Capital Southwest Ownership 2024 | Who Owns Capital Southwest Now?
Institutional Ownership
13.43%
Insider Ownership
4.47%
Retail Ownership
82.10%
Institutional Holders
88.00
Capital Southwest Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 2.35% | 0.04% | 1,059,217 | 211,992 | 25.02% | 27,635,000 | Jun 30, 2024 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1.49% | 1.02% | 669,838 | 525 | 0.08% | 17,476,078 | Jun 30, 2024 |
| SANDERS MORRIS HARRIS LLC | 1.42% | 2.75% | 641,469 | -2,737 | -0.42% | 16,735,921 | Jun 30, 2024 |
| ZUCKERMAN INVESTMENT GROUP, LLC | 1.42% | 1.93% | 640,652 | -2,468 | -0.38% | 16,714,614 | Jun 30, 2024 |
| TWO SIGMA INVESTMENTS, LP | 1.25% | 0.03% | 561,678 | 162,957 | 40.87% | 14,654,179 | Jun 30, 2024 |
| SOUND INCOME STRATEGIES, LLC | 1.23% | 0.91% | 555,387 | 5,732 | 1.04% | 14,490,058 | Jun 30, 2024 |
| MELIA WEALTH LLC | 0.84% | 5.40% | 379,365 | 7,292 | 1.96% | 9,897,636 | Jun 30, 2024 |
| FIRST MANHATTAN CO. LLC. | 0.80% | 0.03% | 360,046 | -13,279 | -3.56% | 9,393,603 | Jun 30, 2024 |
| INVESCO LTD. | 0.77% | 0.00% | 344,843 | 311,884 | 946.28% | 8,996,954 | Jun 30, 2024 |
| LEGAL & GENERAL GROUP PLC | 0.75% | 0.00% | 338,247 | 9,239 | 2.81% | 8,831,630 | Jun 30, 2024 |
| TECTONIC ADVISORS LLC | 0.62% | 0.53% | 280,392 | 23,694 | 9.23% | 7,315,429 | Jun 30, 2024 |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 0.52% | 0.31% | 233,219 | -6,157 | -2.57% | 6,084,684 | Jun 30, 2024 |
| LPL FINANCIAL LLC | 0.40% | 0.00% | 181,011 | 27,511 | 17.92% | 4,722,573 | Jun 30, 2024 |
| GRACE & WHITE INC /NY | 0.39% | 0.87% | 176,597 | - | - | 4,607,416 | Jun 30, 2024 |
| ADVISORS ASSET MANAGEMENT, INC. | 0.38% | 0.09% | 170,163 | -924 | -0.54% | 4,439,553 | Jun 30, 2024 |
| MORGAN STANLEY | 0.37% | 0.00% | 165,174 | -26,944 | -14.02% | 4,309,395 | Jun 30, 2024 |
| BLACKROCK INC. | 0.36% | 0.00% | 163,946 | 5,311 | 3.35% | 4,277,347 | Jun 30, 2024 |
| FRANKLIN RESOURCES INC | 0.27% | 0.00% | 123,615 | 15,055 | 13.87% | 3,225,115 | Jun 30, 2024 |
| MCKINLEY CAPITAL MANAGEMENT LLC | 0.27% | 0.55% | 120,509 | 58 | 0.05% | 3,144,084 | Jun 30, 2024 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 0.25% | 0.00% | 114,625 | -3,295 | -2.79% | 2,990,563 | Jun 30, 2024 |
Capital Southwest's largest institutional shareholder is VAN ECK ASSOCIATES CORP, holding 2.35% of the company's total share outstanding, currently valued at $27.64M. The top 10 institutional shareholders own together 12.32% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MELIA WEALTH LLC | 0.84% | 5.40% | 379,365 | 7,292 | 1.96% | 9,897,636 | Jun 30, 2024 |
| REDMONT WEALTH ADVISORS LLC | 0.16% | 2.92% | 71,184 | -7,276 | -9.27% | 1,857,200 | Jun 30, 2024 |
| SANDERS MORRIS HARRIS LLC | 1.42% | 2.75% | 641,469 | -2,737 | -0.42% | 16,735,921 | Jun 30, 2024 |
| MUZINICH & CO., INC. | 0.23% | 2.03% | 101,955 | 26,976 | 35.98% | 2,660,005 | Jun 30, 2024 |
| ZUCKERMAN INVESTMENT GROUP, LLC | 1.42% | 1.93% | 640,652 | -2,468 | -0.38% | 16,714,614 | Jun 30, 2024 |
| SMH CAPITAL ADVISORS INC | 0.04% | 1.29% | 16,143 | -1,205 | -6.95% | 421,159 | Jun 30, 2024 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1.49% | 1.02% | 669,838 | 525 | 0.08% | 17,476,078 | Jun 30, 2024 |
| SOUND INCOME STRATEGIES, LLC | 1.23% | 0.91% | 555,387 | 5,732 | 1.04% | 14,490,058 | Jun 30, 2024 |
| GRACE & WHITE INC /NY | 0.39% | 0.87% | 176,597 | - | - | 4,607,416 | Jun 30, 2024 |
| MOERUS CAPITAL MANAGEMENT LLC | 0.18% | 0.77% | 82,097 | - | - | 2,141,911 | Jun 30, 2024 |
| TOTAL CLARITY WEALTH MANAGEMENT, INC. | 0.18% | 0.75% | 83,335 | -13,825 | -14.23% | 2,174,210 | Jun 30, 2024 |
| WATERFALL ASSET MANAGEMENT, LLC | 0.08% | 0.69% | 38,128 | 38,128 | 100.00% | 994,760 | Jun 30, 2024 |
| FIRST DALLAS SECURITIES INC. | 0.12% | 0.62% | 54,223 | 775 | 1.45% | 1,414,681 | Jun 30, 2024 |
| CALDWELL SUTTER CAPITAL, INC. | 0.10% | 0.56% | 43,228 | - | - | 1,127,819 | Jun 30, 2024 |
| MCKINLEY CAPITAL MANAGEMENT LLC | 0.27% | 0.55% | 120,509 | 58 | 0.05% | 3,144,084 | Jun 30, 2024 |
| TECTONIC ADVISORS LLC | 0.62% | 0.53% | 280,392 | 23,694 | 9.23% | 7,315,429 | Jun 30, 2024 |
| ALL SEASON FINANCIAL ADVISORS, INC. | 0.05% | 0.51% | 21,442 | -1,346 | -5.91% | 559,415 | Jun 30, 2024 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 0.15% | 0.45% | 68,019 | 68,019 | 100.00% | 1,774,624 | Jun 30, 2024 |
| VIRTUS ETF ADVISERS LLC | 0.07% | 0.38% | 29,825 | 4,506 | 17.80% | 778,134 | Jun 30, 2024 |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 0.52% | 0.31% | 233,219 | -6,157 | -2.57% | 6,084,684 | Jun 30, 2024 |
The largest Capital Southwest shareholder by % of total assets is MELIA WEALTH LLC. The company owns 379.37K shares of Capital Southwest (CSWC), representing 5.40% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| INVESCO LTD. | 0.77% | 0.00% | 344,843 | 311,884 | 946.28% | 8,996,954 | Jun 30, 2024 |
| VAN ECK ASSOCIATES CORP | 2.35% | 0.04% | 1,059,217 | 211,992 | 25.02% | 27,635,000 | Jun 30, 2024 |
| TWO SIGMA INVESTMENTS, LP | 1.25% | 0.03% | 561,678 | 162,957 | 40.87% | 14,654,179 | Jun 30, 2024 |
| HUDSON BAY CAPITAL MANAGEMENT LP | 0.17% | 0.01% | 75,215 | 75,215 | 100.00% | 1,962,359 | Jun 30, 2024 |
| MARSHALL WACE, LLP | 0.16% | 0.00% | 74,253 | 74,253 | 100.00% | 1,937,261 | Jun 30, 2024 |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 0.15% | 0.45% | 68,019 | 68,019 | 100.00% | 1,774,624 | Jun 30, 2024 |
| MML INVESTORS SERVICES, LLC | 0.10% | 0.00% | 45,811 | 45,811 | 100.00% | 1,195,000 | Jun 30, 2024 |
| GLOBAL RETIREMENT PARTNERS, LLC | 0.09% | 0.03% | 39,113 | 38,582 | 7265.91% | 1,020,458 | Jun 30, 2024 |
| WATERFALL ASSET MANAGEMENT, LLC | 0.08% | 0.69% | 38,128 | 38,128 | 100.00% | 994,760 | Jun 30, 2024 |
| LPL FINANCIAL LLC | 0.40% | 0.00% | 181,011 | 27,511 | 17.92% | 4,722,573 | Jun 30, 2024 |
| MUZINICH & CO., INC. | 0.23% | 2.03% | 101,955 | 26,976 | 35.98% | 2,660,005 | Jun 30, 2024 |
| BARCLAYS PLC | 0.17% | 0.00% | 74,820 | 25,318 | 51.15% | 1,952,000 | Jun 30, 2024 |
| TECTONIC ADVISORS LLC | 0.62% | 0.53% | 280,392 | 23,694 | 9.23% | 7,315,429 | Jun 30, 2024 |
| LBMC INVESTMENT ADVISORS, LLC | 0.04% | 0.04% | 18,250 | 18,250 | 100.00% | 476,143 | Jun 30, 2024 |
| PINKERTON RETIREMENT SPECIALISTS, LLC | 0.04% | 0.07% | 16,649 | 16,649 | 100.00% | 434,372 | Jun 30, 2024 |
| FRANKLIN RESOURCES INC | 0.27% | 0.00% | 123,615 | 15,055 | 13.87% | 3,225,115 | Jun 30, 2024 |
