Horizon Technology Finance Ownership 2024 | Who Owns Horizon Technology Finance Now?


OverviewRevenueFinancialsChartTranscripts

Institutional Ownership

1.38%

Insider Ownership

1.34%

Retail Ownership

97.28%

Institutional Holders

25.00

Horizon Technology Finance Institutional Shareholders


Institutional Shareholders by % of Total Shares

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
LEGAL & GENERAL GROUP PLC0.83%0.00%278,7918,8833.29%3,356,643Jun 30, 2024
GREEN ALPHA ADVISORS, LLC0.66%2.16%222,810-6,133-2.68%2,682,633Jun 30, 2024
CONNECTICUT WEALTH MANAGEMENT, LLC0.63%0.13%210,424--2,533,505Jun 30, 2024
TWO SIGMA INVESTMENTS, LP0.54%0.01%181,546109,297151.28%2,185,814Jun 30, 2024
LPL FINANCIAL LLC0.46%0.00%153,69714,03110.05%1,850,517Jun 30, 2024
BLACKROCK INC.0.39%-129,736-1,030-0.79%1,562,021Jun 30, 2024
EQIS CAPITAL MANAGEMENT, INC.0.32%0.11%107,4668,7768.89%1,293,889Jun 30, 2024
JEFFERIES FINANCIAL GROUP INC.0.29%0.01%97,500--1,173,900Jun 30, 2024
VIRTUS ETF ADVISERS LLC0.26%0.51%87,04638,96881.05%1,048,034Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.0.23%0.02%76,035-50,242-39.79%915,461Jun 30, 2024
MORGAN STANLEY0.19%0.00%63,837-14,923-18.95%768,609Jun 30, 2024
HRT FINANCIAL LP0.18%0.00%61,01361,013100.00%734,000Jun 30, 2024
PNC FINANCIAL SERVICES GROUP, INC.0.17%0.00%58,328--702,270Jun 30, 2024
ETF STORE, INC.0.15%0.63%50,9422,1364.38%613,340Jun 30, 2024
GREAT WEST LIFE ASSURANCE CO /CAN/0.10%0.00%33,1559512.95%399,000Jun 30, 2024
PATHSTONE HOLDINGS, LLC0.09%0.00%30,2866142.07%365,162Jun 30, 2024
STRATEGIC FINANCIAL CONCEPTS, LLC0.09%0.00%30,15030,150100.00%2,500,000Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.0.09%0.00%28,587-5,185-15.35%344,185Jun 30, 2024
WELLS FARGO & COMPANY/MN0.08%0.00%27,6675,70325.97%333,114Jun 30, 2024
SAGE CAPITAL MANAGEMENT, LLC0.07%0.16%25,000--301,000Jun 30, 2024

Horizon Technology Finance's largest institutional shareholder is LEGAL & GENERAL GROUP PLC, holding 0.83% of the company's total share outstanding, currently valued at $3.36M. The top 10 institutional shareholders own together 4.60% of the company.

Institutional Shareholders by % of Total Assets

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
GREEN ALPHA ADVISORS, LLC0.66%2.16%222,810-6,133-2.68%2,682,633Jun 30, 2024
ETF STORE, INC.0.15%0.63%50,9422,1364.38%613,340Jun 30, 2024
VIRTUS ETF ADVISERS LLC0.26%0.51%87,04638,96881.05%1,048,034Jun 30, 2024
SAGE CAPITAL MANAGEMENT, LLC0.07%0.16%25,000--301,000Jun 30, 2024
CONNECTICUT WEALTH MANAGEMENT, LLC0.63%0.13%210,424--2,533,505Jun 30, 2024
EQIS CAPITAL MANAGEMENT, INC.0.32%0.11%107,4668,7768.89%1,293,889Jun 30, 2024
CPR INVESTMENTS INC.0.03%0.11%10,559-873-7.64%127,130Jun 30, 2024
ASTORIA PORTFOLIO ADVISORS LLC.0.04%0.06%13,227-1,378-9.44%159,256Jun 30, 2024
NIA IMPACT ADVISORS, LLC0.04%0.05%12,588-859-6.39%151,562Jun 30, 2024
PIN OAK INVESTMENT ADVISORS INC0.01%0.02%1,903--23,000Jun 30, 2024
ADVISORS ASSET MANAGEMENT, INC.0.23%0.02%76,035-50,242-39.79%915,461Jun 30, 2024
KOVACK ADVISORS, INC.0.04%0.02%13,461-1,079-7.42%162,070Jun 30, 2024
JEFFERIES FINANCIAL GROUP INC.0.29%0.01%97,500--1,173,900Jun 30, 2024
SHEAFF BROCK INVESTMENT ADVISORS, LLC0.03%0.01%10,205--122,869Jun 30, 2024
CREATIVE FINANCIAL DESIGNS INC /ADV0.02%0.01%6,600--79,464Jun 30, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0.02%0.01%5,5005,500100.00%66,220Jun 30, 2024
TWO SIGMA INVESTMENTS, LP0.54%0.01%181,546109,297151.28%2,185,814Jun 30, 2024
HRT FINANCIAL LP0.18%0.00%61,01361,013100.00%734,000Jun 30, 2024
CLEARSTEAD ADVISORS, LLC0.04%0.00%14,00014,000100.00%168,560Jun 30, 2024
AQUATIC CAPITAL MANAGEMENT LLC0.02%0.00%6,0006,000100.00%72,240Jun 30, 2024

The largest Horizon Technology Finance shareholder by % of total assets is GREEN ALPHA ADVISORS, LLC. The company owns 222.81K shares of Horizon Technology Finance (HRZN), representing 2.16% of its total assets.

