Heritage Global Ownership 2024 | Who Owns Heritage Global Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

5.03%

Insider Ownership

15.92%

Retail Ownership

79.05%

Institutional Holders

15.00

Heritage Global Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	6.93%	0.36%	2,535,292	-	-	6,236,818	Jun 30, 2024
VANGUARD GROUP INC	5.17%	0.00%	1,893,646	-	-	4,658,369	Jun 30, 2024
UNIPLAN INVESTMENT COUNSEL, INC.	2.20%	0.18%	805,788	-2,575	-0.32%	1,982,000	Jun 30, 2024
ANCORA ADVISORS, LLC	1.42%	0.03%	519,675	47,287	10.01%	1,278,401	Jun 30, 2024
DIMENSIONAL FUND ADVISORS LP	1.23%	0.00%	449,864	47,375	11.77%	1,106,665	Jun 30, 2024
WYNNEFIELD CAPITAL INC	1.22%	0.49%	446,030	-	-	1,097,233	Jun 30, 2024
HERR INVESTMENT GROUP LLC	1.18%	0.07%	432,900	-	-	1,064,934	Jun 30, 2024
PERRITT CAPITAL MANAGEMENT INC	0.93%	0.46%	338,924	-333	-0.10%	833,753	Jun 30, 2024
GEODE CAPITAL MANAGEMENT, LLC	0.90%	0.00%	327,560	7,277	2.27%	805,999	Jun 30, 2024
RENAISSANCE TECHNOLOGIES LLC	0.87%	0.00%	318,217	-39,200	-10.97%	782,814	Jun 30, 2024
RIDGEWOOD INVESTMENTS LLC	0.55%	0.25%	200,547	3,000	1.52%	493,346	Jun 30, 2024
MUTUAL ADVISORS, LLC	0.46%	0.01%	167,530	-	-	390,345	Jun 30, 2024
BLACKROCK INC.	0.37%	-	136,846	4,951	3.75%	336,641	Jun 30, 2024
AMERIPRISE FINANCIAL INC	0.29%	0.00%	106,598	-19,966	-15.78%	262,232	Jun 30, 2024
STATE STREET CORP	0.28%	-	102,966	2,700	2.69%	253,296,000	Jun 30, 2024
FIRST TRUST ADVISORS LP	0.24%	0.00%	87,080	-301	-0.34%	214,216	Jun 30, 2024
NORTHERN TRUST CORP	0.18%	-	64,081	-45	-0.07%	157,639,000	Jun 30, 2024
MAN GROUP PLC	0.17%	0.00%	62,841	1,673	2.74%	154,589	Jun 30, 2024
GSA CAPITAL PARTNERS LLP	0.08%	0.01%	28,670	18,480	181.35%	71,000	Jun 30, 2024
JANUS HENDERSON GROUP PLC	0.05%	-	18,914	-1,531	-7.49%	46,528	Jun 30, 2024