| QUANTBOT TECHNOLOGIES LP | 0.07% | 0.04% | 30,880 | 13,790 | 80.69% | 805,659 | Jun 30, 2024 |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | 0.03% | 0.00% | 12,680 | 12,680 | 100.00% | 328,539 | Jun 30, 2024 |
| QUBE RESEARCH & TECHNOLOGIES LTD | 0.03% | 0.00% | 12,428 | 12,428 | 100.00% | 324,247 | Jun 30, 2024 |
| PROSPERA FINANCIAL SERVICES INC | 0.03% | 0.01% | 12,368 | 12,368 | 100.00% | 322,681 | Jun 30, 2024 |
As of Jun 30 2024, Capital Southwest's largest institutional buyer is INVESCO LTD.. The company purchased 311.88K stocks of CSWC, valued at $9.00M.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | 0.07% | 0.01% | 31,062 | -406,327 | -92.90% | 810,408 | Jun 30, 2024 |
| FJ CAPITAL MANAGEMENT LLC | - | - | - | -82,205 | -100.00% | - | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | - | - | - | -76,666 | -100.00% | - | Jun 30, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | - | - | - | -63,500 | -100.00% | - | Jun 30, 2024 |
| HRT FINANCIAL LP | - | - | - | -45,145 | -100.00% | - | Jun 30, 2024 |
| TREXQUANT INVESTMENT LP | - | - | - | -33,855 | -100.00% | - | Jun 30, 2024 |
| MORGAN STANLEY | 0.37% | 0.00% | 165,174 | -26,944 | -14.02% | 4,309,395 | Jun 30, 2024 |
| AMERIPRISE FINANCIAL INC | 0.18% | 0.00% | 79,531 | -20,747 | -20.69% | 2,074,956 | Jun 30, 2024 |
| ADVISOR GROUP HOLDINGS, INC. | 0.05% | 0.00% | 22,374 | -20,607 | -47.94% | 583,755 | Jun 30, 2024 |
| CUBIST SYSTEMATIC STRATEGIES, LLC | 0.04% | 0.00% | 18,461 | -19,186 | -50.96% | 481,647 | Jun 30, 2024 |
| RAYMOND JAMES & ASSOCIATES | 0.14% | 0.00% | 64,874 | -18,862 | -22.53% | 1,692,564 | Jun 30, 2024 |
| CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | - | - | - | -18,546 | -100.00% | - | Jun 30, 2024 |
| SG AMERICAS SECURITIES, LLC | - | - | - | -14,079 | -100.00% | - | Jun 30, 2024 |
| TOTAL CLARITY WEALTH MANAGEMENT, INC. | 0.18% | 0.75% | 83,335 | -13,825 | -14.23% | 2,174,210 | Jun 30, 2024 |
| FIRST MANHATTAN CO. LLC. | 0.80% | 0.03% | 360,046 | -13,279 | -3.56% | 9,393,603 | Jun 30, 2024 |
| WOLVERINE TRADING, LLC | - | - | - | -11,900 | -100.00% | - | Jun 30, 2024 |
| SQUAREPOINT OPS LLC | - | - | - | -10,983 | -100.00% | - | Jun 30, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | 0.03% | 0.00% | 14,608 | -10,811 | -42.53% | 381,120 | Jun 30, 2024 |
| CAMPBELL & CO INVESTMENT ADVISER LLC | - | - | - | -10,695 | -100.00% | - | Jun 30, 2024 |
| GOOD LIFE ADVISORS, LLC | - | - | - | -10,557 | -100.00% | - | Jun 30, 2024 |
As of Jun 30 2024, Capital Southwest's biggest institutional seller is BEACON POINTE ADVISORS, LLC. The company sold -0.41M shares of CSWC, valued at $810.41K.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | 0.10% | 0.00% | 45,811 | 45,811 | 100.00% | 1,195,000 | Jun 30, 2024 |
| WATERFALL ASSET MANAGEMENT, LLC | 0.08% | 0.69% | 38,128 | 38,128 | 100.00% | 994,760 | Jun 30, 2024 |
| LBMC INVESTMENT ADVISORS, LLC | 0.04% | 0.04% | 18,250 | 18,250 | 100.00% | 476,143 | Jun 30, 2024 |
| PINKERTON RETIREMENT SPECIALISTS, LLC | 0.04% | 0.07% | 16,649 | 16,649 | 100.00% | 434,372 | Jun 30, 2024 |
| QUBE RESEARCH & TECHNOLOGIES LTD | 0.03% | 0.00% | 12,428 | 12,428 | 100.00% | 324,247 | Jun 30, 2024 |
| PROSPERA FINANCIAL SERVICES INC | 0.03% | 0.01% | 12,368 | 12,368 | 100.00% | 322,681 | Jun 30, 2024 |
| VIDENT ADVISORY, LLC | 0.02% | 0.01% | 10,388 | 10,388 | 100.00% | 271,024 | Jun 30, 2024 |
| MOLONEY SECURITIES ASSET MANAGEMENT, LLC | 0.02% | 0.04% | 9,515 | 9,515 | 100.00% | 248,246 | Jun 30, 2024 |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 0.02% | 0.07% | 8,000 | 8,000 | 100.00% | 208,720 | Jun 30, 2024 |
| AUTUMN GLORY PARTNERS, LLC | 0.02% | 0.11% | 8,000 | 8,000 | 100.00% | 208,720 | Jun 30, 2024 |
| EVERSOURCE WEALTH ADVISORS, LLC | 0.01% | 0.00% | 2,250 | 2,250 | 100.00% | 57,758 | Jun 30, 2024 |
| SPIRE WEALTH MANAGEMENT | 0.00% | 0.00% | 600 | 600 | 100.00% | 15,654 | Jun 30, 2024 |
| REDWOOD WEALTH MANAGEMENT GROUP, LLC | 0.00% | 0.01% | 581 | 581 | 100.00% | 15,155 | Jun 30, 2024 |
| HHM WEALTH ADVISORS, LLC | 0.00% | 0.00% | 500 | 500 | 100.00% | 13,045 | Jun 30, 2024 |
| RIDGEWOOD INVESTMENTS LLC | 0.00% | 0.01% | 500 | 500 | 100.00% | 13,045 | Jun 30, 2024 |
| ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLC | 0.00% | 0.00% | 200 | 200 | 100.00% | 5,218 | Jun 30, 2024 |
| MATHER GROUP, LLC. | 0.00% | - | 56 | 56 | 100.00% | 1,403 | Jun 30, 2024 |
| ARCHER INVESTMENT CORP | 0.00% | 0.00% | 51 | 51 | 100.00% | 1,336 | Jun 30, 2024 |
Capital Southwest's largest new institutional shareholder by number of shares is MML INVESTORS SERVICES, LLC, purchased 45.81K shares, valued at $1.20M, as of undefined.
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| FJ CAPITAL MANAGEMENT LLC | - | - | - | -82,205 | -100.00% | - | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | - | - | - | -76,666 | -100.00% | - | Jun 30, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | - | - | - | -63,500 | -100.00% | - | Jun 30, 2024 |
| HRT FINANCIAL LP | - | - | - | -45,145 | -100.00% | - | Jun 30, 2024 |
| TREXQUANT INVESTMENT LP | - | - | - | -33,855 | -100.00% | - | Jun 30, 2024 |
| CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | - | - | - | -18,546 | -100.00% | - | Jun 30, 2024 |
| SG AMERICAS SECURITIES, LLC | - | - | - | -14,079 | -100.00% | - | Jun 30, 2024 |
| WOLVERINE TRADING, LLC | - | - | - | -11,900 | -100.00% | - | Jun 30, 2024 |
| SQUAREPOINT OPS LLC | - | - | - | -10,983 | -100.00% | - | Jun 30, 2024 |
| CAMPBELL & CO INVESTMENT ADVISER LLC | - | - | - | -10,695 | -100.00% | - | Jun 30, 2024 |
| GOOD LIFE ADVISORS, LLC | - | - | - | -10,557 | -100.00% | - | Jun 30, 2024 |
| USA FINANCIAL PORTFORMULAS CORP | - | - | - | -1,908 | -100.00% | - | Jun 30, 2024 |
| ENTRYPOINT CAPITAL, LLC | - | - | - | -1,112 | -100.00% | - | Jun 30, 2024 |
| BEACON CAPITAL MANAGEMENT, LLC | - | - | - | -397 | -100.00% | - | Jun 30, 2024 |
| TOMPKINS FINANCIAL CORP | - | - | - | -355 | -100.00% | - | Jun 30, 2024 |
| NVERSES CAPITAL, LLC | - | - | - | -200 | -100.00% | - | Jun 30, 2024 |
| CORECAP ADVISORS, LLC | - | - | - | -82 | -100.00% | - | Jun 30, 2024 |
| FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | - | - | - | -20 | -100.00% | - | Jun 30, 2024 |
| PRINCIPAL SECURITIES, INC. | - | - | - | -14 | -100.00% | - | Jun 30, 2024 |
| FMR LLC | - | - | - | -1 | -100.00% | - | Jun 30, 2024 |
Capital Southwest's largest sold out institutional shareholder by shares sold is FJ CAPITAL MANAGEMENT LLC, sold -82.20K shares, valued at -, as of undefined.