Institutional Buyers

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
TWO SIGMA INVESTMENTS, LP0.54%0.01%181,546109,297151.28%2,185,814Jun 30, 2024
HRT FINANCIAL LP0.18%0.00%61,01361,013100.00%734,000Jun 30, 2024
VIRTUS ETF ADVISERS LLC0.26%0.51%87,04638,96881.05%1,048,034Jun 30, 2024
STRATEGIC FINANCIAL CONCEPTS, LLC0.09%0.00%30,15030,150100.00%2,500,000Jun 30, 2024
LPL FINANCIAL LLC0.46%0.00%153,69714,03110.05%1,850,517Jun 30, 2024
CLEARSTEAD ADVISORS, LLC0.04%0.00%14,00014,000100.00%168,560Jun 30, 2024
LEGAL & GENERAL GROUP PLC0.83%0.00%278,7918,8833.29%3,356,643Jun 30, 2024
EQIS CAPITAL MANAGEMENT, INC.0.32%0.11%107,4668,7768.89%1,293,889Jun 30, 2024
AQUATIC CAPITAL MANAGEMENT LLC0.02%0.00%6,0006,000100.00%72,240Jun 30, 2024
WELLS FARGO & COMPANY/MN0.08%0.00%27,6675,70325.97%333,114Jun 30, 2024
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0.02%0.01%5,5005,500100.00%66,220Jun 30, 2024
ENVESTNET ASSET MANAGEMENT INC0.06%0.00%20,9063,08917.34%251,709Jun 30, 2024
ETF STORE, INC.0.15%0.63%50,9422,1364.38%613,340Jun 30, 2024
COMMONWEALTH EQUITY SERVICES, LLC0.07%0.00%23,7761,1134.91%286,000Jun 30, 2024
GREAT WEST LIFE ASSURANCE CO /CAN/0.10%0.00%33,1559512.95%399,000Jun 30, 2024
PATHSTONE HOLDINGS, LLC0.09%0.00%30,2866142.07%365,162Jun 30, 2024
HARBOUR INVESTMENTS, INC.0.00%0.00%464464100.00%5,589Jun 30, 2024
STEWARD PARTNERS INVESTMENT ADVISORY, LLC0.03%0.00%8,6312763.30%103,912Jun 30, 2024
1620 INVESTMENT ADVISORS, INC.0.00%0.00%155155100.00%1,866Jun 30, 2024
CAMELOT PORTFOLIOS, LLC0.00%0.00%3939100.00%471Jun 30, 2024

As of Jun 30 2024, Horizon Technology Finance's largest institutional buyer is TWO SIGMA INVESTMENTS, LP. The company purchased 109.30K stocks of HRZN, valued at $2.19M.

Institutional Sellers

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
ADVISORS ASSET MANAGEMENT, INC.0.23%0.02%76,035-50,242-39.79%915,461Jun 30, 2024
DYNAMIC TECHNOLOGY LAB PRIVATE LTD----31,428-100.00%-Jun 30, 2024
VIRTU FINANCIAL LLC----22,612-100.00%-Jun 30, 2024
PALOMA PARTNERS MANAGEMENT CO----18,384-100.00%-Jun 30, 2024
MIRABELLA FINANCIAL SERVICES LLP----18,384-100.00%-Jun 30, 2024
GLOBAL ASSETS ADVISORY, LLC----17,669-100.00%-Jun 30, 2024
MORGAN STANLEY0.19%0.00%63,837-14,923-18.95%768,609Jun 30, 2024
JEFFERIES FINANCIAL GROUP INC.----14,500-100.00%-Jun 30, 2024
ROYAL BANK OF CANADA0.07%0.00%22,506-13,201-36.97%271,000Jun 30, 2024
WOLVERINE TRADING, LLC----12,200-100.00%-Jun 30, 2024
CAPSTONE INVESTMENT ADVISORS, LLC----10,900-100.00%-Jun 30, 2024
GREEN ALPHA ADVISORS, LLC0.66%2.16%222,810-6,133-2.68%2,682,633Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.0.09%0.00%28,587-5,185-15.35%344,185Jun 30, 2024
QUANTBOT TECHNOLOGIES LP----2,996-100.00%-Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)----2,169-100.00%-Jun 30, 2024
UBS GROUP AG0.04%-14,178-2,045-12.61%170,703Jun 30, 2024
SIMPLEX TRADING, LLC----1,495-100.00%-Jun 30, 2024
ASTORIA PORTFOLIO ADVISORS LLC.0.04%0.06%13,227-1,378-9.44%159,256Jun 30, 2024
NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC----1,287-100.00%-Jun 30, 2024
KOVACK ADVISORS, INC.0.04%0.02%13,461-1,079-7.42%162,070Jun 30, 2024

As of Jun 30 2024, Horizon Technology Finance's biggest institutional seller is ADVISORS ASSET MANAGEMENT, INC.. The company sold -50.24K shares of HRZN, valued at $915.46K.