Heritage Global's largest institutional shareholder is PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., holding 6.93% of the company's total share outstanding, currently valued at $6.24M. The top 10 institutional shareholders own together 22.05% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
WYNNEFIELD CAPITAL INC	1.22%	0.49%	446,030	-	-	1,097,233	Jun 30, 2024
PERRITT CAPITAL MANAGEMENT INC	0.93%	0.46%	338,924	-333	-0.10%	833,753	Jun 30, 2024
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	6.93%	0.36%	2,535,292	-	-	6,236,818	Jun 30, 2024
RIDGEWOOD INVESTMENTS LLC	0.55%	0.25%	200,547	3,000	1.52%	493,346	Jun 30, 2024
UNIPLAN INVESTMENT COUNSEL, INC.	2.20%	0.18%	805,788	-2,575	-0.32%	1,982,000	Jun 30, 2024
HERR INVESTMENT GROUP LLC	1.18%	0.07%	432,900	-	-	1,064,934	Jun 30, 2024
ANCORA ADVISORS, LLC	1.42%	0.03%	519,675	47,287	10.01%	1,278,401	Jun 30, 2024
MUTUAL ADVISORS, LLC	0.46%	0.01%	167,530	-	-	390,345	Jun 30, 2024
GSA CAPITAL PARTNERS LLP	0.08%	0.01%	28,670	18,480	181.35%	71,000	Jun 30, 2024
WEDBUSH SECURITIES INC	0.04%	0.00%	15,483	-1,200	-7.19%	38,000	Jun 30, 2024
RENAISSANCE TECHNOLOGIES LLC	0.87%	0.00%	318,217	-39,200	-10.97%	782,814	Jun 30, 2024
ENGINEERS GATE MANAGER LP	0.04%	0.00%	14,231	-385	-2.63%	35,008	Jun 30, 2024
MAN GROUP PLC	0.17%	0.00%	62,841	1,673	2.74%	154,589	Jun 30, 2024
WEBSTER BANK, N. A.	0.00%	0.00%	1,300	-	-	3,198	Jun 30, 2024
DIMENSIONAL FUND ADVISORS LP	1.23%	0.00%	449,864	47,375	11.77%	1,106,665	Jun 30, 2024
PARALLEL ADVISORS, LLC	0.01%	0.00%	4,000	-	-	9,840	Jun 30, 2024
FIRST TRUST ADVISORS LP	0.24%	0.00%	87,080	-301	-0.34%	214,216	Jun 30, 2024
VANGUARD GROUP INC	5.17%	0.00%	1,893,646	-	-	4,658,369	Jun 30, 2024
SPIRE WEALTH MANAGEMENT	0.00%	0.00%	1,000	250	33.33%	2,460	Jun 30, 2024
AMERIPRISE FINANCIAL INC	0.29%	0.00%	106,598	-19,966	-15.78%	262,232	Jun 30, 2024

The largest Heritage Global shareholder by % of total assets is WYNNEFIELD CAPITAL INC. The company owns 446.03K shares of Heritage Global (HGBL), representing 0.49% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
DIMENSIONAL FUND ADVISORS LP	1.23%	0.00%	449,864	47,375	11.77%	1,106,665	Jun 30, 2024
ANCORA ADVISORS, LLC	1.42%	0.03%	519,675	47,287	10.01%	1,278,401	Jun 30, 2024
GSA CAPITAL PARTNERS LLP	0.08%	0.01%	28,670	18,480	181.35%	71,000	Jun 30, 2024
GEODE CAPITAL MANAGEMENT, LLC	0.90%	0.00%	327,560	7,277	2.27%	805,999	Jun 30, 2024
BLACKROCK INC.	0.37%	-	136,846	4,951	3.75%	336,641	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	0.01%	-	5,426	3,600	197.15%	13,345	Jun 30, 2024
RIDGEWOOD INVESTMENTS LLC	0.55%	0.25%	200,547	3,000	1.52%	493,346	Jun 30, 2024
STATE STREET CORP	0.28%	-	102,966	2,700	2.69%	253,296,000	Jun 30, 2024
STIFEL FINANCIAL CORP	0.04%	-	14,325	2,000	16.23%	35,239	Jun 30, 2024
MAN GROUP PLC	0.17%	0.00%	62,841	1,673	2.74%	154,589	Jun 30, 2024
ROYAL BANK OF CANADA	0.00%	-	721	305	73.32%	2,000	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.00%	-	256	256	100.00%	630	Jun 30, 2024
SPIRE WEALTH MANAGEMENT	0.00%	0.00%	1,000	250	33.33%	2,460	Jun 30, 2024
NEWEDGE ADVISORS, LLC	0.00%	-	202	202	100.00%	497	Jun 30, 2024
FMR LLC	0.00%	-	67	-	-	165	Jun 30, 2024
MORGAN STANLEY	0.00%	-	500	-	-	1,230	Jun 30, 2024
PNC FINANCIAL SERVICES GROUP, INC.	0.00%	-	80	-	-	197	Jun 30, 2024
TORONTO DOMINION BANK	0.00%	-	61	-	-	150	Jun 30, 2024
CARSONALLARIA WEALTH MANAGEMENT, LTD.	-	-	2	-	-	5	Jun 30, 2024
FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.00%	-	575	-	-	1,415	Jun 30, 2024