Capital Southwest Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | 1.67% | 71,000 | - | - | Feb 29, 2024 |
| DIREXION FUNDS | 0.85% | 1,250,000 | - | - | Feb 29, 2024 |
| THOMPSON IM FUNDS INC | 0.20% | 3,200,000 | - | - | Feb 29, 2024 |
| KINETICS MUTUAL FUNDS INC | 0.15% | 4,000 | -11,600 | -74.36% | Mar 31, 2024 |
| Two Roads Shared Trust | 0.08% | 3,200,000 | - | - | Jan 31, 2024 |
| Monteagle Funds | 0.06% | 2,530 | 2,530 | - | Feb 29, 2024 |
| HIGH INCOME SECURITIES FUND | 0.05% | 8,357 | - | - | Aug 31, 2022 |
| GraniteShares ETF Trust | 0.02% | 85,178 | - | - | Mar 31, 2024 |
| ETFis Series Trust I | 0.02% | 21,598 | 363 | 1.71% | Jan 31, 2024 |
| Putnam ETF Trust | 0.01% | 86,553 | 19,195 | 28.50% | Jan 31, 2024 |
| DIREXION FUNDS | 0.01% | 9,000 | - | - | Feb 29, 2024 |
| ADVISORS' INNER CIRCLE FUND | 0.01% | 125,000 | - | - | Jan 31, 2024 |
| NEXPOINT FUNDS I | 0.00% | 12,096 | - | - | Dec 31, 2023 |
| SCM Trust | 0.00% | 5,500 | - | - | Dec 31, 2023 |
| Invesco Exchange-Traded Fund Trust II | 0.00% | 385,662 | -50,913 | -11.66% | Feb 29, 2024 |
| LITMAN GREGORY FUNDS TRUST | 0.00% | 40,873 | - | - | Mar 31, 2024 |
| INVESCO EXCHANGE-TRADED FUND TRUST | 0.00% | 45,559 | - | - | Jan 31, 2024 |
| FINANCIAL INVESTORS TRUST | 0.00% | 40,470 | - | - | Jan 31, 2024 |
| FIDELITY CONCORD STREET TRUST | 0.00% | 11,251 | - | - | Feb 29, 2024 |
| VANGUARD QUANTITATIVE FUNDS | 0.00% | 188 | - | - | Mar 31, 2024 |
| PROSHARES TRUST | 0.00% | 5,047 | -43 | -0.84% | Feb 29, 2024 |
| VanEck ETF Trust | 0.00% | 797,010 | 120,955 | 17.89% | Jan 31, 2024 |
| Blackstone Alternative Investment Funds | 0.00% | 1,900 | 300 | 18.75% | Mar 31, 2024 |
| USAA MUTUAL FUNDS TRUST | 0.00% | 3,415 | - | - | Jan 31, 2024 |
| JOHN HANCOCK VARIABLE INSURANCE TRUST | 0.00% | 445 | - | - | Mar 31, 2024 |
Capital Southwest's largest mutual fund holder by % of total assets is "FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND", owning 71.00K shares, compromising 1.67% of its total assets.
Capital Southwest Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 30 Jun, 24 | 88 | -40.14% |
| 31 Mar, 24 | 147 | 6.52% |
| 31 Dec, 23 | 138 | 16.95% |
| 30 Sep, 23 | 118 | 5.36% |
| 30 Jun, 23 | 112 | 9.80% |
| 31 Mar, 23 | 102 | -1.92% |
| 31 Dec, 22 | 104 | 15.56% |
| 30 Sep, 22 | 90 | -12.62% |
| 30 Jun, 22 | 103 | 10.75% |
| 31 Mar, 22 | 93 | -2.11% |
| 31 Dec, 21 | 95 | 5.56% |
| 30 Sep, 21 | 90 | -5.26% |
| 30 Jun, 21 | 95 | 14.46% |
| 31 Mar, 21 | 83 | 13.70% |
| 31 Dec, 20 | 73 | 23.73% |
| 30 Sep, 20 | 59 | -11.94% |
| 30 Jun, 20 | 67 | 4.69% |
| 31 Mar, 20 | 64 | -20.00% |
| 31 Dec, 19 | 80 | 17.65% |
| 30 Sep, 19 | 68 | 4.62% |
| 30 Jun, 19 | 65 | 4.84% |
| 31 Mar, 19 | 62 | 1.64% |
| 31 Dec, 18 | 61 | 32.61% |
| 30 Sep, 18 | 46 | 6.98% |
| 30 Jun, 18 | 43 | 7.50% |
| 31 Mar, 18 | 40 | -2.44% |
| 31 Dec, 17 | 41 | - |
| 30 Sep, 17 | 41 | -14.58% |
| 30 Jun, 17 | 48 | 11.63% |
| 31 Mar, 17 | 43 | -4.44% |
| 31 Dec, 16 | 45 | -2.17% |
| 30 Sep, 16 | 46 | -4.17% |
| 30 Jun, 16 | 48 | -7.69% |
| 31 Mar, 16 | 52 | 1.96% |
| 31 Dec, 15 | 51 | -13.56% |
| 30 Sep, 15 | 59 | -4.84% |
| 30 Jun, 15 | 62 | -6.06% |
| 31 Mar, 15 | 66 | 8.20% |
| 31 Dec, 14 | 61 | -1.61% |
| 30 Sep, 14 | 62 | -12.68% |
| 30 Jun, 14 | 71 | -12.35% |
| 31 Mar, 14 | 81 | 15.71% |
| 31 Dec, 13 | 70 | -4.11% |
| 30 Sep, 13 | 73 | - |
| 30 Jun, 13 | 73 | 247.62% |
| 31 Mar, 13 | 21 | -25.00% |
| 31 Dec, 12 | 28 | - |
| 30 Sep, 12 | 28 | -3.45% |
| 30 Jun, 12 | 29 | 7.41% |
| 31 Mar, 12 | 27 | 22.73% |
| 31 Dec, 11 | 22 | 15.79% |
| 30 Sep, 11 | 19 | -13.64% |
| 30 Jun, 11 | 22 | -4.35% |
| 31 Mar, 11 | 23 | 15.00% |
| 31 Dec, 10 | 20 | 5.26% |
| 30 Sep, 10 | 19 | -13.64% |
| 30 Jun, 10 | 22 | 46.67% |
| 31 Mar, 10 | 15 | -11.76% |
| 31 Dec, 09 | 17 | -10.53% |
| 30 Sep, 09 | 19 | -5.00% |
| 30 Jun, 09 | 20 | 25.00% |
| 31 Mar, 09 | 16 | 6.67% |
| 31 Dec, 08 | 15 | -28.57% |
| 30 Sep, 08 | 21 | 75.00% |
| 30 Jun, 08 | 12 | 9.09% |
| 31 Mar, 08 | 11 | -15.38% |
| 31 Dec, 07 | 13 | 8.33% |
| 30 Sep, 07 | 12 | -14.29% |
| 30 Jun, 07 | 14 | 27.27% |
| 31 Mar, 07 | 11 | -26.67% |
| 31 Dec, 06 | 15 | 66.67% |
| 30 Sep, 06 | 9 | 50.00% |
| 30 Jun, 06 | 6 | -14.29% |
| 31 Mar, 06 | 7 | 16.67% |
| 31 Dec, 05 | 6 | 20.00% |
| 30 Sep, 05 | 5 | -16.67% |
| 30 Jun, 05 | 6 | -14.29% |
| 31 Mar, 05 | 7 | 40.00% |
| 31 Dec, 04 | 5 | - |
| 30 Sep, 04 | 5 | -16.67% |
| 30 Jun, 04 | 6 | 50.00% |
| 31 Mar, 04 | 4 | - |
| 31 Dec, 03 | 4 | 33.33% |
| 30 Sep, 03 | 3 | -25.00% |
| 30 Jun, 03 | 4 | 100.00% |
| 31 Mar, 03 | 2 | -33.33% |
| 31 Dec, 02 | 3 | 50.00% |
| 30 Sep, 02 | 2 | - |
| 30 Jun, 02 | 2 | - |
| 31 Mar, 02 | 2 | - |
| 30 Sep, 00 | 1 | -50.00% |
| 30 Jun, 00 | 2 | 100.00% |
| 31 Mar, 00 | 1 | - |
| 31 Dec, 99 | 1 | -50.00% |
| 30 Sep, 99 | 2 | 100.00% |
| 30 Jun, 99 | 1 | - |
| 31 Mar, 99 | 1 | - |
As of 30 Jun 24, 88 institutions are holding Capital Southwest's shares, representing a decrease of -40.14% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 30 Jun, 24 | 6,049,857 | -42.41% |
| 31 Mar, 24 | 10,504,422 | 4.55% |