Institutional New positions

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
HRT FINANCIAL LP0.18%0.00%61,01361,013100.00%734,000Jun 30, 2024
STRATEGIC FINANCIAL CONCEPTS, LLC0.09%0.00%30,15030,150100.00%2,500,000Jun 30, 2024
CLEARSTEAD ADVISORS, LLC0.04%0.00%14,00014,000100.00%168,560Jun 30, 2024
AQUATIC CAPITAL MANAGEMENT LLC0.02%0.00%6,0006,000100.00%72,240Jun 30, 2024
HARBOUR INVESTMENTS, INC.0.00%0.00%464464100.00%5,589Jun 30, 2024
1620 INVESTMENT ADVISORS, INC.0.00%0.00%155155100.00%1,866Jun 30, 2024
CAMELOT PORTFOLIOS, LLC0.00%0.00%3939100.00%471Jun 30, 2024
COMERICA BANK--1212100.00%144Jun 30, 2024
VITALSTONE FINANCIAL, LLC--22100.00%24Jun 30, 2024

Horizon Technology Finance's largest new institutional shareholder by number of shares is HRT FINANCIAL LP, purchased 61.01K shares, valued at $734.00K, as of undefined.

Institutional Sold Out

Name% Total Shares% Total AssetsCurrent SharesChange AmountChange %Market ValueDate
DYNAMIC TECHNOLOGY LAB PRIVATE LTD----31,428-100.00%-Jun 30, 2024
VIRTU FINANCIAL LLC----22,612-100.00%-Jun 30, 2024
PALOMA PARTNERS MANAGEMENT CO----18,384-100.00%-Jun 30, 2024
MIRABELLA FINANCIAL SERVICES LLP----18,384-100.00%-Jun 30, 2024
GLOBAL ASSETS ADVISORY, LLC----17,669-100.00%-Jun 30, 2024
JEFFERIES FINANCIAL GROUP INC.----14,500-100.00%-Jun 30, 2024
WOLVERINE TRADING, LLC----12,200-100.00%-Jun 30, 2024
CAPSTONE INVESTMENT ADVISORS, LLC----10,900-100.00%-Jun 30, 2024
QUANTBOT TECHNOLOGIES LP----2,996-100.00%-Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)----2,169-100.00%-Jun 30, 2024
SIMPLEX TRADING, LLC----1,495-100.00%-Jun 30, 2024
NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC----1,287-100.00%-Jun 30, 2024
JPMORGAN CHASE & CO----500-100.00%-Jun 30, 2024
CAPE INVESTMENT ADVISORY, INC.----271-100.00%-Jun 30, 2024
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.----67-100.00%-Jun 30, 2024

Horizon Technology Finance's largest sold out institutional shareholder by shares sold is DYNAMIC TECHNOLOGY LAB PRIVATE LTD, sold -31.43K shares, valued at -, as of undefined.

Horizon Technology Finance Mutual Fund Holders


Name% Total AssetsTotal SharesChange AmountChange %Date
SHELTON FUNDS0.23%389,700--Feb 29, 2024
ETFis Series Trust I0.03%45,7851,5393.48%Jan 31, 2024
BRIDGEWAY FUNDS INC0.01%24,900--Mar 28, 2024
Investment Managers Series Trust II0.01%89,803-46,874-34.30%Mar 31, 2024
ADVISORS' INNER CIRCLE FUND0.00%3,500--Jan 31, 2024
Capitol Series Trust0.00%450--Jan 31, 2024
FIDELITY CONCORD STREET TRUST0.00%7,992--Feb 29, 2024
VANGUARD QUANTITATIVE FUNDS0.00%100--Mar 31, 2024
USAA MUTUAL FUNDS TRUST0.00%2,823--Jan 31, 2024
Blackstone Alternative Investment Funds0.00%500-2,600-83.87%Mar 31, 2023

Horizon Technology Finance's largest mutual fund holder by % of total assets is "SHELTON FUNDS", owning 389.70K shares, compromising 0.23% of its total assets.

Horizon Technology Finance Institutional Ownership Trends


Institutional Holdings Trend

DateHoldingsChange %
30 Jun, 2425-61.54%
31 Mar, 246510.17%
31 Dec, 235920.41%
30 Sep, 2349-7.55%
30 Jun, 2353-1.85%
31 Mar, 2354-23.94%
31 Dec, 227120.34%
30 Sep, 2259-13.24%
30 Jun, 2268-8.11%
31 Mar, 227425.42%
31 Dec, 215920.41%
30 Sep, 2149-15.52%
30 Jun, 21585.45%
31 Mar, 215522.22%
31 Dec, 204525.00%
30 Sep, 2036-12.20%
30 Jun, 2041-12.77%
31 Mar, 20479.30%
31 Dec, 19432.38%
30 Sep, 194216.67%
30 Jun, 1936-10.00%
31 Mar, 194033.33%
31 Dec, 1830-
30 Sep, 1830-
30 Jun, 1830-11.76%
31 Mar, 1834-15.00%
31 Dec, 174017.65%
30 Sep, 1734-5.56%
30 Jun, 17365.88%
31 Mar, 1734-24.44%
31 Dec, 16457.14%
30 Sep, 1642-8.70%
30 Jun, 16464.55%
31 Mar, 164412.82%
31 Dec, 15398.33%
30 Sep, 15369.09%
30 Jun, 153313.79%
31 Mar, 15297.41%
31 Dec, 1427-15.63%
30 Sep, 1432-20.00%
30 Jun, 1440-21.57%
31 Mar, 145113.33%
31 Dec, 1345-4.26%
30 Sep, 1347-
30 Jun, 1347113.64%
31 Mar, 1322-12.00%
31 Dec, 12254.17%
30 Sep, 1224-4.00%
30 Jun, 122538.89%
31 Mar, 1218-
31 Dec, 111812.50%
30 Sep, 11166.67%
30 Jun, 111587.50%
31 Mar, 11833.33%
31 Dec, 106-

As of 30 Jun 24, 25 institutions are holding Horizon Technology Finance's shares, representing a decrease of -61.54% compared to the previous quarter.

