ArrowMark Financial Ownership 2024 | Who Owns ArrowMark Financial Now?

OverviewFinancials Chart

Institutional Ownership

18.55%

Insider Ownership

0.08%

Retail Ownership

81.37%

Institutional Holders

26.00

ArrowMark Financial Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
GREENWICH INVESTMENT MANAGEMENT, INC.	4.21%	5.05%	299,275	-18,975	-5.96%	5,517,135	Jun 30, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	3.43%	0.01%	244,136	14,992	6.54%	4,500,639	Jun 30, 2024
ARROWMARK COLORADO HOLDINGS LLC	3.39%	0.05%	240,868	-205,809	-46.08%	4,444,015	Jun 30, 2024
STIFEL FINANCIAL CORP	2.63%	0.00%	186,706	-10,626	-5.38%	3,441,969	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	1.14%	0.00%	81,069	-198,245	-70.98%	1,494,516	Jun 30, 2024
BEACON POINTE ADVISORS, LLC	0.84%	0.01%	59,616	-6	-0.01%	1,099,021	Jun 30, 2024
BARD ASSOCIATES INC	0.60%	0.30%	42,610	-	-	785,516	Jun 30, 2024
CAPITAL INVESTMENT ADVISORS, LLC	0.48%	0.01%	34,250	1,000	3.01%	631,399	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.28%	0.00%	19,962	63	0.32%	368,000	Jun 30, 2024
OPPENHEIMER & CO INC	0.27%	0.01%	19,374	1,472	8.22%	357,160	Jun 30, 2024
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	0.22%	0.02%	15,815	-38,185	-70.71%	291,550	Jun 30, 2024
FALCON WEALTH PLANNING	0.20%	0.03%	14,308	14,308	100.00%	263,768	Jun 30, 2024
MAGNUS FINANCIAL GROUP LLC	0.17%	0.03%	12,372	295	2.44%	228,072	Jun 30, 2024
OXBOW ADVISORS, LLC	0.15%	0.02%	10,990	-230	-2.05%	202,601	Jun 30, 2024
MORGAN STANLEY	0.15%	-	10,566	-534	-4.81%	194,801	Jun 30, 2024
ROYAL BANK OF CANADA	0.07%	-	4,731	-	-	87,000	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.06%	-	4,550	-	-	83,879	Jun 30, 2024
UMB BANK, N.A.	0.04%	0.00%	2,700	-	-	49,775	Jun 30, 2024
CALDWELL SUTTER CAPITAL, INC.	0.02%	0.02%	1,741	-	-	32,095	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.02%	-	1,083	-1	-0.09%	19,970	Jun 30, 2024

ArrowMark Financial's largest institutional shareholder is GREENWICH INVESTMENT MANAGEMENT, INC., holding 4.21% of the company's total share outstanding, currently valued at $5.52M. The top 10 institutional shareholders own together 17.26% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
GREENWICH INVESTMENT MANAGEMENT, INC.	4.21%	5.05%	299,275	-18,975	-5.96%	5,517,135	Jun 30, 2024
BARD ASSOCIATES INC	0.60%	0.30%	42,610	-	-	785,516	Jun 30, 2024
ARROWMARK COLORADO HOLDINGS LLC	3.39%	0.05%	240,868	-205,809	-46.08%	4,444,015	Jun 30, 2024
FALCON WEALTH PLANNING	0.20%	0.03%	14,308	14,308	100.00%	263,768	Jun 30, 2024
MAGNUS FINANCIAL GROUP LLC	0.17%	0.03%	12,372	295	2.44%	228,072	Jun 30, 2024
OXBOW ADVISORS, LLC	0.15%	0.02%	10,990	-230	-2.05%	202,601	Jun 30, 2024
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	0.22%	0.02%	15,815	-38,185	-70.71%	291,550	Jun 30, 2024
CALDWELL SUTTER CAPITAL, INC.	0.02%	0.02%	1,741	-	-	32,095	Jun 30, 2024
CAPITAL INVESTMENT ADVISORS, LLC	0.48%	0.01%	34,250	1,000	3.01%	631,399	Jun 30, 2024
BEACON POINTE ADVISORS, LLC	0.84%	0.01%	59,616	-6	-0.01%	1,099,021	Jun 30, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	3.43%	0.01%	244,136	14,992	6.54%	4,500,639	Jun 30, 2024
OPPENHEIMER & CO INC	0.27%	0.01%	19,374	1,472	8.22%	357,160	Jun 30, 2024
STIFEL FINANCIAL CORP	2.63%	0.00%	186,706	-10,626	-5.38%	3,441,969	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	1.14%	0.00%	81,069	-198,245	-70.98%	1,494,516	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.28%	0.00%	19,962	63	0.32%	368,000	Jun 30, 2024
UMB BANK, N.A.	0.04%	0.00%	2,700	-	-	49,775	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	0.01%	0.00%	450	-	-	8,297	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.00%	-	200	-	-	3,868	Jun 30, 2024
ROYAL BANK OF CANADA	0.07%	-	4,731	-	-	87,000	Jun 30, 2024
MORGAN STANLEY	0.15%	-	10,566	-534	-4.81%	194,801	Jun 30, 2024