As of Jun 30 2024, Heritage Global's largest institutional buyer is DIMENSIONAL FUND ADVISORS LP. The company purchased 47.38K stocks of HGBL, valued at $1.11M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
1492 CAPITAL MANAGEMENT LLC	-	-	-	-143,036	-100.00%	-	Jun 30, 2024
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	-	-	-	-123,088	-100.00%	-	Jun 30, 2024
CRAWFORD FUND MANAGEMENT, LLC	-	-	-	-93,500	-100.00%	-	Jun 30, 2024
QUBE RESEARCH & TECHNOLOGIES LTD	-	-	4	-74,021	-99.99%	10	Jun 30, 2024
BANK OF MONTREAL /CAN/	-	-	-	-49,200	-100.00%	-	Jun 30, 2024
GOLDMAN SACHS GROUP INC	-	-	-	-45,023	-100.00%	-	Jun 30, 2024
RENAISSANCE TECHNOLOGIES LLC	0.87%	0.00%	318,217	-39,200	-10.97%	782,814	Jun 30, 2024
MILLENNIUM MANAGEMENT LLC	0.05%	-	18,769	-23,637	-55.74%	46,172	Jun 30, 2024
AMERIPRISE FINANCIAL INC	0.29%	0.00%	106,598	-19,966	-15.78%	262,232	Jun 30, 2024
PRUDENTIAL FINANCIAL INC	-	-	-	-17,200	-100.00%	-	Jun 30, 2024
JPMORGAN CHASE & CO	0.00%	-	78	-8,722	-99.11%	192	Jun 30, 2024
UNIPLAN INVESTMENT COUNSEL, INC.	2.20%	0.18%	805,788	-2,575	-0.32%	1,982,000	Jun 30, 2024
TOWER RESEARCH CAPITAL LLC (TRC)	0.00%	-	806	-2,300	-74.05%	1,983	Jun 30, 2024
JANUS HENDERSON GROUP PLC	0.05%	-	18,914	-1,531	-7.49%	46,528	Jun 30, 2024
UBS GROUP AG	0.00%	-	333	-1,379	-80.55%	819	Jun 30, 2024
WEDBUSH SECURITIES INC	0.04%	0.00%	15,483	-1,200	-7.19%	38,000	Jun 30, 2024
FEDERATED HERMES, INC.	-	-	-	-818	-100.00%	-	Jun 30, 2024
BANK OF NEW YORK MELLON CORP	0.04%	-	15,411	-537	-3.37%	37,912	Jun 30, 2024
ENGINEERS GATE MANAGER LP	0.04%	0.00%	14,231	-385	-2.63%	35,008	Jun 30, 2024
PERRITT CAPITAL MANAGEMENT INC	0.93%	0.46%	338,924	-333	-0.10%	833,753	Jun 30, 2024

As of Jun 30 2024, Heritage Global's biggest institutional seller is 1492 CAPITAL MANAGEMENT LLC. The company sold -0.14M shares of HGBL, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
1492 CAPITAL MANAGEMENT LLC	-	-	-	-143,036	-100.00%	-	Jun 30, 2024
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	-	-	-	-123,088	-100.00%	-	Jun 30, 2024
CRAWFORD FUND MANAGEMENT, LLC	-	-	-	-93,500	-100.00%	-	Jun 30, 2024
BANK OF MONTREAL /CAN/	-	-	-	-49,200	-100.00%	-	Jun 30, 2024
GOLDMAN SACHS GROUP INC	-	-	-	-45,023	-100.00%	-	Jun 30, 2024
PRUDENTIAL FINANCIAL INC	-	-	-	-17,200	-100.00%	-	Jun 30, 2024
FEDERATED HERMES, INC.	-	-	-	-818	-100.00%	-	Jun 30, 2024
WELLS FARGO & COMPANY/MN	-	-	-	-241	-100.00%	-	Jun 30, 2024

Heritage Global's largest sold out institutional shareholder by shares sold is 1492 CAPITAL MANAGEMENT LLC, sold -0.14M shares, valued at -, as of undefined.