Shares Outstanding Trend

DateShares OutstandingChange %
30 Jun, 24461,726-78.13%
31 Mar, 242,110,88025.82%
31 Dec, 231,677,693-2.08%
30 Sep, 231,713,3247.42%
30 Jun, 231,594,9363.93%
31 Mar, 231,534,576-43.19%
31 Dec, 222,701,3375.06%
30 Sep, 222,571,339-18.99%
30 Jun, 223,174,19619.89%
31 Mar, 222,647,48810.20%
31 Dec, 212,402,36923.19%
30 Sep, 211,950,121-2.67%
30 Jun, 212,003,6607.98%
31 Mar, 211,855,58216.00%
31 Dec, 201,599,69624.27%
30 Sep, 201,287,254-1.23%
30 Jun, 201,303,333-14.74%
31 Mar, 201,528,716-14.61%
31 Dec, 191,790,17717.14%
30 Sep, 191,528,2087.71%
30 Jun, 191,418,7961.57%
31 Mar, 191,396,80716.16%
31 Dec, 181,202,528-8.60%
30 Sep, 181,315,722-17.13%
30 Jun, 181,587,665-6.54%
31 Mar, 181,698,704-15.21%
31 Dec, 172,003,3450.60%
30 Sep, 171,991,310-5.99%
30 Jun, 172,118,2548.26%
31 Mar, 171,956,689-5.95%
31 Dec, 162,080,5383.99%
30 Sep, 162,000,745-7.47%
30 Jun, 162,162,360-9.22%
31 Mar, 162,382,041-2.70%
31 Dec, 152,448,058-11.57%
30 Sep, 152,768,4216.67%
30 Jun, 152,595,41516.38%
31 Mar, 152,230,0287.02%
31 Dec, 142,083,6789.42%
30 Sep, 141,904,333-7.45%
30 Jun, 142,057,594-3.63%
31 Mar, 142,135,133-12.16%
31 Dec, 132,430,624-7.13%
30 Sep, 132,617,1251.85%
30 Jun, 132,569,698260.82%
31 Mar, 13712,179-15.90%
31 Dec, 12846,869-29.89%
30 Sep, 121,207,871-16.68%
30 Jun, 121,449,615-1.39%
31 Mar, 121,470,0422.66%
31 Dec, 111,431,947-1.86%
30 Sep, 111,459,0177.50%
30 Jun, 111,357,243-12.98%
31 Mar, 111,559,64658.38%
31 Dec, 10984,757-

Horizon Technology Finance (HRZN) has 461.73K shares outstanding as of 30 Jun 24, down -78.13% compared to the previous quarter.

Institutional Ownership Trend

DateOwnership %Change %
30 Jun, 241.38%2.96%
31 Mar, 246.82%25.51%
31 Dec, 235.17%15.58%
30 Sep, 235.76%18.04%
30 Jun, 235.65%19.12%
31 Mar, 235.44%5.40%
31 Dec, 2210.04%10.05%
30 Sep, 229.99%5.86%
30 Jun, 2213.06%8.94%
31 Mar, 2212.09%8.91%
31 Dec, 2111.65%12.59%
30 Sep, 219.62%9.43%
30 Jun, 2110.10%11.00%
31 Mar, 219.58%11.51%
31 Dec, 209.12%16.37%
30 Sep, 207.46%12.61%
30 Jun, 207.69%9.20%
31 Mar, 209.14%5.18%
31 Dec, 1913.28%10.86%
30 Sep, 1911.06%10.07%
30 Jun, 1910.48%7.31%
31 Mar, 1911.97%11.01%
31 Dec, 1810.43%8.01%
30 Sep, 1811.41%6.01%
30 Jun, 1813.77%6.34%
31 Mar, 1814.74%4.87%
31 Dec, 1717.39%5.82%
30 Sep, 1717.29%5.11%
30 Jun, 1718.39%6.37%
31 Mar, 1717.00%5.23%
31 Dec, 1618.02%6.01%
30 Sep, 1617.32%4.94%
30 Jun, 1618.73%4.39%
31 Mar, 1620.65%4.31%
31 Dec, 1521.90%3.87%
30 Sep, 1523.79%4.78%
30 Jun, 1522.31%4.32%
31 Mar, 1522.74%4.85%
31 Dec, 1421.66%5.53%
30 Sep, 1419.79%4.33%
30 Jun, 1421.39%4.34%
31 Mar, 1422.21%3.46%
31 Dec, 1325.32%3.40%
30 Sep, 1327.31%3.79%
30 Jun, 1326.83%48.45%
31 Mar, 137.44%7.46%
31 Dec, 129.98%5.64%
30 Sep, 1213.31%3.70%
30 Jun, 1218.97%5.12%
31 Mar, 1219.25%5.44%
31 Dec, 1118.81%5.13%
30 Sep, 1119.15%6.01%
30 Jun, 1117.86%4.23%
31 Mar, 1120.54%12.21%
31 Dec, 1012.97%-