The largest ArrowMark Financial shareholder by % of total assets is GREENWICH INVESTMENT MANAGEMENT, INC.. The company owns 299.27K shares of ArrowMark Financial (BANX), representing 5.05% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	3.43%	0.01%	244,136	14,992	6.54%	4,500,639	Jun 30, 2024
FALCON WEALTH PLANNING	0.20%	0.03%	14,308	14,308	100.00%	263,768	Jun 30, 2024
OPPENHEIMER & CO INC	0.27%	0.01%	19,374	1,472	8.22%	357,160	Jun 30, 2024
CAPITAL INVESTMENT ADVISORS, LLC	0.48%	0.01%	34,250	1,000	3.01%	631,399	Jun 30, 2024
MAGNUS FINANCIAL GROUP LLC	0.17%	0.03%	12,372	295	2.44%	228,072	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.28%	0.00%	19,962	63	0.32%	368,000	Jun 30, 2024
UBS GROUP AG	0.01%	-	550	-	-	10,139	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.06%	-	4,550	-	-	83,879	Jun 30, 2024
ROYAL BANK OF CANADA	0.07%	-	4,731	-	-	87,000	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.00%	-	200	-	-	3,868	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	0.01%	0.00%	450	-	-	8,297	Jun 30, 2024
UMB BANK, N.A.	0.04%	0.00%	2,700	-	-	49,775	Jun 30, 2024
CALDWELL SUTTER CAPITAL, INC.	0.02%	0.02%	1,741	-	-	32,095	Jun 30, 2024
BARD ASSOCIATES INC	0.60%	0.30%	42,610	-	-	785,516	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.02%	-	1,083	-1	-0.09%	19,970	Jun 30, 2024
BEACON POINTE ADVISORS, LLC	0.84%	0.01%	59,616	-6	-0.01%	1,099,021	Jun 30, 2024
OXBOW ADVISORS, LLC	0.15%	0.02%	10,990	-230	-2.05%	202,601	Jun 30, 2024
MORGAN STANLEY	0.15%	-	10,566	-534	-4.81%	194,801	Jun 30, 2024
STIFEL FINANCIAL CORP	2.63%	0.00%	186,706	-10,626	-5.38%	3,441,969	Jun 30, 2024
GREENWICH INVESTMENT MANAGEMENT, INC.	4.21%	5.05%	299,275	-18,975	-5.96%	5,517,135	Jun 30, 2024