| 31 Dec, 23 | 10,047,572 | 18.17% |
| 30 Sep, 23 | 8,502,818 | 3.76% |
| 30 Jun, 23 | 8,194,321 | 0.86% |
| 31 Mar, 23 | 8,124,227 | -9.72% |
| 31 Dec, 22 | 8,998,569 | 16.29% |
| 30 Sep, 22 | 7,738,073 | 1.15% |
| 30 Jun, 22 | 7,650,069 | 22.47% |
| 31 Mar, 22 | 6,246,239 | 6.72% |
| 31 Dec, 21 | 5,852,771 | 2.55% |
| 30 Sep, 21 | 5,707,232 | -6.43% |
| 30 Jun, 21 | 6,099,125 | 1.87% |
| 31 Mar, 21 | 5,986,926 | 1.14% |
| 31 Dec, 20 | 5,919,248 | 2.95% |
| 30 Sep, 20 | 5,749,769 | -6.77% |
| 30 Jun, 20 | 6,167,049 | -3.95% |
| 31 Mar, 20 | 6,420,485 | -16.86% |
| 31 Dec, 19 | 7,722,534 | -4.87% |
| 30 Sep, 19 | 8,118,134 | -5.22% |
| 30 Jun, 19 | 8,564,925 | -6.48% |
| 31 Mar, 19 | 9,157,923 | -1.29% |
| 31 Dec, 18 | 9,277,506 | 3.82% |
| 30 Sep, 18 | 8,936,548 | -2.04% |
| 30 Jun, 18 | 9,122,503 | 0.12% |
| 31 Mar, 18 | 9,111,715 | -0.57% |
| 31 Dec, 17 | 9,163,853 | -4.66% |
| 30 Sep, 17 | 9,611,305 | -3.21% |
| 30 Jun, 17 | 9,930,523 | -1.05% |
| 31 Mar, 17 | 10,035,527 | -1.95% |
| 31 Dec, 16 | 10,235,262 | 1.20% |
| 30 Sep, 16 | 10,114,226 | 3.38% |
| 30 Jun, 16 | 9,783,912 | -0.12% |
| 31 Mar, 16 | 9,795,286 | -1.04% |
| 31 Dec, 15 | 9,898,612 | 11.59% |
| 30 Sep, 15 | 8,870,192 | -0.79% |
| 30 Jun, 15 | 8,941,224 | 4.12% |
| 31 Mar, 15 | 8,587,548 | 6.05% |
| 31 Dec, 14 | 8,097,822 | 0.11% |
| 30 Sep, 14 | 8,088,905 | -3.02% |
| 30 Jun, 14 | 8,341,082 | 3.93% |
| 31 Mar, 14 | 8,025,607 | 14.50% |
| 31 Dec, 13 | 7,009,421 | -0.92% |
| 30 Sep, 13 | 7,074,644 | 295.30% |
| 30 Jun, 13 | 1,789,669 | 181.76% |
| 31 Mar, 13 | 635,182 | -24.05% |
| 31 Dec, 12 | 836,344 | 37.58% |
| 30 Sep, 12 | 607,910 | -25.91% |
| 30 Jun, 12 | 820,487 | 31.72% |
| 31 Mar, 12 | 622,901 | 7.95% |
| 31 Dec, 11 | 577,021 | 1.26% |
| 30 Sep, 11 | 569,857 | -34.50% |
| 30 Jun, 11 | 870,017 | 4.52% |
| 31 Mar, 11 | 832,381 | 54.92% |
| 31 Dec, 10 | 537,285 | 8.03% |
| 30 Sep, 10 | 497,355 | 4.77% |
| 30 Jun, 10 | 474,715 | -9.70% |
| 31 Mar, 10 | 525,715 | -1.75% |
| 31 Dec, 09 | 535,066 | 26.14% |
| 30 Sep, 09 | 424,177 | -15.11% |
| 30 Jun, 09 | 499,689 | 7.43% |
| 31 Mar, 09 | 465,115 | 7.16% |
| 31 Dec, 08 | 434,050 | 27.19% |
| 30 Sep, 08 | 341,248 | 49.39% |
| 30 Jun, 08 | 228,420 | 1.14% |
| 31 Mar, 08 | 225,844 | -18.79% |
| 31 Dec, 07 | 278,107 | 16.81% |
| 30 Sep, 07 | 238,087 | -27.75% |
| 30 Jun, 07 | 329,510 | 121.12% |
| 31 Mar, 07 | 149,017 | -29.69% |
| 31 Dec, 06 | 211,955 | 11.10% |
| 30 Sep, 06 | 190,773 | 5.79% |
| 30 Jun, 06 | 180,330 | -1.29% |
| 31 Mar, 06 | 182,684 | -8.40% |
| 31 Dec, 05 | 199,443 | 17.62% |
| 30 Sep, 05 | 169,571 | 9.43% |
| 30 Jun, 05 | 154,959 | -1.48% |
| 31 Mar, 05 | 157,285 | 5.26% |
| 31 Dec, 04 | 149,431 | 1.31% |
| 30 Sep, 04 | 147,506 | 3.11% |
| 30 Jun, 04 | 143,053 | 9.95% |
| 31 Mar, 04 | 130,105 | 2.40% |
| 31 Dec, 03 | 127,057 | 1.96% |
| 30 Sep, 03 | 124,612 | -6.32% |
| 30 Jun, 03 | 133,012 | 10.28% |
| 31 Mar, 03 | 120,612 | -3.21% |
| 31 Dec, 02 | 124,612 | 307.07% |
| 30 Sep, 02 | 30,612 | -66.95% |
| 30 Jun, 02 | 92,612 | 25.30% |
| 31 Mar, 02 | 73,912 | - |
| 30 Sep, 00 | 1,600 | -78.95% |
| 30 Jun, 00 | 7,600 | 375.00% |
| 31 Mar, 00 | 1,600 | -60.00% |
| 31 Dec, 99 | 4,000 | -19.92% |
| 30 Sep, 99 | 4,995 | 402.01% |
| 30 Jun, 99 | 995 | - |
| 31 Mar, 99 | 995 | - |
Capital Southwest (CSWC) has 6.05M shares outstanding as of 30 Jun 24, down -42.41% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 30 Jun, 24 | 13.43% | 2.47% |
| 31 Mar, 24 | 23.32% | 3.98% |
| 31 Dec, 23 | 24.20% | 5.28% |
| 30 Sep, 23 | 21.42% | 4.51% |
| 30 Jun, 23 | 21.79% | 2.97% |
| 31 Mar, 23 | 27.07% | 3.29% |
| 31 Dec, 22 | 28.67% | 3.75% |
| 30 Sep, 22 | 27.65% | 3.08% |
| 30 Jun, 22 | 29.98% | 4.49% |
| 31 Mar, 22 | 25.83% | 4.14% |
| 31 Dec, 21 | 24.98% | 3.89% |
| 30 Sep, 21 | 25.33% | 3.06% |
| 30 Jun, 21 | 28.77% | 2.78% |
| 31 Mar, 21 | 32.19% | 3.36% |
| 31 Dec, 20 | 30.93% | 3.24% |
| 30 Sep, 20 | 30.91% | 2.68% |
| 30 Jun, 20 | 33.98% | 2.71% |
| 31 Mar, 20 | 35.38% | 1.92% |
| 31 Dec, 19 | 42.95% | 2.06% |
| 30 Sep, 19 | 45.68% | 1.91% |
| 30 Jun, 19 | 48.84% | 1.74% |
| 31 Mar, 19 | 52.98% | 1.80% |
| 31 Dec, 18 | 54.19% | 1.81% |
| 30 Sep, 18 | 54.76% | 1.72% |
| 30 Jun, 18 | 56.38% | 1.78% |
| 31 Mar, 18 | 56.35% | 1.74% |
| 31 Dec, 17 | 56.90% | 1.58% |
| 30 Sep, 17 | 60.03% | 1.56% |
| 30 Jun, 17 | 62.03% | 1.54% |
| 31 Mar, 17 | 63.42% | 1.52% |
| 31 Dec, 16 | 64.50% | 1.56% |
| 30 Sep, 16 | 64.31% | 1.66% |
| 30 Jun, 16 | 62.22% | 1.60% |
| 31 Mar, 16 | 62.30% | 1.56% |
| 31 Dec, 15 | 63.20% | 1.95% |
| 30 Sep, 15 | 56.92% | 1.73% |
| 30 Jun, 15 | 57.41% | 1.87% |
| 31 Mar, 15 | 55.43% | 2.02% |
| 31 Dec, 14 | 52.42% | 1.93% |
| 30 Sep, 14 | 52.05% | 1.78% |
| 30 Jun, 14 | 54.12% | 2.00% |
| 31 Mar, 14 | 52.07% | 2.82% |
| 31 Dec, 13 | 42.95% | 2.00% |
| 30 Sep, 13 | 46.36% | 33.68% |
| 30 Jun, 13 | 11.73% | 67.52% |
| 31 Mar, 13 | 4.17% | 13.76% |
| 31 Dec, 12 | 5.50% | 34.25% |
| 30 Sep, 12 | 4.01% | 13.74% |
| 30 Jun, 12 | 5.40% | 32.36% |
| 31 Mar, 12 | 4.09% | 27.70% |
| 31 Dec, 11 | 3.84% | 26.95% |