Heritage Global Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
PERRITT FUNDS INC	2.13%	261,999	-	-	Jan 31, 2024
ANCORA TRUST	0.69%	146,135	36,992	33.89%	Mar 31, 2024
VANGUARD VALLEY FORGE FUNDS	0.03%	14,800	-	-	Mar 31, 2024
FIRST TRUST EXCHANGE-TRADED FUND	0.01%	87,381	2,642	3.12%	Mar 31, 2024
Legg Mason ETF Investment Trust	0.01%	16,155	-	-	Mar 31, 2024
VANGUARD INDEX FUNDS	0.00%	1,834,063	-432,887	-19.10%	Mar 31, 2024
FIDELITY CONCORD STREET TRUST	0.00%	285,420	1,500	0.53%	Feb 29, 2024
VANGUARD INSTITUTIONAL INDEX FUNDS	0.00%	34,014	-	-	Mar 31, 2024
SCHWAB CAPITAL TRUST	0.00%	16,791	-	-	Jan 31, 2024
DFA INVESTMENT DIMENSIONS GROUP INC	0.00%	298,263	90,436	43.52%	Jan 31, 2024
Dimensional ETF Trust	0.00%	83,643	8,302	11.02%	Jan 31, 2024
SEI INSTITUTIONAL MANAGED TRUST	0.00%	169,957	-	-	Dec 31, 2023
USAA MUTUAL FUNDS TRUST	0.00%	3,386	-	-	Jan 31, 2024
WisdomTree Trust	0.00%	12,574	6,549	108.70%	Mar 31, 2024
EQ ADVISORS TRUST	0.00%	5,575	-	-	Mar 31, 2024
iSHARES TRUST	0.00%	70,964	-1,744	-2.40%	Mar 31, 2024

Heritage Global's largest mutual fund holder by % of total assets is "PERRITT FUNDS INC", owning 262.00K shares, compromising 2.13% of its total assets.

Heritage Global Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	15	-72.73%
31 Mar, 24	55	-
31 Dec, 23	55	-1.79%
30 Sep, 23	56	14.29%
30 Jun, 23	49	88.46%
31 Mar, 23	26	4.00%
31 Dec, 22	25	25.00%
30 Sep, 22	20	17.65%
30 Jun, 22	17	-10.53%
31 Mar, 22	19	-
31 Dec, 21	19	5.56%
30 Sep, 21	18	-
30 Jun, 21	18	12.50%
31 Mar, 21	16	6.67%
31 Dec, 20	15	87.50%
30 Sep, 20	8	-
30 Jun, 19	1	-
31 Mar, 19	1	-
31 Dec, 18	1	-

As of 30 Jun 24, 15 institutions are holding Heritage Global's shares, representing a decrease of -72.73% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	1,840,631	-81.63%
31 Mar, 24	10,020,560	0.13%
31 Dec, 23	10,007,424	2.08%
30 Sep, 23	9,803,408	-2.62%
30 Jun, 23	10,067,043	32.90%
31 Mar, 23	7,574,947	33.12%
31 Dec, 22	5,690,103	0.93%
30 Sep, 22	5,637,580	-17.23%
30 Jun, 22	6,811,537	33.22%
31 Mar, 22	5,112,899	-20.16%
31 Dec, 21	6,403,802	2.40%
30 Sep, 21	6,253,526	18.71%
30 Jun, 21	5,267,939	-4.36%
31 Mar, 21	5,508,303	43.31%
31 Dec, 20	3,843,711	772.39%
30 Sep, 20	440,596	-
30 Jun, 19	3,999	-
31 Mar, 19	3,999	-39.89%
31 Dec, 18	6,653	-

Heritage Global (HGBL) has 1.84M shares outstanding as of 30 Jun 24, down -81.63% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	5.03%	0.67%
31 Mar, 24	27.38%	3.68%
31 Dec, 23	27.29%	3.83%
30 Sep, 23	26.68%	3.55%
30 Jun, 23	27.43%	6.20%
31 Mar, 23	21.04%	8.43%
31 Dec, 22	15.80%	6.47%
30 Sep, 22	15.62%	4.39%
30 Jun, 22	18.87%	9.36%
31 Mar, 22	14.20%	4.44%
31 Dec, 21	17.89%	5.86%
30 Sep, 21	17.47%	7.82%
30 Jun, 21	14.94%	5.96%
31 Mar, 21	15.83%	10.27%
31 Dec, 20	12.41%	528.67%
30 Sep, 20	1.53%	-
30 Jun, 19	0.01%	7142.86%
31 Mar, 19	0.01%	2573.39%
31 Dec, 18	0.02%	-