As of Jun 30 2024, ArrowMark Financial's largest institutional buyer is RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.. The company purchased 14.99K stocks of BANX, valued at $4.50M.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ARROWMARK COLORADO HOLDINGS LLC	3.39%	0.05%	240,868	-205,809	-46.08%	4,444,015	Jun 30, 2024
ADVISOR GROUP HOLDINGS, INC.	1.14%	0.00%	81,069	-198,245	-70.98%	1,494,516	Jun 30, 2024
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	0.22%	0.02%	15,815	-38,185	-70.71%	291,550	Jun 30, 2024
GREENWICH INVESTMENT MANAGEMENT, INC.	4.21%	5.05%	299,275	-18,975	-5.96%	5,517,135	Jun 30, 2024
STIFEL FINANCIAL CORP	2.63%	0.00%	186,706	-10,626	-5.38%	3,441,969	Jun 30, 2024
MORGAN STANLEY	0.15%	-	10,566	-534	-4.81%	194,801	Jun 30, 2024
OXBOW ADVISORS, LLC	0.15%	0.02%	10,990	-230	-2.05%	202,601	Jun 30, 2024
BEACON POINTE ADVISORS, LLC	0.84%	0.01%	59,616	-6	-0.01%	1,099,021	Jun 30, 2024
WELLS FARGO & COMPANY/MN	0.02%	-	1,083	-1	-0.09%	19,970	Jun 30, 2024
BARD ASSOCIATES INC	0.60%	0.30%	42,610	-	-	785,516	Jun 30, 2024
CALDWELL SUTTER CAPITAL, INC.	0.02%	0.02%	1,741	-	-	32,095	Jun 30, 2024
UMB BANK, N.A.	0.04%	0.00%	2,700	-	-	49,775	Jun 30, 2024
SOUND INCOME STRATEGIES, LLC	0.01%	0.00%	450	-	-	8,297	Jun 30, 2024
ALLWORTH FINANCIAL LP	0.00%	-	200	-	-	3,868	Jun 30, 2024
ROYAL BANK OF CANADA	0.07%	-	4,731	-	-	87,000	Jun 30, 2024
BANK OF AMERICA CORP /DE/	0.06%	-	4,550	-	-	83,879	Jun 30, 2024
UBS GROUP AG	0.01%	-	550	-	-	10,139	Jun 30, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.28%	0.00%	19,962	63	0.32%	368,000	Jun 30, 2024
MAGNUS FINANCIAL GROUP LLC	0.17%	0.03%	12,372	295	2.44%	228,072	Jun 30, 2024
CAPITAL INVESTMENT ADVISORS, LLC	0.48%	0.01%	34,250	1,000	3.01%	631,399	Jun 30, 2024

As of Jun 30 2024, ArrowMark Financial's biggest institutional seller is ARROWMARK COLORADO HOLDINGS LLC. The company sold -0.21M shares of BANX, valued at $4.44M.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
FALCON WEALTH PLANNING	0.20%	0.03%	14,308	14,308	100.00%	263,768	Jun 30, 2024

ArrowMark Financial's largest new institutional shareholder by number of shares is FALCON WEALTH PLANNING, purchased 14.31K shares, valued at $263.77K, as of undefined.

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date

ArrowMark Financial Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
DIREXION FUNDS	0.02%	22,300	-	-	Feb 29, 2024
NORTHERN FUNDS	0.00%	3,007	-	-	Mar 28, 2024

ArrowMark Financial's largest mutual fund holder by % of total assets is "DIREXION FUNDS", owning 22.30K shares, compromising 0.02% of its total assets.

ArrowMark Financial Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
30 Jun, 24	26	-
31 Mar, 24	26	-10.34%
31 Dec, 23	29	11.54%
30 Sep, 23	26	-
30 Jun, 23	26	-16.13%
31 Mar, 23	31	-
31 Dec, 22	31	3.33%
30 Sep, 22	30	7.14%
30 Jun, 22	28	-6.67%
31 Mar, 22	30	-6.25%
31 Dec, 21	32	6.67%
30 Sep, 21	30	-9.09%
30 Jun, 21	33	6.45%
31 Mar, 21	31	-8.82%
31 Dec, 20	34	-8.11%
30 Sep, 20	37	-
30 Jun, 20	37	-2.63%
31 Mar, 20	38	-13.64%
31 Dec, 19	44	18.92%
30 Sep, 19	37	12.12%
30 Jun, 19	33	-
31 Mar, 19	33	-
31 Dec, 18	33	-5.71%
30 Sep, 18	35	2.94%
30 Jun, 18	34	9.68%
31 Mar, 18	31	-6.06%
31 Dec, 17	33	22.22%
30 Sep, 17	27	-
30 Jun, 17	27	-3.57%
31 Mar, 17	28	-
31 Dec, 16	28	21.74%
30 Sep, 16	23	4.55%
30 Jun, 16	22	-
31 Mar, 16	22	29.41%
31 Dec, 15	17	6.25%
30 Sep, 15	16	-5.88%
30 Jun, 15	17	6.25%
31 Mar, 15	16	-5.88%
31 Dec, 14	17	-5.56%
30 Sep, 14	18	38.46%
30 Jun, 14	13	-7.14%
31 Mar, 14	14	16.67%
31 Dec, 13	12	-