| 30 Sep, 11 | 3.77% | 8.96% |
| 30 Jun, 11 | 6.49% | 16.83% |
| 31 Mar, 11 | 6.21% | 26.92% |
| 31 Dec, 10 | 4.80% | 43.51% |
| 30 Sep, 10 | 3.32% | 43.26% |
| 30 Jun, 10 | 2.77% | 29.42% |
| 31 Mar, 10 | 3.07% | 24.01% |
| 31 Dec, 09 | 3.58% | 44.05% |
| 30 Sep, 09 | 2.85% | 35.35% |
| 30 Jun, 09 | 2.84% | 29.39% |
| 31 Mar, 09 | 3.11% | 36.95% |
| 31 Dec, 08 | 2.90% | 55.78% |
| 30 Sep, 08 | 2.28% | 98.33% |
| 30 Jun, 08 | 1.52% | 67.17% |
| 31 Mar, 08 | 1.51% | 47.11% |
| 31 Dec, 07 | 1.79% | 76.31% |
| 30 Sep, 07 | 1.53% | 34.12% |
| 30 Jun, 07 | 2.12% | 230.74% |
| 31 Mar, 07 | 0.96% | 51.53% |
| 31 Dec, 06 | 1.36% | 90.06% |
| 30 Sep, 06 | 1.23% | 90.96% |
| 30 Jun, 06 | 1.16% | 83.08% |
| 31 Mar, 06 | 1.18% | 70.81% |
| 31 Dec, 05 | 1.29% | 107.01% |
| 30 Sep, 05 | 1.10% | 108.95% |
| 30 Jun, 05 | 1.00% | 96.64% |
| 31 Mar, 05 | 1.02% | 108.67% |
| 31 Dec, 04 | 0.97% | 105.96% |
| 30 Sep, 04 | 0.96% | 111.21% |
| 30 Jun, 04 | 0.93% | 130.38% |
| 31 Mar, 04 | 0.84% | 124.35% |
| 31 Dec, 03 | 0.82% | 126.23% |
| 30 Sep, 03 | 0.81% | 107.11% |
| 30 Jun, 03 | 0.87% | 140.56% |
| 31 Mar, 03 | 0.79% | 119.18% |
| 31 Dec, 02 | 0.81% | 1919.40% |
| 30 Sep, 02 | 0.21% | 56.26% |
| 30 Jun, 02 | 0.60% | 259.64% |
| 31 Mar, 02 | 0.48% | - |
| 30 Sep, 00 | 0.01% | 422.69% |
| 30 Jun, 00 | 0.05% | 45238.10% |
| 31 Mar, 00 | 0.01% | 1526.72% |
| 31 Dec, 99 | 0.03% | 2448.93% |
| 30 Sep, 99 | 0.03% | 77232.31% |
| 30 Jun, 99 | 0.01% | 15404.62% |
| 31 Mar, 99 | 0.01% | - |
As of 30 Jun 24, Capital Southwest is held by 13.43% institutional shareholders, representing a 2.47% growth compared to 31 Mar 24.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 48 | -44.83% |
| 31 Mar, 24 | 87 | 1.16% |
| 31 Dec, 23 | 86 | 36.51% |
| 30 Sep, 23 | 63 | 18.87% |
| 30 Jun, 23 | 53 | - |
| 31 Mar, 23 | 53 | -18.46% |
| 31 Dec, 22 | 65 | 66.67% |
| 30 Sep, 22 | 39 | -36.07% |
| 30 Jun, 22 | 61 | 41.86% |
| 31 Mar, 22 | 43 | 4.88% |
| 31 Dec, 21 | 41 | 13.89% |
| 30 Sep, 21 | 36 | -40.00% |
| 30 Jun, 21 | 60 | 50.00% |
| 31 Mar, 21 | 40 | -6.98% |
| 31 Dec, 20 | 43 | 95.45% |
| 30 Sep, 20 | 22 | -31.25% |
| 30 Jun, 20 | 32 | -5.88% |
| 31 Mar, 20 | 34 | -24.44% |
| 31 Dec, 19 | 45 | 55.17% |
| 30 Sep, 19 | 29 | - |
| 30 Jun, 19 | 29 | -3.33% |
| 31 Mar, 19 | 30 | -21.05% |
| 31 Dec, 18 | 38 | 123.53% |
| 30 Sep, 18 | 17 | -15.00% |
| 30 Jun, 18 | 20 | 53.85% |
| 31 Mar, 18 | 13 | -23.53% |
| 31 Dec, 17 | 17 | 30.77% |
| 30 Sep, 17 | 13 | -45.83% |
| 30 Jun, 17 | 24 | 26.32% |
| 31 Mar, 17 | 19 | - |
| 31 Dec, 16 | 19 | - |
| 30 Sep, 16 | 19 | -9.52% |
| 30 Jun, 16 | 21 | - |
| 31 Mar, 16 | 21 | -22.22% |
| 31 Dec, 15 | 27 | 58.82% |
| 30 Sep, 15 | 17 | -32.00% |
| 30 Jun, 15 | 25 | -7.41% |
| 31 Mar, 15 | 27 | 3.85% |
| 31 Dec, 14 | 26 | 18.18% |
| 30 Sep, 14 | 22 | -46.34% |
| 30 Jun, 14 | 41 | - |
| 31 Mar, 14 | 41 | 28.13% |
| 31 Dec, 13 | 32 | -54.93% |
| 30 Sep, 13 | 71 | 16.39% |
| 30 Jun, 13 | 61 | 510.00% |
| 31 Mar, 13 | 10 | -33.33% |
| 31 Dec, 12 | 15 | 7.14% |
| 30 Sep, 12 | 14 | -12.50% |
| 30 Jun, 12 | 16 | 33.33% |
| 31 Mar, 12 | 12 | -20.00% |
| 31 Dec, 11 | 15 | 87.50% |
| 30 Sep, 11 | 8 | -33.33% |
| 30 Jun, 11 | 12 | - |
| 31 Mar, 11 | 12 | 33.33% |
| 31 Dec, 10 | 9 | 50.00% |
| 30 Sep, 10 | 6 | -53.85% |
| 30 Jun, 10 | 13 | 62.50% |
| 31 Mar, 10 | 8 | -11.11% |
| 31 Dec, 09 | 9 | - |
| 30 Sep, 09 | 9 | - |
| 30 Jun, 09 | 9 | 12.50% |
| 31 Mar, 09 | 8 | 14.29% |
| 31 Dec, 08 | 7 | -53.33% |
| 30 Sep, 08 | 15 | 87.50% |
| 30 Jun, 08 | 8 | 60.00% |
| 31 Mar, 08 | 5 | -16.67% |
| 31 Dec, 07 | 6 | 20.00% |
| 30 Sep, 07 | 5 | -44.44% |
| 30 Jun, 07 | 9 | 28.57% |
| 31 Mar, 07 | 7 | - |
| 31 Dec, 06 | 7 | 16.67% |
| 30 Sep, 06 | 6 | 200.00% |
| 30 Jun, 06 | 2 | -60.00% |
| 31 Mar, 06 | 5 | 25.00% |
| 31 Dec, 05 | 4 | 300.00% |
| 30 Sep, 05 | 1 | -66.67% |
| 30 Jun, 05 | 3 | -40.00% |
| 31 Mar, 05 | 5 | 66.67% |
| 31 Dec, 04 | 3 | 50.00% |
| 30 Sep, 04 | 2 | -50.00% |
| 30 Jun, 04 | 4 | 100.00% |
| 31 Mar, 04 | 2 | - |
| 31 Dec, 03 | 2 | - |
| 30 Sep, 03 | - | -100.00% |
| 30 Jun, 03 | 2 | - |
| 31 Mar, 03 | - | -100.00% |
| 31 Dec, 02 | 2 | 100.00% |
| 30 Sep, 02 | 1 | - |
| 30 Jun, 02 | 1 | -50.00% |
| 31 Mar, 02 | 2 | - |
| 30 Sep, 00 | - | -100.00% |
| 30 Jun, 00 | 1 | - |
| 31 Mar, 00 | 1 | - |
| 31 Dec, 99 | - | -100.00% |
| 30 Sep, 99 | 1 | - |
| 30 Jun, 99 | - | -100.00% |
| 31 Mar, 99 | 1 | - |
48 institutional shareholders have increased their position in CSWC stock as of 30 Jun 24 compared to 87 in the previous quarter (a -44.83% decrease).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 23 | -30.30% |
| 31 Mar, 24 | 33 | 22.22% |
| 31 Dec, 23 | 27 | 8.00% |
| 30 Sep, 23 | 25 | - |
| 30 Jun, 23 | 25 | 19.05% |
| 31 Mar, 23 | 21 | 16.67% |
| 31 Dec, 22 | 18 | -33.33% |
| 30 Sep, 22 | 27 | 35.00% |
| 30 Jun, 22 | 20 | -13.04% |
| 31 Mar, 22 | 23 | -14.81% |
| 31 Dec, 21 | 27 | 8.00% |
| 30 Sep, 21 | 25 | 78.57% |
| 30 Jun, 21 | 14 | -50.00% |
| 31 Mar, 21 | 28 | 55.56% |
| 31 Dec, 20 | 18 | -25.00% |
| 30 Sep, 20 | 24 | 41.18% |
