INC (4.55% of total shares) and the top mutual fund owner is (0% of total shares).

Who are the major institutional shareholders of MidCap Financial Investment?

MidCap Financial Investment's major institutional shareholders are THORNBURG INVESTMENT MANAGEMENT INC, APOLLO MANAGEMENT HOLDINGS, L.P., ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC, VAN ECK ASSOCIATES CORP, and INVESCO LTD.. The top five shareholders own together 14.88% of the company's share outstanding.

How many MidCap Financial Investment shareholders are there?

As of Mar 2023, there are 121 institutional shareholders of MidCap Financial Investment.

What percentage of MidCap Financial Investment is owned by THORNBURG INVESTMENT MANAGEMENT INC?

THORNBURG INVESTMENT MANAGEMENT INC owns 2.94M shares of MidCap Financial Investment, representing 4.55% of the company's total shares outstanding, valued at $33.49M (as of Mar 2023).

What percentage of MidCap Financial Investment is owned by APOLLO MANAGEMENT HOLDINGS, L.P?

As of Mar 2023, APOLLO MANAGEMENT HOLDINGS, L.P holds 2.49M shares of MidCap Financial Investment (MFIC), compromising 3.86% of the company, valued at $28.39B.

What percentage of MidCap Financial Investment is owned by ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC?

ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC is the third largest holder of MidCap Financial Investment. The company owns 2.33M of the company's shares outstanding (worth $26.53B).