As of 30 Jun 24, 26 institutions are holding ArrowMark Financial's shares, representing an increase of 0.00% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
30 Jun, 24	1,319,451	-25.40%
31 Mar, 24	1,768,744	-0.84%
31 Dec, 23	1,783,731	-4.78%
30 Sep, 23	1,873,264	-4.00%
30 Jun, 23	1,951,324	2.51%
31 Mar, 23	1,903,476	2.78%
31 Dec, 22	1,852,015	1.33%
30 Sep, 22	1,827,709	-4.67%
30 Jun, 22	1,917,246	0.81%
31 Mar, 22	1,901,765	-2.99%
31 Dec, 21	1,960,280	12.95%
30 Sep, 21	1,735,488	26.49%
30 Jun, 21	1,372,011	0.21%
31 Mar, 21	1,369,069	-12.62%
31 Dec, 20	1,566,814	-14.84%
30 Sep, 20	1,839,955	3.61%
30 Jun, 20	1,775,793	3.52%
31 Mar, 20	1,715,371	-2.40%
31 Dec, 19	1,757,564	-3.78%
30 Sep, 19	1,826,596	3.87%
30 Jun, 19	1,758,566	2.06%
31 Mar, 19	1,723,001	4.25%
31 Dec, 18	1,652,771	-3.75%
30 Sep, 18	1,717,184	-1.94%
30 Jun, 18	1,751,200	-6.63%
31 Mar, 18	1,875,592	-8.64%
31 Dec, 17	2,053,044	-4.66%
30 Sep, 17	2,153,391	-4.30%
30 Jun, 17	2,250,082	-2.55%
31 Mar, 17	2,309,069	-0.72%
31 Dec, 16	2,325,784	13.53%
30 Sep, 16	2,048,526	7.93%
30 Jun, 16	1,898,081	6.79%
31 Mar, 16	1,777,362	-1.21%
31 Dec, 15	1,799,215	10.66%
30 Sep, 15	1,625,933	-2.81%
30 Jun, 15	1,672,874	6.25%
31 Mar, 15	1,574,439	12.17%
31 Dec, 14	1,403,651	63.18%
30 Sep, 14	860,204	-1.17%
30 Jun, 14	870,387	4.70%
31 Mar, 14	831,287	42.03%
31 Dec, 13	585,272	-

ArrowMark Financial (BANX) has 1.32M shares outstanding as of 30 Jun 24, down -25.40% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
30 Jun, 24	18.55%	3.00%
31 Mar, 24	24.87%	4.00%
31 Dec, 23	24.93%	3.64%
30 Sep, 23	26.18%	3.52%
30 Jun, 23	27.27%	3.85%
31 Mar, 23	26.60%	3.97%
31 Dec, 22	25.89%	4.25%
30 Sep, 22	24.68%	3.97%
30 Jun, 22	24.94%	4.01%
31 Mar, 22	24.94%	3.14%
31 Dec, 21	28.17%	4.49%
30 Sep, 21	25.04%	5.86%
30 Jun, 21	20.67%	4.66%
31 Mar, 21	21.06%	3.73%
31 Dec, 20	23.76%	3.00%
30 Sep, 20	28.14%	3.85%
30 Jun, 20	27.04%	3.96%
31 Mar, 20	26.14%	3.64%
31 Dec, 19	26.79%	3.56%
30 Sep, 19	27.43%	3.81%
30 Jun, 19	26.82%	3.89%
31 Mar, 19	26.26%	4.41%
31 Dec, 18	24.41%	3.70%
30 Sep, 18	25.68%	3.74%
30 Jun, 18	26.19%	3.24%
31 Mar, 18	28.42%	2.88%
31 Dec, 17	31.42%	2.92%
30 Sep, 17	32.81%	2.81%
30 Jun, 17	34.18%	2.73%
31 Mar, 17	35.40%	2.79%
31 Dec, 16	35.63%	3.54%
30 Sep, 16	31.74%	3.77%
30 Jun, 16	29.03%	3.56%
31 Mar, 16	28.57%	3.74%
31 Dec, 15	27.63%	4.48%
30 Sep, 15	24.83%	3.80%
30 Jun, 15	25.55%	3.39%
31 Mar, 15	27.44%	4.59%
31 Dec, 14	24.46%	10.89%
30 Sep, 14	14.99%	6.52%
30 Jun, 14	15.17%	7.23%
31 Mar, 14	14.49%	13.93%
31 Dec, 13	10.20%	-