| 30 Jun, 20 | 17 | -10.53% |
| 31 Mar, 20 | 19 | -13.64% |
| 31 Dec, 19 | 22 | - |
| 30 Sep, 19 | 22 | 37.50% |
| 30 Jun, 19 | 16 | -15.79% |
| 31 Mar, 19 | 19 | 26.67% |
| 31 Dec, 18 | 15 | -11.76% |
| 30 Sep, 18 | 17 | 54.55% |
| 30 Jun, 18 | 11 | -15.38% |
| 31 Mar, 18 | 13 | 44.44% |
| 31 Dec, 17 | 9 | -18.18% |
| 30 Sep, 17 | 11 | - |
| 30 Jun, 17 | 11 | 22.22% |
| 31 Mar, 17 | 9 | - |
| 31 Dec, 16 | 9 | -10.00% |
| 30 Sep, 16 | 10 | 11.11% |
| 30 Jun, 16 | 9 | -35.71% |
| 31 Mar, 16 | 14 | 75.00% |
| 31 Dec, 15 | 8 | -70.37% |
| 30 Sep, 15 | 27 | 28.57% |
| 30 Jun, 15 | 21 | -25.00% |
| 31 Mar, 15 | 28 | 27.27% |
| 31 Dec, 14 | 22 | 4.76% |
| 30 Sep, 14 | 21 | 40.00% |
| 30 Jun, 14 | 15 | -44.44% |
| 31 Mar, 14 | 27 | 22.73% |
| 31 Dec, 13 | 22 | 1000.00% |
| 30 Sep, 13 | 2 | -60.00% |
| 30 Jun, 13 | 5 | 25.00% |
| 31 Mar, 13 | 4 | -33.33% |
| 31 Dec, 12 | 6 | 50.00% |
| 30 Sep, 12 | 4 | - |
| 30 Jun, 12 | 4 | -33.33% |
| 31 Mar, 12 | 6 | 50.00% |
| 31 Dec, 11 | 4 | -42.86% |
| 30 Sep, 11 | 7 | 40.00% |
| 30 Jun, 11 | 5 | 25.00% |
| 31 Mar, 11 | 4 | - |
| 31 Dec, 10 | 4 | - |
| 30 Sep, 10 | 4 | -33.33% |
| 30 Jun, 10 | 6 | 100.00% |
| 31 Mar, 10 | 3 | 200.00% |
| 31 Dec, 09 | 1 | -66.67% |
| 30 Sep, 09 | 3 | -25.00% |
| 30 Jun, 09 | 4 | 33.33% |
| 31 Mar, 09 | 3 | 200.00% |
| 31 Dec, 08 | 1 | -66.67% |
| 30 Sep, 08 | 3 | 50.00% |
| 30 Jun, 08 | 2 | - |
| 31 Mar, 08 | 2 | -50.00% |
| 31 Dec, 07 | 4 | - |
| 30 Sep, 07 | 4 | 33.33% |
| 30 Jun, 07 | 3 | 200.00% |
| 31 Mar, 07 | 1 | -80.00% |
| 31 Dec, 06 | 5 | 400.00% |
| 30 Sep, 06 | 1 | -50.00% |
| 30 Jun, 06 | 2 | - |
| 31 Mar, 06 | - | - |
| 31 Dec, 05 | - | - |
| 30 Sep, 05 | - | -100.00% |
| 30 Jun, 05 | 1 | - |
| 31 Mar, 05 | - | - |
| 31 Dec, 04 | - | -100.00% |
| 30 Sep, 04 | 1 | - |
| 30 Jun, 04 | - | - |
| 31 Mar, 04 | - | - |
| 31 Dec, 03 | - | - |
| 30 Sep, 03 | - | - |
| 30 Jun, 03 | - | - |
| 31 Mar, 03 | - | - |
| 31 Dec, 02 | - | - |
| 30 Sep, 02 | - | - |
| 30 Jun, 02 | - | - |
| 31 Mar, 02 | - | - |
| 30 Sep, 00 | - | - |
| 30 Jun, 00 | - | - |
| 31 Mar, 00 | - | - |
| 31 Dec, 99 | - | - |
| 30 Sep, 99 | - | - |
| 30 Jun, 99 | - | - |
| 31 Mar, 99 | - | - |
23 institutional shareholders have reduced their position in CSWC stock as of 30 Jun 24 compared to 33 in the previous quarter (a -30.30% decrease).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 30 Jun, 24 | 88 | -40.14% | 6,049,857 | -42.41% | 13.43% | 2.47% | 48 | -44.83% | 23 | -30.30% |
| 31 Mar, 24 | 147 | 6.52% | 10,504,422 | 4.55% | 23.32% | 3.98% | 87 | 1.16% | 33 | 22.22% |
| 31 Dec, 23 | 138 | 16.95% | 10,047,572 | 18.17% | 24.20% | 5.28% | 86 | 36.51% | 27 | 8.00% |
| 30 Sep, 23 | 118 | 5.36% | 8,502,818 | 3.76% | 21.42% | 4.51% | 63 | 18.87% | 25 | - |
| 30 Jun, 23 | 112 | 9.80% | 8,194,321 | 0.86% | 21.79% | 2.97% | 53 | - | 25 | 19.05% |
| 31 Mar, 23 | 102 | -1.92% | 8,124,227 | -9.72% | 27.07% | 3.29% | 53 | -18.46% | 21 | 16.67% |
| 31 Dec, 22 | 104 | 15.56% | 8,998,569 | 16.29% | 28.67% | 3.75% | 65 | 66.67% | 18 | -33.33% |
| 30 Sep, 22 | 90 | -12.62% | 7,738,073 | 1.15% | 27.65% | 3.08% | 39 | -36.07% | 27 | 35.00% |
| 30 Jun, 22 | 103 | 10.75% | 7,650,069 | 22.47% | 29.98% | 4.49% | 61 | 41.86% | 20 | -13.04% |
| 31 Mar, 22 | 93 | -2.11% | 6,246,239 | 6.72% | 25.83% | 4.14% | 43 | 4.88% | 23 | -14.81% |
| 31 Dec, 21 | 95 | 5.56% | 5,852,771 | 2.55% | 24.98% | 3.89% | 41 | 13.89% | 27 | 8.00% |
| 30 Sep, 21 | 90 | -5.26% | 5,707,232 | -6.43% | 25.33% | 3.06% | 36 | -40.00% | 25 | 78.57% |
| 30 Jun, 21 | 95 | 14.46% | 6,099,125 | 1.87% | 28.77% | 2.78% | 60 | 50.00% | 14 | -50.00% |
| 31 Mar, 21 | 83 | 13.70% | 5,986,926 | 1.14% | 32.19% | 3.36% | 40 | -6.98% | 28 | 55.56% |
| 31 Dec, 20 | 73 | 23.73% | 5,919,248 | 2.95% | 30.93% | 3.24% | 43 | 95.45% | 18 | -25.00% |
| 30 Sep, 20 | 59 | -11.94% | 5,749,769 | -6.77% | 30.91% | 2.68% | 22 | -31.25% | 24 | 41.18% |
| 30 Jun, 20 | 67 | 4.69% | 6,167,049 | -3.95% | 33.98% | 2.71% | 32 | -5.88% | 17 | -10.53% |
| 31 Mar, 20 | 64 | -20.00% | 6,420,485 | -16.86% | 35.38% | 1.92% | 34 | -24.44% | 19 | -13.64% |
| 31 Dec, 19 | 80 | 17.65% | 7,722,534 | -4.87% | 42.95% | 2.06% | 45 | 55.17% | 22 | - |
| 30 Sep, 19 | 68 | 4.62% | 8,118,134 | -5.22% | 45.68% | 1.91% | 29 | - | 22 | 37.50% |
| 30 Jun, 19 | 65 | 4.84% | 8,564,925 | -6.48% | 48.84% | 1.74% | 29 | -3.33% | 16 | -15.79% |
| 31 Mar, 19 | 62 | 1.64% | 9,157,923 | -1.29% | 52.98% | 1.80% | 30 | -21.05% | 19 | 26.67% |
| 31 Dec, 18 | 61 | 32.61% | 9,277,506 | 3.82% | 54.19% | 1.81% | 38 | 123.53% | 15 | -11.76% |
| 30 Sep, 18 | 46 | 6.98% | 8,936,548 | -2.04% | 54.76% | 1.72% | 17 | -15.00% | 17 | 54.55% |
| 30 Jun, 18 | 43 | 7.50% | 9,122,503 | 0.12% | 56.38% | 1.78% | 20 | 53.85% | 11 | -15.38% |
| 31 Mar, 18 | 40 | -2.44% | 9,111,715 | -0.57% | 56.35% | 1.74% | 13 | -23.53% | 13 | 44.44% |
| 31 Dec, 17 | 41 | - | 9,163,853 | -4.66% | 56.90% | 1.58% | 17 | 30.77% | 9 | -18.18% |
| 30 Sep, 17 | 41 | -14.58% | 9,611,305 | -3.21% | 60.03% | 1.56% | 13 | -45.83% | 11 | - |
