Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 24.10% institutional investors, 4.39% insiders, and 71.50% retail investors. Van eck associates is the largest institutional shareholder, holding 2.35% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 2.29% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 24.10% | 4.39% | 71.50% |
| Sector | Financial Services Stocks | 49.91% | 14.09% | 36.00% |
| Industry | Asset Management Stocks | 41.59% | 9.01% | 49.39% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 1.06M | 2.35% | $27.64M |
| Two sigma advisers, lp | 748.30K | 1.66% | $19.52M |
| Punch & associates investment management | 669.84K | 1.49% | $17.48M |
| Sanders morris harris | 641.47K | 1.42% | $16.74M |
| Zuckerman investment group | 640.65K | 1.42% | $16.71M |
| Two sigma investments, lp | 561.68K | 1.25% | $14.65M |
| Sound income strategies | 555.39K | 1.23% | $14.49M |
| Melia wealth | 379.37K | 0.84% | $9.90M |
| First manhattan co. llc. | 360.05K | 0.80% | $9.39M |
| Invesco | 344.84K | 0.77% | $9.00M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 379.37K | 5.40% | $9.90M |
| Redmont wealth advisors | 71.18K | 2.92% | $1.86M |
| Sanders morris harris | 641.47K | 2.75% | $16.74M |
| Muzinich | 101.95K | 2.03% | $2.66M |
| Zuckerman investment group | 640.65K | 1.93% | $16.71M |
| Smh capital advisors | 16.14K | 1.29% | $421.16K |
| Punch & associates investment management | 669.84K | 1.02% | $17.48M |
| Sound income strategies | 555.39K | 0.91% | $14.49M |
| Grace & white inc /ny | 176.60K | 0.87% | $4.61M |
| Moerus capital management | 82.10K | 0.77% | $2.14M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Two sigma advisers, lp | 748.30K | 0.04% | 362.50K |
| Invesco | 344.84K | 0.00% | 311.88K |
| Van eck associates | 1.06M | 0.04% | 211.99K |
| Two sigma investments, lp | 561.68K | 0.03% | 162.96K |
| Marshall wace, llp | 74.25K | 0.00% | 74.25K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Beacon pointe advisors | 31.06K | 0.01% | -406.33K |
| Citadel advisors | - | - | -117.75K |
| Fj capital management | - | - | -82.20K |
| Millennium management | - | - | -76.67K |
| Hudson bay capital management lp | - | - | -75.22K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Mml investors services | 45.81K | 0.00% | 45.81K | $1.20M |
| Lbmc investment advisors | 18.25K | 0.04% | 18.25K | $476.14K |
| Pinkerton retirement specialists | 16.65K | 0.07% | 16.65K | $434.37K |
| Vident advisory | 10.39K | 0.01% | 10.39K | $271.02K |
| Walter & keenan wealth management llc /in/ /adv | 8.00K | 0.07% | 8.00K | $208.72K |
Sold Out
| Holder | Change |
|---|---|
| Fmr | -1.00 |
| Principal securities | -14.00 |
| Financial synergies wealth advisors | -20.00 |
| Venturi wealth management | -55.00 |
| Mather group, llc. | -56.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2024 | 149 | - | 11,387,560 | 2.34% | 24 | 4.06% | 74 | -6.33% | 44 | 4.76% |
| Jun 30, 2024 | 146 | -0.68% | 10,872,240 | 3.50% | 24 | 4.44% | 77 | -10.47% | 41 | 20.59% |
| Mar 31, 2024 | 147 | 5.76% | 10,504,422 | 3.56% | 23 | 3.91% | 86 | - | 34 | 21.43% |
| Dec 31, 2023 | 139 | 17.80% | 10,143,671 | 19.30% | 24 | 5.33% | 86 | 36.51% | 28 | 12.00% |
| Sep 30, 2023 | 118 | 5.36% | 8,502,818 | 3.76% | 21 | 4.51% | 63 | 18.87% | 25 | - |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.09M | 2.29% | - |
| Embark Small Cap Equity Institutional | 398.89K | 0.84% | 11.24K |
| Invesco KBW High Dividend Yld Fincl ETF | 382.31K | 0.80% | - |
| iShares Listed Private Eq ETF USD Dist | 156.87K | 0.33% | - |
| Putnam BDC Income ETF | 153.34K | 0.33% | 18.49K |
| Undrly L&G Pen PMC Diversified | 86.55K | 0.18% | 667.00 |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 73.71K | 0.15% | 73.71K |
| First Trust Specialty Finance | 71.00K | 0.15% | - |
| Cozad US Equity Income SMA | 57.17K | 0.12% | -4.36K |
| Nikko Active BDC Mother | 45.83K | 0.10% | 13.73K |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Dec 12, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $5.67K |
| Nov 08, 2024 | BATTIST CHRISTINE | - | Buy | $5.92K |
| Nov 07, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $11.53K |
| Sep 16, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $6.26K |
| Aug 09, 2024 | BATTIST CHRISTINE | - | Buy | $9.72K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2024 Q4 | 3 | - |
| 2024 Q3 | 2 | - |
| 2024 Q2 | 5 | - |
| 2023 Q4 | 2 | - |
| 2023 Q3 | - | - |
CSWC Ownership FAQ
Try Tickergate Pro Free
Customize Everything. 100% Flexibility. Fast and Easy to Use (No code or Excel Needed)
Customize your own personal stocks lists, views and charts
Choose from hundreds of fields, up to 15 years of history
Conduct deep comparison analysis
Discover trending investment themes
Find your next best investment
Research stocks using tools