As of 30 Jun 24, ArrowMark Financial is held by 18.55% institutional shareholders, representing a 3.00% growth compared to 31 Mar 24.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
30 Jun, 24	6	-45.45%
31 Mar, 24	11	-
31 Dec, 23	11	10.00%
30 Sep, 23	10	-41.18%
30 Jun, 23	17	41.67%
31 Mar, 23	12	-25.00%
31 Dec, 22	16	33.33%
30 Sep, 22	12	-20.00%
30 Jun, 22	15	66.67%
31 Mar, 22	9	-10.00%
31 Dec, 21	10	42.86%
30 Sep, 21	7	-58.82%
30 Jun, 21	17	21.43%
31 Mar, 21	14	7.69%
31 Dec, 20	13	8.33%
30 Sep, 20	12	-20.00%
30 Jun, 20	15	-11.76%
31 Mar, 20	17	-19.05%
31 Dec, 19	21	40.00%
30 Sep, 19	15	36.36%
30 Jun, 19	11	-26.67%
31 Mar, 19	15	7.14%
31 Dec, 18	14	-30.00%
30 Sep, 18	20	17.65%
30 Jun, 18	17	-
31 Mar, 18	17	6.25%
31 Dec, 17	16	45.45%
30 Sep, 17	11	10.00%
30 Jun, 17	10	-16.67%
31 Mar, 17	12	-25.00%
31 Dec, 16	16	23.08%
30 Sep, 16	13	8.33%
30 Jun, 16	12	9.09%
31 Mar, 16	11	120.00%
31 Dec, 15	5	-
30 Sep, 15	5	-44.44%
30 Jun, 15	9	-18.18%
31 Mar, 15	11	-21.43%
31 Dec, 14	14	75.00%
30 Sep, 14	8	14.29%
30 Jun, 14	7	16.67%
31 Mar, 14	6	-50.00%
31 Dec, 13	12	-

6 institutional shareholders have increased their position in BANX stock as of 30 Jun 24 compared to 11 in the previous quarter (a -45.45% decrease).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
30 Jun, 24	11	37.50%
31 Mar, 24	8	-
31 Dec, 23	8	-
30 Sep, 23	8	166.67%
30 Jun, 23	3	-70.00%
31 Mar, 23	10	66.67%
31 Dec, 22	6	-33.33%
30 Sep, 22	9	350.00%
30 Jun, 22	2	-75.00%
31 Mar, 22	8	-27.27%
31 Dec, 21	11	10.00%
30 Sep, 21	10	42.86%
30 Jun, 21	7	-30.00%
31 Mar, 21	10	-23.08%
31 Dec, 20	13	18.18%
30 Sep, 20	11	-
30 Jun, 20	11	-8.33%
31 Mar, 20	12	-14.29%
31 Dec, 19	14	-
30 Sep, 19	14	16.67%
30 Jun, 19	12	-
31 Mar, 19	12	-
31 Dec, 18	12	20.00%
30 Sep, 18	10	-16.67%
30 Jun, 18	12	9.09%
31 Mar, 18	11	-15.38%
31 Dec, 17	13	-7.14%
30 Sep, 17	14	16.67%
30 Jun, 17	12	9.09%
31 Mar, 17	11	57.14%
31 Dec, 16	7	75.00%
30 Sep, 16	4	-
30 Jun, 16	4	-55.56%
31 Mar, 16	9	-10.00%
31 Dec, 15	10	25.00%
30 Sep, 15	8	33.33%
30 Jun, 15	6	200.00%
31 Mar, 15	2	-
31 Dec, 14	-	-100.00%
30 Sep, 14	5	25.00%
30 Jun, 14	4	-
31 Mar, 14	4	-
31 Dec, 13	-	-