As of 30 Jun 24, Horizon Technology Finance is held by 1.38% institutional shareholders, representing a 2.96% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

DateIncreased PositionsChange %
30 Jun, 2411-67.65%
31 Mar, 24346.25%
31 Dec, 23323.23%
30 Sep, 2331-8.82%
30 Jun, 233441.67%
31 Mar, 2324-36.84%
31 Dec, 223818.75%
30 Sep, 2232-21.95%
30 Jun, 2241-8.89%
31 Mar, 224515.38%
31 Dec, 213939.29%
30 Sep, 2128-9.68%
30 Jun, 2131-11.43%
31 Mar, 21359.38%
31 Dec, 203268.42%
30 Sep, 2019-
30 Jun, 2019-17.39%
31 Mar, 2023-11.54%
31 Dec, 192652.94%
30 Sep, 1917-10.53%
30 Jun, 1919-17.39%
31 Mar, 1923155.56%
31 Dec, 18928.57%
30 Sep, 187-12.50%
30 Jun, 188-38.46%
31 Mar, 1813-27.78%
31 Dec, 171838.46%
30 Sep, 1713-
30 Jun, 1713-18.75%
31 Mar, 1716-36.00%
31 Dec, 1625-
30 Sep, 162538.89%
30 Jun, 1618-14.29%
31 Mar, 162116.67%
31 Dec, 1518-10.00%
30 Sep, 1520-13.04%
30 Jun, 152321.05%
31 Mar, 151911.76%
31 Dec, 141788.89%
30 Sep, 149-60.87%
30 Jun, 1423-17.86%
31 Mar, 142855.56%
31 Dec, 1318-18.18%
30 Sep, 1322-43.59%
30 Jun, 1339178.57%
31 Mar, 13147.69%
31 Dec, 1213-7.14%
30 Sep, 1214-33.33%
30 Jun, 122190.91%
31 Mar, 1211-
31 Dec, 111122.22%
30 Sep, 119-18.18%
30 Jun, 111183.33%
31 Mar, 116-
31 Dec, 106-

11 institutional shareholders have increased their position in HRZN stock as of 30 Jun 24 compared to 34 in the previous quarter (a -67.65% decrease).

Institutional Reduced Positions Trend

DateReduced PositionsChange %
30 Jun, 246-68.42%
31 Mar, 241911.76%
31 Dec, 231788.89%
30 Sep, 239-18.18%
30 Jun, 2311-50.00%
31 Mar, 2322-
31 Dec, 222257.14%
30 Sep, 2214-
30 Jun, 2214-6.67%
31 Mar, 221587.50%
31 Dec, 218-27.27%
30 Sep, 2111-15.38%
30 Jun, 211330.00%
31 Mar, 211011.11%
31 Dec, 209-
30 Sep, 209-30.77%
30 Jun, 2013-18.75%
31 Mar, 201677.78%
31 Dec, 199-18.18%
30 Sep, 191157.14%
30 Jun, 197-12.50%
31 Mar, 198-33.33%
31 Dec, 1812-20.00%
30 Sep, 181536.36%
30 Jun, 1811-15.38%
31 Mar, 1813-13.33%
31 Dec, 171525.00%
30 Sep, 1712-20.00%
30 Jun, 171536.36%
31 Mar, 171110.00%
31 Dec, 1610-
30 Sep, 1610-16.67%
30 Jun, 161220.00%
31 Mar, 1610-16.67%
31 Dec, 151271.43%
30 Sep, 15740.00%
30 Jun, 155-16.67%
31 Mar, 156-14.29%
31 Dec, 147-53.33%
30 Sep, 141525.00%
30 Jun, 1412-14.29%
31 Mar, 1414-12.50%
31 Dec, 13166.67%
30 Sep, 1315400.00%
30 Jun, 13350.00%
31 Mar, 132-80.00%
31 Dec, 1210100.00%
30 Sep, 12566.67%
30 Jun, 123-25.00%
31 Mar, 124-
31 Dec, 114-20.00%
30 Sep, 11566.67%
30 Jun, 11350.00%
31 Mar, 112-
31 Dec, 10--

6 institutional shareholders have reduced their position in HRZN stock as of 30 Jun 24 compared to 19 in the previous quarter (a -68.42% decrease).

