Capital Southwest Ownership | Who Owns Capital Southwest?
Capital Southwest Ownership Summary
Capital Southwest is owned by 29.96% institutional investors, 4.53% insiders, and 65.51% retail investors. Van eck associates is the largest institutional shareholder, holding 2.52% of CSWC shares. VanEck BDC Income ETF is the top mutual fund, with 2.20% of its assets in Capital Southwest shares.
CSWC Ownership Benchmark
| Type | Name | % Inst | % Insiders | % Retail |
|---|---|---|---|---|
| Stock | Capital Southwest | 29.96% | 4.53% | 65.51% |
| Sector | Financial Services Stocks | 40.29% | 14.61% | 45.11% |
| Industry | Asset Management Stocks | 33.12% | 8.74% | 58.14% |
Institutional Shareholders
Top Institutional Shareholders by Total Shares
| Holder | Shares | % Holding | Value |
|---|---|---|---|
| Van eck associates | 1.19M | 2.52% | $25.97M |
| Balyasny asset management | 1.00M | 2.12% | $21.85M |
| Sanders morris harris | 814.58K | 1.72% | $17.58M |
| Two sigma advisers, lp | 774.60K | 1.64% | $16.90M |
| Two sigma investments, lp | 673.78K | 1.43% | $14.70M |
| Zuckerman investment group | 672.47K | 1.42% | $14.98M |
| Punch & associates investment management | 672.37K | 1.39% | $14.67M |
| Sound income strategies | 578.54K | 1.22% | $12.62M |
| Beacon pointe advisors | 490.29K | 1.04% | $10.70M |
| Melia wealth | 401.58K | 0.85% | $8.76M |
Top Institutional Shareholders by % of Total Assets
| Holder | Shares | % Assets | Value |
|---|---|---|---|
| Melia wealth | 401.58K | 4.57% | $8.76M |
| Sanders morris harris | 814.58K | 2.62% | $17.58M |
| Redmont wealth advisors | 66.94K | 2.52% | $1.46M |
| Smh capital advisors | 47.04K | 2.48% | $1.03M |
| Muzinich | 110.42K | 1.51% | $2.41M |
| Zuckerman investment group | 672.47K | 1.44% | $14.98M |
| Sovereign's capital management | 67.58K | 0.94% | $1.47M |
| Punch & associates investment management | 672.37K | 0.80% | $14.67M |
| Sound income strategies | 578.54K | 0.78% | $12.62M |
| Grace & white inc /ny | 176.60K | 0.72% | $3.85M |
Top Buyers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Balyasny asset management | 1.00M | 0.03% | 1.00M |
| Beacon pointe advisors | 490.29K | 0.12% | 459.29K |
| Millennium management | 257.38K | 0.00% | 257.38K |
| Two sigma investments, lp | 673.78K | 0.03% | 200.06K |
| Qube research | 197.63K | 0.01% | 197.63K |
Top Sellers
| Holder | Shares | % Assets | Change |
|---|---|---|---|
| Invesco | 31.49K | 0.00% | -367.86K |
| Citadel advisors | - | - | -117.75K |
| Fj capital management | - | - | -82.20K |
| Hudson bay capital management lp | - | - | -75.22K |
| Waterfall asset management | - | - | -38.13K |
New Positions
| Holder | Shares | % Assets | Change | Value |
|---|---|---|---|---|
| Balyasny asset management | 1.00M | 0.03% | 1.00M | $21.85M |
| Millennium management | 257.38K | 0.00% | 257.38K | $5.62M |
| Raymond james financial | 194.75K | 0.00% | 194.75K | $4.25M |
| Schonfeld strategic advisors | 103.04K | 0.01% | 103.04K | $2.25M |
| D. e. shaw | 101.64K | 0.00% | 101.64K | $2.22M |
Sold Out
| Holder | Change |
|---|---|
| Principal securities | -14.00 |
| Smartleaf asset management | -20.00 |
| Financial synergies wealth advisors | -20.00 |
| Nbt bank n a /ny | -28.00 |
| Corecap advisors | -29.00 |
Institutional Ownership Trends
| Date | Holdings | Change % | Shares | Change % | Ownership | Change % | Increased Position | Change % | Decreased Position | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| Dec 31, 2024 | 162 | 6.58% | 14,476,662 | 26.52% | 29 | 5.11% | 90 | 18.42% | 42 | -6.67% |
| Sep 30, 2024 | 149 | - | 11,387,560 | 2.34% | 24 | 4.06% | 74 | -6.33% | 44 | 4.76% |
| Jun 30, 2024 | 146 | -0.68% | 10,872,240 | 3.50% | 24 | 4.44% | 77 | -10.47% | 41 | 20.59% |
| Mar 31, 2024 | 147 | 5.76% | 10,504,422 | 3.56% | 23 | 3.91% | 86 | - | 34 | 21.43% |
| Dec 31, 2023 | 139 | 17.80% | 10,143,671 | 19.30% | 24 | 5.33% | 86 | 36.51% | 28 | 12.00% |
Top Mutual Funds Shareholders
| Holder | Shares | % Holding | Change |
|---|---|---|---|
| VanEck BDC Income ETF | 1.11M | 2.20% | - |
| Invesco KBW High Dividend Yld Fincl ETF | 380.89K | 0.80% | - |
| Embark Small Cap Equity Retirement | 398.89K | 0.79% | - |
| Embark Small Cap Equity Institutional | 398.89K | 0.79% | - |
| Putnam BDC Income ETF | 283.30K | 0.56% | 30.28K |
| iShares Listed Private Eq ETF USD Dist | 220.25K | 0.44% | - |
| Undrly L&G Pen PMC Diversified | 88.52K | 0.19% | 1.98K |
| Undrly L&G Diversified Life | 88.46K | 0.19% | -60.00 |
| FID DC L&G Diversified Fund | 81.46K | 0.16% | -3.60K |
| Undrly Fid DC L&G Fut Wld Mlt Asst MAGJ | 72.81K | 0.14% | -905.00 |
Recent Insider Transactions
| Date | Name | Role | Activity | Value |
|---|---|---|---|---|
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn | - | Buy | $10.13K |
| Dec 12, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $5.67K |
| Nov 08, 2024 | BATTIST CHRISTINE | - | Buy | $5.92K |
| Nov 07, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $11.53K |
| Sep 16, 2024 | Rogers-Windsor Ramona Lynn | - | Buy | $6.26K |
Insider Transactions Trends
| Date | Buy | Sell |
|---|---|---|
| 2025 Q1 | 1 | - |
| 2024 Q4 | 3 | - |
| 2024 Q3 | 2 | - |
| 2024 Q2 | 5 | - |
| 2023 Q4 | 2 | - |
CSWC Ownership FAQ
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