11 institutional shareholders have reduced their position in BANX stock as of 30 Jun 24 compared to 8 in the previous quarter (a 37.50% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
30 Jun, 24	26	-	1,319,451	-25.40%	18.55%	3.00%	6	-45.45%	11	37.50%
31 Mar, 24	26	-10.34%	1,768,744	-0.84%	24.87%	4.00%	11	-	8	-
31 Dec, 23	29	11.54%	1,783,731	-4.78%	24.93%	3.64%	11	10.00%	8	-
30 Sep, 23	26	-	1,873,264	-4.00%	26.18%	3.52%	10	-41.18%	8	166.67%
30 Jun, 23	26	-16.13%	1,951,324	2.51%	27.27%	3.85%	17	41.67%	3	-70.00%
31 Mar, 23	31	-	1,903,476	2.78%	26.60%	3.97%	12	-25.00%	10	66.67%
31 Dec, 22	31	3.33%	1,852,015	1.33%	25.89%	4.25%	16	33.33%	6	-33.33%
30 Sep, 22	30	7.14%	1,827,709	-4.67%	24.68%	3.97%	12	-20.00%	9	350.00%
30 Jun, 22	28	-6.67%	1,917,246	0.81%	24.94%	4.01%	15	66.67%	2	-75.00%
31 Mar, 22	30	-6.25%	1,901,765	-2.99%	24.94%	3.14%	9	-10.00%	8	-27.27%
31 Dec, 21	32	6.67%	1,960,280	12.95%	28.17%	4.49%	10	42.86%	11	10.00%
30 Sep, 21	30	-9.09%	1,735,488	26.49%	25.04%	5.86%	7	-58.82%	10	42.86%
30 Jun, 21	33	6.45%	1,372,011	0.21%	20.67%	4.66%	17	21.43%	7	-30.00%
31 Mar, 21	31	-8.82%	1,369,069	-12.62%	21.06%	3.73%	14	7.69%	10	-23.08%
31 Dec, 20	34	-8.11%	1,566,814	-14.84%	23.76%	3.00%	13	8.33%	13	18.18%
30 Sep, 20	37	-	1,839,955	3.61%	28.14%	3.85%	12	-20.00%	11	-
30 Jun, 20	37	-2.63%	1,775,793	3.52%	27.04%	3.96%	15	-11.76%	11	-8.33%
31 Mar, 20	38	-13.64%	1,715,371	-2.40%	26.14%	3.64%	17	-19.05%	12	-14.29%
31 Dec, 19	44	18.92%	1,757,564	-3.78%	26.79%	3.56%	21	40.00%	14	-
30 Sep, 19	37	12.12%	1,826,596	3.87%	27.43%	3.81%	15	36.36%	14	16.67%
30 Jun, 19	33	-	1,758,566	2.06%	26.82%	3.89%	11	-26.67%	12	-
31 Mar, 19	33	-	1,723,001	4.25%	26.26%	4.41%	15	7.14%	12	-
31 Dec, 18	33	-5.71%	1,652,771	-3.75%	24.41%	3.70%	14	-30.00%	12	20.00%
30 Sep, 18	35	2.94%	1,717,184	-1.94%	25.68%	3.74%	20	17.65%	10	-16.67%
30 Jun, 18	34	9.68%	1,751,200	-6.63%	26.19%	3.24%	17	-	12	9.09%
31 Mar, 18	31	-6.06%	1,875,592	-8.64%	28.42%	2.88%	17	6.25%	11	-15.38%
31 Dec, 17	33	22.22%	2,053,044	-4.66%	31.42%	2.92%	16	45.45%	13	-7.14%
30 Sep, 17	27	-	2,153,391	-4.30%	32.81%	2.81%	11	10.00%	14	16.67%
30 Jun, 17	27	-3.57%	2,250,082	-2.55%	34.18%	2.73%	10	-16.67%	12	9.09%
31 Mar, 17	28	-	2,309,069	-0.72%	35.40%	2.79%	12	-25.00%	11	57.14%
31 Dec, 16	28	21.74%	2,325,784	13.53%	35.63%	3.54%	16	23.08%	7	75.00%
30 Sep, 16	23	4.55%	2,048,526	7.93%	31.74%	3.77%	13	8.33%	4	-
30 Jun, 16	22	-	1,898,081	6.79%	29.03%	3.56%	12	9.09%	4	-55.56%
31 Mar, 16	22	29.41%	1,777,362	-1.21%	28.57%	3.74%	11	120.00%	9	-10.00%
31 Dec, 15	17	6.25%	1,799,215	10.66%	27.63%	4.48%	5	-	10	25.00%
30 Sep, 15	16	-5.88%	1,625,933	-2.81%	24.83%	3.80%	5	-44.44%	8	33.33%
30 Jun, 15	17	6.25%	1,672,874	6.25%	25.55%	3.39%	9	-18.18%	6	200.00%
31 Mar, 15	16	-5.88%	1,574,439	12.17%	27.44%	4.59%	11	-21.43%	2	-
31 Dec, 14	17	-5.56%	1,403,651	63.18%	24.46%	10.89%	14	75.00%	-	-100.00%
30 Sep, 14	18	38.46%	860,204	-1.17%	14.99%	6.52%	8	14.29%	5	25.00%
30 Jun, 14	13	-7.14%	870,387	4.70%	15.17%	7.23%	7	16.67%	4	-
31 Mar, 14	14	16.67%	831,287	42.03%	14.49%	13.93%	6	-50.00%	4	-
31 Dec, 13	12	-	585,272	-	10.20%	-	12	-	-	-