All Institutional Ownership Trend Data

DateHoldingsChange %Shares OutstandingChange %Ownership %Change %Increased PositionsChange %Reduced PositionsChange %
30 Jun, 2425-61.54%461,726-78.13%1.38%2.96%11-67.65%6-68.42%
31 Mar, 246510.17%2,110,88025.82%6.82%25.51%346.25%1911.76%
31 Dec, 235920.41%1,677,693-2.08%5.17%15.58%323.23%1788.89%
30 Sep, 2349-7.55%1,713,3247.42%5.76%18.04%31-8.82%9-18.18%
30 Jun, 2353-1.85%1,594,9363.93%5.65%19.12%3441.67%11-50.00%
31 Mar, 2354-23.94%1,534,576-43.19%5.44%5.40%24-36.84%22-
31 Dec, 227120.34%2,701,3375.06%10.04%10.05%3818.75%2257.14%
30 Sep, 2259-13.24%2,571,339-18.99%9.99%5.86%32-21.95%14-
30 Jun, 2268-8.11%3,174,19619.89%13.06%8.94%41-8.89%14-6.67%
31 Mar, 227425.42%2,647,48810.20%12.09%8.91%4515.38%1587.50%
31 Dec, 215920.41%2,402,36923.19%11.65%12.59%3939.29%8-27.27%
30 Sep, 2149-15.52%1,950,121-2.67%9.62%9.43%28-9.68%11-15.38%
30 Jun, 21585.45%2,003,6607.98%10.10%11.00%31-11.43%1330.00%
31 Mar, 215522.22%1,855,58216.00%9.58%11.51%359.38%1011.11%
31 Dec, 204525.00%1,599,69624.27%9.12%16.37%3268.42%9-
30 Sep, 2036-12.20%1,287,254-1.23%7.46%12.61%19-9-30.77%
30 Jun, 2041-12.77%1,303,333-14.74%7.69%9.20%19-17.39%13-18.75%
31 Mar, 20479.30%1,528,716-14.61%9.14%5.18%23-11.54%1677.78%
31 Dec, 19432.38%1,790,17717.14%13.28%10.86%2652.94%9-18.18%
30 Sep, 194216.67%1,528,2087.71%11.06%10.07%17-10.53%1157.14%
30 Jun, 1936-10.00%1,418,7961.57%10.48%7.31%19-17.39%7-12.50%
31 Mar, 194033.33%1,396,80716.16%11.97%11.01%23155.56%8-33.33%
31 Dec, 1830-1,202,528-8.60%10.43%8.01%928.57%12-20.00%
30 Sep, 1830-1,315,722-17.13%11.41%6.01%7-12.50%1536.36%
30 Jun, 1830-11.76%1,587,665-6.54%13.77%6.34%8-38.46%11-15.38%
31 Mar, 1834-15.00%1,698,704-15.21%14.74%4.87%13-27.78%13-13.33%
31 Dec, 174017.65%2,003,3450.60%17.39%5.82%1838.46%1525.00%
30 Sep, 1734-5.56%1,991,310-5.99%17.29%5.11%13-12-20.00%
30 Jun, 17365.88%2,118,2548.26%18.39%6.37%13-18.75%1536.36%
31 Mar, 1734-24.44%1,956,689-5.95%17.00%5.23%16-36.00%1110.00%
31 Dec, 16457.14%2,080,5383.99%18.02%6.01%25-10-
30 Sep, 1642-8.70%2,000,745-7.47%17.32%4.94%2538.89%10-16.67%
30 Jun, 16464.55%2,162,360-9.22%18.73%4.39%18-14.29%1220.00%
31 Mar, 164412.82%2,382,041-2.70%20.65%4.31%2116.67%10-16.67%
31 Dec, 15398.33%2,448,058-11.57%21.90%3.87%18-10.00%1271.43%
30 Sep, 15369.09%2,768,4216.67%23.79%4.78%20-13.04%740.00%
30 Jun, 153313.79%2,595,41516.38%22.31%4.32%2321.05%5-16.67%
31 Mar, 15297.41%2,230,0287.02%22.74%4.85%1911.76%6-14.29%
31 Dec, 1427-15.63%2,083,6789.42%21.66%5.53%1788.89%7-53.33%
30 Sep, 1432-20.00%1,904,333-7.45%19.79%4.33%9-60.87%1525.00%
30 Jun, 1440-21.57%2,057,594-3.63%21.39%4.34%23-17.86%12-14.29%
31 Mar, 145113.33%2,135,133-12.16%22.21%3.46%2855.56%14-12.50%
31 Dec, 1345-4.26%2,430,624-7.13%25.32%3.40%18-18.18%166.67%
30 Sep, 1347-2,617,1251.85%27.31%3.79%22-43.59%15400.00%
30 Jun, 1347113.64%2,569,698260.82%26.83%48.45%39178.57%350.00%
31 Mar, 1322-12.00%712,179-15.90%7.44%7.46%147.69%2-80.00%
31 Dec, 12254.17%846,869-29.89%9.98%5.64%13-7.14%10100.00%
30 Sep, 1224-4.00%1,207,871-16.68%13.31%3.70%14-33.33%566.67%
30 Jun, 122538.89%1,449,615-1.39%18.97%5.12%2190.91%3-25.00%
31 Mar, 1218-1,470,0422.66%19.25%5.44%11-4-
31 Dec, 111812.50%1,431,947-1.86%18.81%5.13%1122.22%4-20.00%
30 Sep, 11166.67%1,459,0177.50%19.15%6.01%9-18.18%566.67%
30 Jun, 111587.50%1,357,243-12.98%17.86%4.23%1183.33%350.00%
31 Mar, 11833.33%1,559,64658.38%20.54%12.21%6-2-
31 Dec, 106-984,757-12.97%-6---