As of 30 Jun 24, Heritage Global is held by 5.03% institutional shareholders, representing a 0.67% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	4	-83.33%
31 Mar, 24	24	-22.58%
31 Dec, 23	31	34.78%
30 Sep, 23	23	-36.11%
30 Jun, 23	36	111.76%
31 Mar, 23	17	6.25%
31 Dec, 22	16	60.00%
30 Sep, 22	10	25.00%
30 Jun, 22	8	14.29%
31 Mar, 22	7	-12.50%
31 Dec, 21	8	-20.00%
30 Sep, 21	10	-16.67%
30 Jun, 21	12	9.09%
31 Mar, 21	11	-
31 Dec, 20	11	37.50%
30 Sep, 20	8	-
30 Jun, 19	-	-
31 Mar, 19	-	-100.00%
31 Dec, 18	1	-

4 institutional shareholders have increased their position in HGBL stock as of 30 Jun 24 compared to 24 in the previous quarter (a -83.33% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	4	-76.47%
31 Mar, 24	17	30.77%
31 Dec, 23	13	-35.00%
30 Sep, 23	20	185.71%
30 Jun, 23	7	133.33%
31 Mar, 23	3	-25.00%
31 Dec, 22	4	100.00%
30 Sep, 22	2	100.00%
30 Jun, 22	1	-66.67%
31 Mar, 22	3	-57.14%
31 Dec, 21	7	600.00%
30 Sep, 21	1	-50.00%
30 Jun, 21	2	100.00%
31 Mar, 21	1	-
31 Dec, 20	-	-
30 Sep, 20	-	-
30 Jun, 19	-	-100.00%
31 Mar, 19	1	-
31 Dec, 18	-	-

4 institutional shareholders have reduced their position in HGBL stock as of 30 Jun 24 compared to 17 in the previous quarter (a -76.47% decrease).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	15	-72.73%	1,840,631	-81.63%	5.03%	0.67%	4	-83.33%	4	-76.47%
31 Mar, 24	55	-	10,020,560	0.13%	27.38%	3.68%	24	-22.58%	17	30.77%
31 Dec, 23	55	-1.79%	10,007,424	2.08%	27.29%	3.83%	31	34.78%	13	-35.00%
30 Sep, 23	56	14.29%	9,803,408	-2.62%	26.68%	3.55%	23	-36.11%	20	185.71%
30 Jun, 23	49	88.46%	10,067,043	32.90%	27.43%	6.20%	36	111.76%	7	133.33%
31 Mar, 23	26	4.00%	7,574,947	33.12%	21.04%	8.43%	17	6.25%	3	-25.00%
31 Dec, 22	25	25.00%	5,690,103	0.93%	15.80%	6.47%	16	60.00%	4	100.00%
30 Sep, 22	20	17.65%	5,637,580	-17.23%	15.62%	4.39%	10	25.00%	2	100.00%
30 Jun, 22	17	-10.53%	6,811,537	33.22%	18.87%	9.36%	8	14.29%	1	-66.67%
31 Mar, 22	19	-	5,112,899	-20.16%	14.20%	4.44%	7	-12.50%	3	-57.14%
31 Dec, 21	19	5.56%	6,403,802	2.40%	17.89%	5.86%	8	-20.00%	7	600.00%
30 Sep, 21	18	-	6,253,526	18.71%	17.47%	7.82%	10	-16.67%	1	-50.00%
30 Jun, 21	18	12.50%	5,267,939	-4.36%	14.94%	5.96%	12	9.09%	2	100.00%
31 Mar, 21	16	6.67%	5,508,303	43.31%	15.83%	10.27%	11	-	1	-
31 Dec, 20	15	87.50%	3,843,711	772.39%	12.41%	528.67%	11	37.50%	-	-
30 Sep, 20	8	-	440,596	-	1.53%	-	8	-	-	-
30 Jun, 19	1	-	3,999	-	0.01%	7142.86%	-	-	-	-100.00%
31 Mar, 19	1	-	3,999	-39.89%	0.01%	2573.39%	-	-100.00%	1	-
31 Dec, 18	1	-	6,653	-	0.02%	-	1	-	-	-

Heritage Global Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 20, 2024	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	7,297	$2.75	$20.07K	2,302,656
Mar 19, 2024	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	5,000	$2.88	$14.40K	100,000
Nov 13, 2023	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	5,000	$2.85	$14.25K	95,000
Sep 14, 2023	SHIMER SAMUEL L	director	-	P-Purchase	Buy	10,000	$2.95	$29.50K	297,500
Aug 24, 2023	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	3,200	$3.11	$9.95K	2,218,510
Aug 17, 2023	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	3,455	$3.13	$10.81K	90,000
Aug 16, 2023	Ludwig David Van	director, officer	President of subsidiary	P-Purchase	Buy	1,825	$3.30	$6.02K	1,039,304
Aug 16, 2023	Ludwig David Van	director, officer	President of subsidiary	P-Purchase	Buy	4,583	$3.12	$14.30K	1,037,479
Aug 15, 2023	Hexner Michael	director	-	P-Purchase	Buy	8,253	$3.12	$25.75K	217,104
Aug 15, 2023	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	6,211	$3.22	$20.00K	2,215,310