ArrowMark Financial Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 11, 2024	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	650	$18.81	$12.23K	5,059
Mar 01, 2024	Staggs Dana	officer	President	P-Purchase	Buy	100	$18.50	$1.85K	5,601
Oct 11, 2023	Emrich John Scott	director	-	P-Purchase	Buy	7,500	$17.34	$130.03K	8,724
May 08, 2023	Arnold Guy M	director	-	P-Purchase	Buy	3,000	$14.99	$44.97K	10,000
May 08, 2023	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	2,000	$14.28	$28.56K	10,200
May 08, 2023	Staggs Dana	officer	President	P-Purchase	Buy	2,000	$15.03	$30.05K	5,501
May 08, 2023	Stolper Michael	director	-	P-Purchase	Buy	1,000	$14.46	$14.46K	6,300
May 08, 2023	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	700	$15.79	$11.05K	4,409
May 05, 2023	Grove Richard Allen	officer	Chief Compliance Officer	P-Purchase	Buy	1,000	$14.58	$14.58K	1,500
Mar 17, 2023	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	200	$17.45	$3.49K	3,709
Mar 15, 2023	Staggs Dana	officer	President	P-Purchase	Buy	1,000	$17.43	$17.43K	3,501
Mar 15, 2023	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	1,000	$17.75	$17.75K	8,200
Dec 08, 2022	Staggs Dana	officer	President	P-Purchase	Buy	500	$17.40	$8.70K	2,501
Dec 08, 2022	Staggs Dana	officer	President	P-Purchase	Buy	1,000	$17.46	$17.46K	2,001
Aug 16, 2022	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	1,000	$18.49	$18.49K	3,509
Aug 16, 2022	Emrich John Scott	director		S-Sale	Sell	475	$19.07	$9.06K	1,224
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	2,000	$18.24	$36.48K	7,200
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	500	$19.14	$9.57K	5,200
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	500	$19.50	$9.75K	4,700
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	1,000	$21.62	$21.62K	4,200

