Hercules Capital Ownership | Who Owns Hercules Capital?

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Hercules Capital Ownership Summary

Hercules Capital is owned by 19.72% institutional investors, 1.82% insiders, and 78.45% retail investors. Van eck associates is the largest institutional shareholder, holding 1.79% of HTGC shares. VanEck BDC Income ETF is the top mutual fund, with 1.80% of its assets in Hercules Capital shares.

HTGC Ownership Benchmark

Type	Name	% Inst	% Insiders	% Retail
Stock	Hercules Capital	19.72%	1.82%	78.45%
Sector	Financial Services Stocks	49.66%	13.98%	36.36%
Industry	Asset Management Stocks	41.71%	9.02%	49.27%

Institutional Shareholders

Top Institutional Shareholders by Total Shares

Holder	Shares	% Holding	Value
Van eck associates	2.82M	1.79%	$57.77M
Sound income strategies	2.69M	1.71%	$55.00M
Legal & general group	1.25M	0.80%	$25.66M
Morgan stanley	1.18M	0.75%	$24.14M
Advisors capital management	946.31K	0.60%	$19.35M
Lpl financial	856.29K	0.54%	$17.51M
Two sigma advisers, lp	836.60K	0.53%	$17.11M
Royal bank of canada	798.23K	0.51%	$16.32M
Melia wealth	732.06K	0.47%	$14.97M
Wells fargo & company/mn	657.64K	0.42%	$13.45M

Top Institutional Shareholders by % of Total Assets

Holder	Shares	% Assets	Value
Melia wealth	732.06K	8.17%	$14.97M
Muzinich	371.48K	5.80%	$7.60M
Sound income strategies	2.69M	3.44%	$55.00M
Capital advisory group advisory services	340.78K	2.98%	$6.97M
Gilman hill asset management	607.67K	2.25%	$12.43M
S&t bank/pa	387.16K	2.02%	$7.92M
Left brain wealth management	200.08K	1.91%	$4.09M
Delphi management inc /ma/	96.79K	1.61%	$1.98M
Napa wealth management	113.90K	1.57%	$2.33M
Mckinley capital management	356.42K	1.28%	$7.29M

Top Buyers

Holder	Shares	% Assets	Change
Strategic financial concepts	353.22K	0.01%	336.92K
Van eck associates	2.82M	0.08%	298.99K
Ameriprise financial	386.92K	0.00%	186.59K
Hrt financial lp	237.53K	0.03%	156.80K
Truemark investments	147.42K	1.03%	147.42K

Top Sellers

Holder	Shares	% Assets	Change
Hudson bay capital management lp	-	-	-1.06M
Marshall wace, llp	-	-	-867.39K
Miller howard investments inc /ny	-	-	-270.00K
Global assets advisory	16.76K	0.55%	-204.29K
Raymond james & associates	605.63K	0.01%	-174.31K

New Positions

Holder	Shares	% Assets	Change	Value
Truemark investments	147.42K	1.03%	147.42K	$3.01M
Credit agricole s a	115.14K	0.01%	115.14K	$2.35M
Axiom advisory	68.47K	0.01%	68.47K	$1.32M
Morse asset management	34.30K	0.17%	34.30K	$701.00K
Tfg advisers	18.91K	0.15%	18.91K	$386.62K

Sold Out

Holder	Change
Fmr	-2.00
Financial gravity asset management	-4.00
Corecap advisors	-28.00
Point72 (difc)	-32.00
Householder group estate & retirement specialist	-34.00

Institutional Ownership Trends

Date	Holdings	Change %	Shares	Change %	Ownership	Change %	Increased Position	Change %	Decreased Position	Change %
Sep 30, 2024	303	4.48%	31,757,446	-1.73%	19	4.68%	160	10.34%	75	-9.64%
Jun 30, 2024	287	-4.33%	31,931,219	-5.65%	20	3.68%	143	-13.33%	82	12.33%
Mar 31, 2024	300	1.69%	33,844,274	6.99%	23	4.92%	165	1.23%	73	10.61%
Dec 31, 2023	295	9.26%	31,634,322	9.54%	21	5.24%	163	25.38%	66	-4.35%
Sep 30, 2023	270	4.65%	28,879,693	3.91%	20	4.84%	130	10.17%	69	-4.17%

Top Mutual Funds Shareholders

Holder	Shares	% Holding	Change
VanEck BDC Income ETF	2.92M	1.80%	-
Sound Income Strategies Core Plus SMA	2.26M	1.39%	89.55K
iShares Listed Private Eq ETF USD Dist	531.10K	0.33%	-
Sound Income Strategies Income Plus SMA	429.58K	0.26%	17.02K
Putnam BDC Income ETF	385.48K	0.24%	26.28K
First Trust Specialty Finance	330.00K	0.20%	-
Undrly L&G Pen PMC Diversified	304.84K	0.19%	-2.64K
Advisors Capital Income w/Growth	303.83K	0.19%	16.72K
Advisors Capital Model Inc w/ Gro	286.28K	0.18%	24.62K
Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ	259.77K	0.16%	259.77K

Recent Insider Transactions

Date	Name	Role	Activity	Value
Sep 26, 2024	Bluestein Scott	Chief Executive Officer	Sell	$1.96M
Aug 06, 2024	Theodosopoulos Nikos	-	Buy	$29.00K
Aug 06, 2024	Randhawa Paramjeet K	-	Buy	$52.38K
Aug 06, 2024	Loo Wade	-	Buy	$104.68K
Aug 06, 2024	CROWELL GAYLE A	-	Buy	$104.59K

Insider Transactions Trends

Date	Buy	Sell
2024 Q3	6	1
2024 Q2	1	2
2024 Q1	-	-
2023 Q4	-	-
2023 Q3	-	-

HTGC Ownership FAQ

Who Owns Hercules Capital?

Hercules Capital shareholders are primarily institutional investors at 19.72%, followed by 1.82% insiders and 78.46% retail investors. The average institutional ownership in Hercules Capital's industry, Asset Management Stocks, is 41.71%, which Hercules Capital falls below.

Who owns the most shares of Hercules Capital?

Hercules Capital’s largest shareholders are Van eck associates (2.82M shares, 1.79%), Sound income strategies (2.69M shares, 1.71%), and Legal & general group (1.25M shares, 0.80%). Together, they hold 4.30% of Hercules Capital’s total shares outstanding.

Does Blackrock own Hercules Capital?

BlackRock is not among the top 10 institutional shareholders of Hercules Capital.

Who is Hercules Capital’s biggest shareholder by percentage of total assets invested?

Melia wealth is Hercules Capital’s biggest shareholder by percentage of total assets invested, with 8.17% of its assets in 732.06K Hercules Capital shares, valued at 14.97M$.

Who is the top mutual fund holder of Hercules Capital shares?

VanEck BDC Income ETF is the top mutual fund holder of Hercules Capital shares, with 1.80% of its total shares outstanding invested in 2.92M Hercules Capital shares.

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