Horizon Technology Finance Insider Shareholders Trades


Open Market Insider Trades

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
Aug 05, 2024Goodman Jonathan Josephdirector-P-PurchaseBuy2,313$10.81$25.00K2,313
Aug 05, 2024Balkin Michaeldirector-P-PurchaseBuy10,000$10.58$105.80K10,000
Mar 11, 2024Michaud Gerald A.director, officer PresidentP-PurchaseBuy3,650$11.77$42.96K156,244
Dec 21, 2022Michaud Gerald A.officer PresidentP-PurchaseBuy18,250$11.03$201.30K144,585
Dec 12, 2022Pomeroy Robert D. Jr.officer CEO and Chairman of the BoardP-PurchaseBuy4,000$13.03$52.12K172,821
Dec 12, 2022Pomeroy Robert D. Jr.officer CEO and Chairman of the BoardP-PurchaseBuy600$13.03$7.82K8,717
Dec 07, 2022Michaud Gerald A.officer PresidentP-PurchaseBuy4,000$12.90$51.60K126,335
Nov 17, 2022Trolio Daniel R.officer Executive VP and CFOP-PurchaseBuy758$13.04$9.88K2,374
Sep 30, 2022Mahoney Edmund V.director-P-PurchaseBuy500$9.88$4.94K7,169
Jun 22, 2022Pomeroy Robert D. Jr.director CHIEF EXECUTIVE OFFICERP-PurchaseBuy4,000$11.30$45.20K162,127
May 17, 2022SAVAGE JOSEPH Jdirector P-PurchaseBuy10,000$12.23$122.30K50,000
May 12, 2022SAVAGE JOSEPH Jdirector P-PurchaseBuy5,000$11.82$59.10K40,000
May 11, 2022Trolio Daniel R.director CFOP-PurchaseBuy414$12.00$4.97K1,532
May 11, 2022Michaud Gerald A.director PRESIDENTP-PurchaseBuy3,050$12.06$36.78K121,899
May 09, 2022Pomeroy Robert D. Jr.director, officer CHIEF EXECUTIVE OFFICERP-PurchaseBuy4,000$12.73$50.90K155,539
May 09, 2022Pomeroy Robert D. Jr.director CHIEF EXECUTIVE OFFICERP-PurchaseBuy1,000$12.57$12.57K7,674

Open Market Insider Buys

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
Aug 05, 2024Goodman Jonathan Josephdirector-P-PurchaseBuy2,313$10.81$25.00K2,313
Aug 05, 2024Balkin Michaeldirector-P-PurchaseBuy10,000$10.58$105.80K10,000
Mar 11, 2024Michaud Gerald A.director, officer PresidentP-PurchaseBuy3,650$11.77$42.96K156,244
Dec 21, 2022Michaud Gerald A.officer PresidentP-PurchaseBuy18,250$11.03$201.30K144,585
Dec 12, 2022Pomeroy Robert D. Jr.officer CEO and Chairman of the BoardP-PurchaseBuy4,000$13.03$52.12K172,821
Dec 12, 2022Pomeroy Robert D. Jr.officer CEO and Chairman of the BoardP-PurchaseBuy600$13.03$7.82K8,717
Dec 07, 2022Michaud Gerald A.officer PresidentP-PurchaseBuy4,000$12.90$51.60K126,335
Nov 17, 2022Trolio Daniel R.officer Executive VP and CFOP-PurchaseBuy758$13.04$9.88K2,374
Sep 30, 2022Mahoney Edmund V.director-P-PurchaseBuy500$9.88$4.94K7,169
Jun 22, 2022Pomeroy Robert D. Jr.director CHIEF EXECUTIVE OFFICERP-PurchaseBuy4,000$11.30$45.20K162,127
May 17, 2022SAVAGE JOSEPH Jdirector P-PurchaseBuy10,000$12.23$122.30K50,000
May 12, 2022SAVAGE JOSEPH Jdirector P-PurchaseBuy5,000$11.82$59.10K40,000
May 11, 2022Trolio Daniel R.director CFOP-PurchaseBuy414$12.00$4.97K1,532
May 11, 2022Michaud Gerald A.director PRESIDENTP-PurchaseBuy3,050$12.06$36.78K121,899
May 09, 2022Pomeroy Robert D. Jr.director, officer CHIEF EXECUTIVE OFFICERP-PurchaseBuy4,000$12.73$50.90K155,539
May 09, 2022Pomeroy Robert D. Jr.director CHIEF EXECUTIVE OFFICERP-PurchaseBuy1,000$12.57$12.57K7,674

Insider Sells

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
Jul 18, 2023Balkin Michaeldirector-Sell----
Jul 14, 2023Goodman Jonathan Josephdirector-Sell----
Mar 02, 2023Dombrowski Lynn Denise Murrayofficer Chief Accounting OfficerSell----
Mar 02, 2023O'Connor Kimberley Anndirector-Sell----

