Hercules Capital Ownership | Who Owns Hercules Capital?
Hercules Capital Ownership Summary
Hercules Capital is owned by 13.05% institutional investors, 2.05% insiders, and 84.90% retail investors. Van eck associates is the largest institutional shareholder, holding 2.14% of HTGC shares. VanEck BDC Income ETF is the top mutual fund, with 1.86% of its assets in Hercules Capital shares.
HTGC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Hercules Capital | 13.05% | 2.05% | 84.90% |
| Sector | Financial Services Stocks | 40.29% | 14.61% | 45.11% |
| Industry | Asset Management Stocks | 33.12% | 8.74% | 58.14% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 3.44M | 2.14% | $69.08M |
| Sound income strategies | 2.82M | 1.75% | $56.56M |
| Two sigma advisers, lp | 1.41M | 0.87% | $28.26M |
| Morgan stanley | 1.18M | 0.75% | $24.14M |
| Legal & general group | 1.08M | 0.67% | $21.65M |
| Advisors capital management | 1.02M | 0.63% | $20.46M |
| Two sigma investments, lp | 945.85K | 0.59% | $19.00M |
| Lpl financial | 856.29K | 0.54% | $17.51M |
| Blackrock funding, inc. /de | 857.51K | 0.53% | $17.23M |
| Royal bank of canada | 788.35K | 0.49% | $15.84M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 760.36K | 7.97% | $15.28M |
| Muzinich | 450.00K | 5.66% | $9.04M |
| Sound income strategies | 2.82M | 3.50% | $56.56M |
| Left brain wealth management | 275.88K | 2.09% | $5.54M |
| Gilman hill asset management | 577.16K | 2.02% | $11.60M |
| S&t bank/pa | 312.57K | 2.00% | $6.28M |
| Delphi management inc /ma/ | 77.43K | 1.50% | $1.55M |
| Mckinley capital management | 356.42K | 1.28% | $7.29M |
| Taylor frigon capital management | 113.84K | 1.16% | $2.29M |
| Creegan & nassoura financial group | 80.17K | 1.08% | $1.61M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma advisers, lp | 1.41M | 0.07% | 946.70K |
| Marshall wace, llp | 740.21K | 0.02% | 740.21K |
| Raymond james financial | 595.46K | 0.00% | 595.46K |
| D. e. shaw | 592.57K | 0.01% | 592.57K |
| Two sigma investments, lp | 945.85K | 0.04% | 488.17K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Hudson bay capital management lp | - | - | -1.06M |
| International assets investment management | 20.74K | 0.04% | -386.38K |
| Miller howard investments inc /ny | - | - | -270.00K |
| Truemark investments | - | - | -199.15K |
| Raymond james & associates | 605.63K | 0.01% | -174.31K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Raymond james financial | 595.46K | 0.00% | 595.46K | $11.96M |
| D. e. shaw | 592.57K | 0.01% | 592.57K | $11.90M |
| Schonfeld strategic advisors | 249.70K | 0.03% | 249.70K | $5.02M |
| Connor, clark & lunn investment management | 163.30K | 0.01% | 163.30K | $3.28M |
| Cubist systematic strategies | 124.66K | 0.02% | 124.66K | $2.50M |
Sold Out
| Holder | Change |
|---|---|
| Financial gravity asset management | -4.00 |
| Point72 (difc) | -32.00 |
| Householder group estate & retirement specialist | -34.00 |
| Cape investment advisory | -135.00 |
| Evermay wealth management | -180.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2024 | 214 | -30.07% | 21,014,960 | -34.00% | 13 | 3.34% | 120 | -25.00% | 43 | -44.87% |
| Sep 30, 2024 | 303 | 4.48% | 31,757,446 | -1.73% | 19 | 4.68% | 160 | 10.34% | 75 | -9.64% |
| Jun 30, 2024 | 287 | -4.33% | 31,931,219 | -5.65% | 20 | 3.68% | 143 | -13.33% | 82 | 12.33% |
| Mar 31, 2024 | 300 | 1.69% | 33,844,274 | 6.99% | 23 | 4.92% | 165 | 1.23% | 73 | 10.61% |
| Dec 31, 2023 | 295 | 9.26% | 31,634,322 | 9.54% | 21 | 5.24% | 163 | 25.38% | 66 | -4.35% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 3.21M | 1.86% | - |
| Sound Income Strategies Core Plus SMA | 2.21M | 1.32% | -50.64K |
| iShares Listed Private Eq ETF USD Dist | 685.17K | 0.40% | - |
| Loomis Sayles Core | 555.00K | 0.33% | 555.00K |
| Putnam BDC Income ETF | 502.45K | 0.29% | 53.70K |
| Sound Income Strategies Income Plus SMA | 419.96K | 0.25% | -9.62K |
| First Trust Specialty Finance | 330.00K | 0.19% | - |
| Advisors Capital Income w/Growth | 303.83K | 0.19% | 16.72K |
| Undrly L&G Pen PMC Diversified | 306.57K | 0.18% | 1.73K |
| Undrly L&G Diversified Life | 304.23K | 0.18% | -2.34K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Sep 26, 2024 | Bluestein Scott | Chief Executive Officer | Sell | $1.96M |
| Aug 06, 2024 | Theodosopoulos Nikos | - | Buy | $29.00K |
| Aug 06, 2024 | Randhawa Paramjeet K | - | Buy | $52.38K |
| Aug 06, 2024 | Loo Wade | - | Buy | $104.68K |
| Aug 06, 2024 | CROWELL GAYLE A | - | Buy | $104.59K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q2 | - | - |
| 2025 Q1 | - | - |
| 2024 Q4 | - | - |
| 2024 Q3 | 6 | 1 |
| 2024 Q2 | 1 | 2 |
HTGC Ownership FAQ
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