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 20, 2024	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	7,297	$2.75	$20.07K	2,302,656
Mar 19, 2024	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	5,000	$2.88	$14.40K	100,000
Nov 13, 2023	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	5,000	$2.85	$14.25K	95,000
Sep 14, 2023	SHIMER SAMUEL L	director	-	P-Purchase	Buy	10,000	$2.95	$29.50K	297,500
Aug 24, 2023	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	3,200	$3.11	$9.95K	2,218,510
Aug 17, 2023	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	3,455	$3.13	$10.81K	90,000
Aug 16, 2023	Ludwig David Van	director, officer	President of subsidiary	P-Purchase	Buy	1,825	$3.30	$6.02K	1,039,304
Aug 16, 2023	Ludwig David Van	director, officer	President of subsidiary	P-Purchase	Buy	4,583	$3.12	$14.30K	1,037,479
Aug 15, 2023	Hexner Michael	director	-	P-Purchase	Buy	8,253	$3.12	$25.75K	217,104
Aug 15, 2023	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	6,211	$3.22	$20.00K	2,215,310

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Mar 19, 2024	COBB BRIAN J.	officer	CFO	F-InKind	Sell	13,638	$2.93	$39.96K	94,913
Mar 19, 2024	Sklar James Edward	officer	EVP, Gen Counsel & Secretary	F-InKind	Sell	11,830	$2.93	$34.66K	283,876

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Mar 20, 2024	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	7,297	$2.75	$20.07K	2,302,656
Mar 19, 2024	COBB BRIAN J.	officer	CFO	F-InKind	Sell	13,638	$2.93	$39.96K	94,913
Mar 19, 2024	Sklar James Edward	officer	EVP, Gen Counsel & Secretary	F-InKind	Sell	11,830	$2.93	$34.66K	283,876
Mar 19, 2024	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	5,000	$2.88	$14.40K	100,000
Mar 11, 2024	Sinsley Barbara A	director	-	A-Award	Buy	15,000	-	-	61,300
Mar 11, 2024	Hexner Michael	director	-	A-Award	Buy	15,000	-	-	232,104
Mar 11, 2024	SHIMER SAMUEL L	director	-	A-Award	Buy	15,000	-	-	312,500
Mar 11, 2024	Sharpe Kelly S	director	-	A-Award	Buy	15,000	-	-	55,800
Mar 11, 2024	Burnham William L	director	-	A-Award	Buy	15,000	-	-	30,000
Mar 11, 2024	Sklar James Edward	officer	EVP, Gen Counsel & Secretary	A-Award	Buy	25,597	-	-	295,706
Mar 11, 2024	DOVE ROSS	director, officer	CEO	A-Award	Buy	76,850	-	-	2,295,359
Mar 11, 2024	COBB BRIAN J.	officer	CFO	A-Award	Buy	25,597	-	-	108,551
Nov 13, 2023	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	5,000	$2.85	$14.25K	95,000
Sep 14, 2023	SHIMER SAMUEL L	director	-	P-Purchase	Buy	10,000	$2.95	$29.50K	297,500
Aug 24, 2023	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	3,200	$3.11	$9.95K	2,218,510
Aug 17, 2023	Dove Nicholas Kirk	officer	President, Industrial Assets	P-Purchase	Buy	3,455	$3.13	$10.81K	90,000
Aug 16, 2023	Ludwig David Van	director, officer	President of subsidiary	P-Purchase	Buy	1,825	$3.30	$6.02K	1,039,304
Aug 16, 2023	Ludwig David Van	director, officer	President of subsidiary	P-Purchase	Buy	4,583	$3.12	$14.30K	1,037,479
Aug 15, 2023	Hexner Michael	director	-	P-Purchase	Buy	8,253	$3.12	$25.75K	217,104
Aug 15, 2023	DOVE ROSS	director, officer	CEO	P-Purchase	Buy	6,211	$3.22	$20.00K	2,215,310

The last insider sell of Heritage Global's stock was made by COBB BRIAN J. on Mar 19 2024, selling 13,638 shares at $2.93 per share (valued at $39.96K). The last insider buy of HGBL was made by DOVE ROSS on Mar 20 2024, buying 7,297 shares at $2.75 per share (worth $20.07K).