| 30 Jun, 17 | 48 | 11.63% | 9,930,523 | -1.05% | 62.03% | 1.54% | 24 | 26.32% | 11 | 22.22% |
| 31 Mar, 17 | 43 | -4.44% | 10,035,527 | -1.95% | 63.42% | 1.52% | 19 | - | 9 | - |
| 31 Dec, 16 | 45 | -2.17% | 10,235,262 | 1.20% | 64.50% | 1.56% | 19 | - | 9 | -10.00% |
| 30 Sep, 16 | 46 | -4.17% | 10,114,226 | 3.38% | 64.31% | 1.66% | 19 | -9.52% | 10 | 11.11% |
| 30 Jun, 16 | 48 | -7.69% | 9,783,912 | -0.12% | 62.22% | 1.60% | 21 | - | 9 | -35.71% |
| 31 Mar, 16 | 52 | 1.96% | 9,795,286 | -1.04% | 62.30% | 1.56% | 21 | -22.22% | 14 | 75.00% |
| 31 Dec, 15 | 51 | -13.56% | 9,898,612 | 11.59% | 63.20% | 1.95% | 27 | 58.82% | 8 | -70.37% |
| 30 Sep, 15 | 59 | -4.84% | 8,870,192 | -0.79% | 56.92% | 1.73% | 17 | -32.00% | 27 | 28.57% |
| 30 Jun, 15 | 62 | -6.06% | 8,941,224 | 4.12% | 57.41% | 1.87% | 25 | -7.41% | 21 | -25.00% |
| 31 Mar, 15 | 66 | 8.20% | 8,587,548 | 6.05% | 55.43% | 2.02% | 27 | 3.85% | 28 | 27.27% |
| 31 Dec, 14 | 61 | -1.61% | 8,097,822 | 0.11% | 52.42% | 1.93% | 26 | 18.18% | 22 | 4.76% |
| 30 Sep, 14 | 62 | -12.68% | 8,088,905 | -3.02% | 52.05% | 1.78% | 22 | -46.34% | 21 | 40.00% |
| 30 Jun, 14 | 71 | -12.35% | 8,341,082 | 3.93% | 54.12% | 2.00% | 41 | - | 15 | -44.44% |
| 31 Mar, 14 | 81 | 15.71% | 8,025,607 | 14.50% | 52.07% | 2.82% | 41 | 28.13% | 27 | 22.73% |
| 31 Dec, 13 | 70 | -4.11% | 7,009,421 | -0.92% | 42.95% | 2.00% | 32 | -54.93% | 22 | 1000.00% |
| 30 Sep, 13 | 73 | - | 7,074,644 | 295.30% | 46.36% | 33.68% | 71 | 16.39% | 2 | -60.00% |
| 30 Jun, 13 | 73 | 247.62% | 1,789,669 | 181.76% | 11.73% | 67.52% | 61 | 510.00% | 5 | 25.00% |
| 31 Mar, 13 | 21 | -25.00% | 635,182 | -24.05% | 4.17% | 13.76% | 10 | -33.33% | 4 | -33.33% |
| 31 Dec, 12 | 28 | - | 836,344 | 37.58% | 5.50% | 34.25% | 15 | 7.14% | 6 | 50.00% |
| 30 Sep, 12 | 28 | -3.45% | 607,910 | -25.91% | 4.01% | 13.74% | 14 | -12.50% | 4 | - |
| 30 Jun, 12 | 29 | 7.41% | 820,487 | 31.72% | 5.40% | 32.36% | 16 | 33.33% | 4 | -33.33% |
| 31 Mar, 12 | 27 | 22.73% | 622,901 | 7.95% | 4.09% | 27.70% | 12 | -20.00% | 6 | 50.00% |
| 31 Dec, 11 | 22 | 15.79% | 577,021 | 1.26% | 3.84% | 26.95% | 15 | 87.50% | 4 | -42.86% |
| 30 Sep, 11 | 19 | -13.64% | 569,857 | -34.50% | 3.77% | 8.96% | 8 | -33.33% | 7 | 40.00% |
| 30 Jun, 11 | 22 | -4.35% | 870,017 | 4.52% | 6.49% | 16.83% | 12 | - | 5 | 25.00% |
| 31 Mar, 11 | 23 | 15.00% | 832,381 | 54.92% | 6.21% | 26.92% | 12 | 33.33% | 4 | - |
| 31 Dec, 10 | 20 | 5.26% | 537,285 | 8.03% | 4.80% | 43.51% | 9 | 50.00% | 4 | - |
| 30 Sep, 10 | 19 | -13.64% | 497,355 | 4.77% | 3.32% | 43.26% | 6 | -53.85% | 4 | -33.33% |
| 30 Jun, 10 | 22 | 46.67% | 474,715 | -9.70% | 2.77% | 29.42% | 13 | 62.50% | 6 | 100.00% |
| 31 Mar, 10 | 15 | -11.76% | 525,715 | -1.75% | 3.07% | 24.01% | 8 | -11.11% | 3 | 200.00% |
| 31 Dec, 09 | 17 | -10.53% | 535,066 | 26.14% | 3.58% | 44.05% | 9 | - | 1 | -66.67% |
| 30 Sep, 09 | 19 | -5.00% | 424,177 | -15.11% | 2.85% | 35.35% | 9 | - | 3 | -25.00% |
| 30 Jun, 09 | 20 | 25.00% | 499,689 | 7.43% | 2.84% | 29.39% | 9 | 12.50% | 4 | 33.33% |
| 31 Mar, 09 | 16 | 6.67% | 465,115 | 7.16% | 3.11% | 36.95% | 8 | 14.29% | 3 | 200.00% |
| 31 Dec, 08 | 15 | -28.57% | 434,050 | 27.19% | 2.90% | 55.78% | 7 | -53.33% | 1 | -66.67% |
| 30 Sep, 08 | 21 | 75.00% | 341,248 | 49.39% | 2.28% | 98.33% | 15 | 87.50% | 3 | 50.00% |
| 30 Jun, 08 | 12 | 9.09% | 228,420 | 1.14% | 1.52% | 67.17% | 8 | 60.00% | 2 | - |
| 31 Mar, 08 | 11 | -15.38% | 225,844 | -18.79% | 1.51% | 47.11% | 5 | -16.67% | 2 | -50.00% |
| 31 Dec, 07 | 13 | 8.33% | 278,107 | 16.81% | 1.79% | 76.31% | 6 | 20.00% | 4 | - |
| 30 Sep, 07 | 12 | -14.29% | 238,087 | -27.75% | 1.53% | 34.12% | 5 | -44.44% | 4 | 33.33% |
| 30 Jun, 07 | 14 | 27.27% | 329,510 | 121.12% | 2.12% | 230.74% | 9 | 28.57% | 3 | 200.00% |
| 31 Mar, 07 | 11 | -26.67% | 149,017 | -29.69% | 0.96% | 51.53% | 7 | - | 1 | -80.00% |
| 31 Dec, 06 | 15 | 66.67% | 211,955 | 11.10% | 1.36% | 90.06% | 7 | 16.67% | 5 | 400.00% |
| 30 Sep, 06 | 9 | 50.00% | 190,773 | 5.79% | 1.23% | 90.96% | 6 | 200.00% | 1 | -50.00% |
| 30 Jun, 06 | 6 | -14.29% | 180,330 | -1.29% | 1.16% | 83.08% | 2 | -60.00% | 2 | - |
| 31 Mar, 06 | 7 | 16.67% | 182,684 | -8.40% | 1.18% | 70.81% | 5 | 25.00% | - | - |
| 31 Dec, 05 | 6 | 20.00% | 199,443 | 17.62% | 1.29% | 107.01% | 4 | 300.00% | - | - |
| 30 Sep, 05 | 5 | -16.67% | 169,571 | 9.43% | 1.10% | 108.95% | 1 | -66.67% | - | -100.00% |
| 30 Jun, 05 | 6 | -14.29% | 154,959 | -1.48% | 1.00% | 96.64% | 3 | -40.00% | 1 | - |
| 31 Mar, 05 | 7 | 40.00% | 157,285 | 5.26% | 1.02% | 108.67% | 5 | 66.67% | - | - |
| 31 Dec, 04 | 5 | - | 149,431 | 1.31% | 0.97% | 105.96% | 3 | 50.00% | - | -100.00% |
| 30 Sep, 04 | 5 | -16.67% | 147,506 | 3.11% | 0.96% | 111.21% | 2 | -50.00% | 1 | - |
| 30 Jun, 04 | 6 | 50.00% | 143,053 | 9.95% | 0.93% | 130.38% | 4 | 100.00% | - | - |
| 31 Mar, 04 | 4 | - | 130,105 | 2.40% | 0.84% | 124.35% | 2 | - | - | - |
| 31 Dec, 03 | 4 | 33.33% | 127,057 | 1.96% | 0.82% | 126.23% | 2 | - | - | - |
| 30 Sep, 03 | 3 | -25.00% | 124,612 | -6.32% | 0.81% | 107.11% | - | -100.00% | - | - |