All Insider Owners Trades

DateNameRelationRoleTransactionBuy/SellSharesPriceValueShares HeldSource
Aug 05, 2024Goodman Jonathan Josephdirector-P-PurchaseBuy2,313$10.81$25.00K2,313
Aug 05, 2024Balkin Michaeldirector-P-PurchaseBuy10,000$10.58$105.80K10,000
Mar 11, 2024Michaud Gerald A.director, officer PresidentP-PurchaseBuy3,650$11.77$42.96K156,244
Jul 18, 2023Balkin Michaeldirector-Sell----
Jul 14, 2023Goodman Jonathan Josephdirector-Sell----
Mar 02, 2023Dombrowski Lynn Denise Murrayofficer Chief Accounting OfficerSell----
Mar 02, 2023O'Connor Kimberley Anndirector-Sell----
Dec 21, 2022Michaud Gerald A.officer PresidentP-PurchaseBuy18,250$11.03$201.30K144,585
Dec 12, 2022Pomeroy Robert D. Jr.officer CEO and Chairman of the BoardP-PurchaseBuy4,000$13.03$52.12K172,821
Dec 12, 2022Pomeroy Robert D. Jr.officer CEO and Chairman of the BoardP-PurchaseBuy600$13.03$7.82K8,717
Dec 07, 2022Michaud Gerald A.officer PresidentP-PurchaseBuy4,000$12.90$51.60K126,335
Nov 17, 2022Trolio Daniel R.officer Executive VP and CFOP-PurchaseBuy758$13.04$9.88K2,374
Sep 30, 2022Mahoney Edmund V.director-P-PurchaseBuy500$9.88$4.94K7,169
Jun 22, 2022Pomeroy Robert D. Jr.director CHIEF EXECUTIVE OFFICERP-PurchaseBuy4,000$11.30$45.20K162,127
May 17, 2022SAVAGE JOSEPH Jdirector P-PurchaseBuy10,000$12.23$122.30K50,000
May 12, 2022SAVAGE JOSEPH Jdirector P-PurchaseBuy5,000$11.82$59.10K40,000
May 11, 2022Trolio Daniel R.director CFOP-PurchaseBuy414$12.00$4.97K1,532
May 11, 2022Michaud Gerald A.director PRESIDENTP-PurchaseBuy3,050$12.06$36.78K121,899
May 09, 2022Pomeroy Robert D. Jr.director, officer CHIEF EXECUTIVE OFFICERP-PurchaseBuy4,000$12.73$50.90K155,539
May 09, 2022Pomeroy Robert D. Jr.director CHIEF EXECUTIVE OFFICERP-PurchaseBuy1,000$12.57$12.57K7,674

The last insider sell of Horizon Technology Finance's stock was made by Balkin Michael on Jul 18 2023, selling - shares at - per share (valued at -). The last insider buy of HRZN was made by Goodman Jonathan Joseph on Aug 05 2024, buying 2,313 shares at $10.81 per share (worth $25.00K).

Horizon Technology Finance Insider Ownership Trends


All Insider Trades Trend

DateBuySellBuy/Sell Ratio
Q3 20242--
Q1 20241--
Q3 2023-2-
Q1 2023-2-
Q4 20225--
Q3 20221--
Q2 20227--
Q4 20213--
Q2 20213--
Q1 20213--
Q2 20203--
Q1 202081800.00%
Q3 20193--
Q2 20193--
Q2 20182--
Q1 20181--
Q4 20172--
Q2 20172--
Q4 20162--
Q3 201611100.00%

2 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by Horizon Technology Finance's insiders, as of Q3 2024.

Open Market Insider Trades Trend

DateBuySellBuy/Sell Ratio
Q3 20242--
Q1 20241--
Q3 2023---
Q1 2023---
Q4 20225--
Q3 20221--
Q2 20227--
Q4 20213--
Q2 20213--
Q1 20213--
Q2 20203--
Q1 20208--
Q3 20193--
Q2 20193--
Q2 20182--
Q1 20181--
Q4 20172--
Q2 20172--
Q4 20162--
Q3 20161--

As of Q3 2024, Insider owners conducted 2 open market buy trades and 0 open market sell trades of Horizon Technology Finance's stocks.

Horizon Technology Finance Peer Ownership


TickerCompany
MAINMain Street Capital Corporation
GLADGladstone Capital Corporation
FDUSFidus Investment Corporation
GAINGladstone Investment Corporation
WHFWhiteHorse Finance, Inc.
PFLTPennantPark Floating Rate Capital Ltd.
PSECProspect Capital Corporation
SCMStellus Capital Investment Corporation

HRZN Ownership FAQ


Horizon Technology Finance is owned by institutional shareholders (1.38%), insiders (1.34%), and public (97.28%). The largest institutional shareholder of Horizon Technology Finance is LEGAL & GENERAL GROUP PLC (0.83% of total shares) and the top mutual fund owner is SHELTON FUNDS (0.23% of total shares).

Horizon Technology Finance's major institutional shareholders are LEGAL & GENERAL GROUP PLC, GREEN ALPHA ADVISORS, LLC, CONNECTICUT WEALTH MANAGEMENT, LLC, TWO SIGMA INVESTMENTS, LP, and LPL FINANCIAL LLC. The top five shareholders own together 3.12% of the company's share outstanding.

As of Jun 2024, there are 25 institutional shareholders of Horizon Technology Finance.

LEGAL & GENERAL GROUP PLC owns 278.79K shares of Horizon Technology Finance, representing 0.83% of the company's total shares outstanding, valued at $3.36M (as of Jun 2024).

As of Jun 2024, GREEN ALPHA ADVISORS, LLC holds 222.81K shares of Horizon Technology Finance (HRZN), compromising 0.66% of the company, valued at $2.68M.

CONNECTICUT WEALTH MANAGEMENT, LLC is the third largest holder of Horizon Technology Finance. The company owns 210.42K of the company's shares outstanding (worth $2.53M).