Heritage Global Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	10	2	500.00%
Q4 2023	1	-	-
Q3 2023	10	2	500.00%
Q2 2023	1	16	6.25%
Q1 2023	12	20	60.00%
Q3 2022	16	7	228.57%
Q2 2022	6	-	-
Q1 2022	4	2	200.00%
Q4 2021	17	-	-
Q3 2021	7	11	63.64%
Q2 2021	3	16	18.75%
Q1 2021	15	24	62.50%
Q4 2020	10	-	-
Q3 2020	1	3	33.33%
Q2 2020	4	1	400.00%
Q1 2020	7	-	-
Q4 2019	2	-	-
Q3 2019	11	-	-
Q2 2019	9	-	-
Q1 2019	7	-	-

10 total buy trades, and 2 total sell trades (buy/sell ratio of 5.00%) were made by Heritage Global's insiders, as of Q1 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q1 2024	2	-	-
Q4 2023	1	-	-
Q3 2023	8	-	-
Q2 2023	-	16	-
Q1 2023	-	14	-
Q3 2022	3	-	-
Q2 2022	4	-	-
Q1 2022	2	-	-
Q4 2021	17	-	-
Q3 2021	5	10	50.00%
Q2 2021	-	12	-
Q1 2021	1	11	9.09%
Q4 2020	9	-	-
Q3 2020	1	-	-
Q2 2020	3	-	-
Q1 2020	1	-	-
Q4 2019	2	-	-
Q3 2019	11	-	-
Q2 2019	8	-	-
Q1 2019	1	-	-

As of Q1 2024, Insider owners conducted 2 open market buy trades and 0 open market sell trades of Heritage Global's stocks.

Heritage Global Peer Ownership

Ticker	Company
HLI	Houlihan Lokey, Inc.
NMR	Nomura Holdings, Inc.
SNEX	StoneX Group Inc.
OPY	Oppenheimer Holdings Inc.
DFIN	Donnelley Financial Solutions, Inc.
WULF	TeraWulf Inc.
SRL	Scully Royalty Ltd.
IREN	Iris Energy Limited
MFH	Mercurity Fintech Holding Inc.
SAI	SAI.TECH Global Corporation
PIPR	Piper Sandler Companies
ARBK	Argo Blockchain plc
SDIG	Stronghold Digital Mining, Inc.
TCJH	Top KingWin Ltd
CIFR	Cipher Mining Inc.

HGBL Ownership FAQ

Who Owns Heritage Global?

Heritage Global is owned by institutional shareholders (5.03%), insiders (15.92%), and public (79.05%). The largest institutional shareholder of Heritage Global is PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. (6.93% of total shares) and the top mutual fund owner is PERRITT FUNDS INC (2.13% of total shares).

Who are the major institutional shareholders of Heritage Global?

Heritage Global's major institutional shareholders are PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., VANGUARD GROUP INC, UNIPLAN INVESTMENT COUNSEL, INC., ANCORA ADVISORS, LLC, and DIMENSIONAL FUND ADVISORS LP. The top five shareholders own together 16.95% of the company's share outstanding.

How many Heritage Global shareholders are there?

As of Jun 2024, there are 15 institutional shareholders of Heritage Global.

What percentage of Heritage Global is owned by PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC?

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC owns 2.54M shares of Heritage Global, representing 6.93% of the company's total shares outstanding, valued at $6.24M (as of Jun 2024).

What percentage of Heritage Global is owned by VANGUARD GROUP INC?

As of Jun 2024, VANGUARD GROUP INC holds 1.89M shares of Heritage Global (HGBL), compromising 5.17% of the company, valued at $4.66M.

What percentage of Heritage Global is owned by UNIPLAN INVESTMENT COUNSEL, INC?

UNIPLAN INVESTMENT COUNSEL, INC is the third largest holder of Heritage Global. The company owns 805.79K of the company's shares outstanding (worth $1.98M).