| 30 Jun, 03 | 4 | 100.00% | 133,012 | 10.28% | 0.87% | 140.56% | 2 | - | - | - |
| 31 Mar, 03 | 2 | -33.33% | 120,612 | -3.21% | 0.79% | 119.18% | - | -100.00% | - | - |
| 31 Dec, 02 | 3 | 50.00% | 124,612 | 307.07% | 0.81% | 1919.40% | 2 | 100.00% | - | - |
| 30 Sep, 02 | 2 | - | 30,612 | -66.95% | 0.21% | 56.26% | 1 | - | - | - |
| 30 Jun, 02 | 2 | - | 92,612 | 25.30% | 0.60% | 259.64% | 1 | -50.00% | - | - |
| 31 Mar, 02 | 2 | - | 73,912 | - | 0.48% | - | 2 | - | - | - |
| 30 Sep, 00 | 1 | -50.00% | 1,600 | -78.95% | 0.01% | 422.69% | - | -100.00% | - | - |
| 30 Jun, 00 | 2 | 100.00% | 7,600 | 375.00% | 0.05% | 45238.10% | 1 | - | - | - |
| 31 Mar, 00 | 1 | - | 1,600 | -60.00% | 0.01% | 1526.72% | 1 | - | - | - |
| 31 Dec, 99 | 1 | -50.00% | 4,000 | -19.92% | 0.03% | 2448.93% | - | -100.00% | - | - |
| 30 Sep, 99 | 2 | 100.00% | 4,995 | 402.01% | 0.03% | 77232.31% | 1 | - | - | - |
| 30 Jun, 99 | 1 | - | 995 | - | 0.01% | 15404.62% | - | -100.00% | - | - |
| 31 Mar, 99 | 1 | - | 995 | - | 0.01% | - | 1 | - | - | - |
Capital Southwest Insider Shareholders Trades
Open Market Insider Trades
Open Market Insider Buys
Insider Sells
All Insider Owners Trades
The last insider sell of Capital Southwest's stock was made by DIEHL BOWEN S on Jun 11 2024, selling 8,422 shares at $26.13 per share (valued at $220.07K). The last insider buy of CSWC was made by BATTIST CHRISTINE on Aug 09 2024, buying 406 shares at $23.94 per share (worth $9.72K).
Capital Southwest Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | 1 | - | - |
| Q2 2024 | 8 | 7 | 114.29% |
| Q4 2023 | 2 | 3 | 66.67% |
| Q3 2023 | 5 | - | - |
| Q2 2023 | 3 | 3 | 100.00% |
| Q1 2023 | 1 | - | - |
| Q4 2022 | 2 | 3 | 66.67% |
| Q3 2022 | 5 | - | - |
| Q2 2022 | 4 | 3 | 133.33% |
| Q1 2022 | 3 | - | - |
| Q4 2021 | 3 | 3 | 100.00% |
| Q3 2021 | 7 | 1 | 700.00% |
| Q2 2021 | 4 | 4 | 100.00% |
| Q1 2021 | 2 | 1 | 200.00% |
| Q2 2020 | 2 | - | - |
| Q1 2020 | 9 | - | - |
| Q4 2019 | 2 | - | - |
| Q3 2019 | 2 | - | - |
| Q1 2019 | 2 | 2 | 100.00% |
| Q4 2018 | 5 | - | - |
1 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by Capital Southwest's insiders, as of Q3 2024.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | 1 | - | - |
| Q2 2024 | 5 | - | - |
| Q4 2023 | 2 | - | - |
| Q3 2023 | - | - | - |
| Q2 2023 | - | - | - |
| Q1 2023 | 1 | - | - |
| Q4 2022 | 2 | - | - |
| Q3 2022 | - | - | - |
| Q2 2022 | 1 | - | - |
| Q1 2022 | 3 | - | - |
| Q4 2021 | 3 | - | - |
| Q3 2021 | 7 | 1 | 700.00% |
| Q2 2021 | 1 | - | - |
| Q1 2021 | 2 | - | - |
| Q2 2020 | - | - | - |
| Q1 2020 | 9 | - | - |
| Q4 2019 | - | - | - |
| Q3 2019 | 2 | - | - |
| Q1 2019 | - | - | - |
| Q4 2018 | 3 | - | - |
As of Q3 2024, Insider owners conducted 1 open market buy trades and 0 open market sell trades of Capital Southwest's stocks.
Capital Southwest Peer Ownership
| Ticker | Company |
|---|---|
| MAIN | Main Street Capital Corporation |
| TPVG | TriplePoint Venture Growth BDC Corp. |
| TRIN | Trinity Capital Inc. |
| GAIN | Gladstone Investment Corporation |
| NMFC | New Mountain Finance Corporation |
| GBDC | Golub Capital BDC, Inc. |
| ARCC | Ares Capital Corporation |
| TSLX | Sixth Street Specialty Lending, Inc. |
| PFLT | PennantPark Floating Rate Capital Ltd. |
| PSEC | Prospect Capital Corporation |
| HTGC | Hercules Capital, Inc. |
| CGBD | Carlyle Secured Lending, Inc. |
| TCPC | BlackRock TCP Capital Corp. |
| OXLC | Oxford Lane Capital Corp. |
CSWC Ownership FAQ
Who Owns Capital Southwest?
Capital Southwest is owned by institutional shareholders (13.43%), insiders (4.47%), and public (82.10%). The largest institutional shareholder of Capital Southwest is VAN ECK ASSOCIATES CORP (2.35% of total shares) and the top mutual fund owner is FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (1.67% of total shares).
Who are the major institutional shareholders of Capital Southwest?
Capital Southwest's major institutional shareholders are VAN ECK ASSOCIATES CORP, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., SANDERS MORRIS HARRIS LLC, ZUCKERMAN INVESTMENT GROUP, LLC, and TWO SIGMA INVESTMENTS, LP. The top five shareholders own together 7.93% of the company's share outstanding.
How many Capital Southwest shareholders are there?
As of Jun 2024, there are 88 institutional shareholders of Capital Southwest.
What percentage of Capital Southwest is owned by VAN ECK ASSOCIATES CORP?
VAN ECK ASSOCIATES CORP owns 1.06M shares of Capital Southwest, representing 2.35% of the company's total shares outstanding, valued at $27.64M (as of Jun 2024).
What percentage of Capital Southwest is owned by PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC?
As of Jun 2024, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC holds 669.84K shares of Capital Southwest (CSWC), compromising 1.49% of the company, valued at $17.48M.
What percentage of Capital Southwest is owned by SANDERS MORRIS HARRIS LLC?
SANDERS MORRIS HARRIS LLC is the third largest holder of Capital Southwest. The company owns 641.47K of the company's shares outstanding (worth $16.74M).