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 11, 2024	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	650	$18.81	$12.23K	5,059
Mar 01, 2024	Staggs Dana	officer	President	P-Purchase	Buy	100	$18.50	$1.85K	5,601
Oct 11, 2023	Emrich John Scott	director	-	P-Purchase	Buy	7,500	$17.34	$130.03K	8,724
May 08, 2023	Arnold Guy M	director	-	P-Purchase	Buy	3,000	$14.99	$44.97K	10,000
May 08, 2023	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	2,000	$14.28	$28.56K	10,200
May 08, 2023	Staggs Dana	officer	President	P-Purchase	Buy	2,000	$15.03	$30.05K	5,501
May 08, 2023	Stolper Michael	director	-	P-Purchase	Buy	1,000	$14.46	$14.46K	6,300
May 08, 2023	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	700	$15.79	$11.05K	4,409
May 05, 2023	Grove Richard Allen	officer	Chief Compliance Officer	P-Purchase	Buy	1,000	$14.58	$14.58K	1,500
Mar 17, 2023	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	200	$17.45	$3.49K	3,709
Mar 15, 2023	Staggs Dana	officer	President	P-Purchase	Buy	1,000	$17.43	$17.43K	3,501
Mar 15, 2023	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	1,000	$17.75	$17.75K	8,200
Dec 08, 2022	Staggs Dana	officer	President	P-Purchase	Buy	500	$17.40	$8.70K	2,501
Dec 08, 2022	Staggs Dana	officer	President	P-Purchase	Buy	1,000	$17.46	$17.46K	2,001
Aug 16, 2022	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	1,000	$18.49	$18.49K	3,509
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	2,000	$18.24	$36.48K	7,200
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	500	$19.14	$9.57K	5,200
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	500	$19.50	$9.75K	4,700
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	1,000	$21.62	$21.62K	4,200

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Aug 16, 2022	Emrich John Scott	director		S-Sale	Sell	475	$19.07	$9.06K	1,224

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 11, 2024	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	650	$18.81	$12.23K	5,059
Mar 01, 2024	Staggs Dana	officer	President	P-Purchase	Buy	100	$18.50	$1.85K	5,601
Oct 11, 2023	Emrich John Scott	director	-	P-Purchase	Buy	7,500	$17.34	$130.03K	8,724
May 08, 2023	Arnold Guy M	director	-	P-Purchase	Buy	3,000	$14.99	$44.97K	10,000
May 08, 2023	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	2,000	$14.28	$28.56K	10,200
May 08, 2023	Staggs Dana	officer	President	P-Purchase	Buy	2,000	$15.03	$30.05K	5,501
May 08, 2023	Stolper Michael	director	-	P-Purchase	Buy	1,000	$14.46	$14.46K	6,300
May 08, 2023	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	700	$15.79	$11.05K	4,409
May 05, 2023	Grove Richard Allen	officer	Chief Compliance Officer	P-Purchase	Buy	1,000	$14.58	$14.58K	1,500
Mar 17, 2023	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	200	$17.45	$3.49K	3,709
Mar 15, 2023	Staggs Dana	officer	President	P-Purchase	Buy	1,000	$17.43	$17.43K	3,501
Mar 15, 2023	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	1,000	$17.75	$17.75K	8,200
Dec 08, 2022	Staggs Dana	officer	President	P-Purchase	Buy	500	$17.40	$8.70K	2,501
Dec 08, 2022	Staggs Dana	officer	President	P-Purchase	Buy	1,000	$17.46	$17.46K	2,001
Aug 16, 2022	FARRELL PATRICK JOSEPH	officer	Chief Financial Officer	P-Purchase	Buy	1,000	$18.49	$18.49K	3,509
Aug 16, 2022	Emrich John Scott	director		S-Sale	Sell	475	$19.07	$9.06K	1,224
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	2,000	$18.24	$36.48K	7,200
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	500	$19.14	$9.57K	5,200
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	500	$19.50	$9.75K	4,700
Aug 09, 2022	Bhonsle Sanjai	director, officer	CEO	P-Purchase	Buy	1,000	$21.62	$21.62K	4,200

The last insider sell of ArrowMark Financial's stock was made by Emrich John Scott on Aug 16 2022, selling 475 shares at $19.07 per share (valued at $9.06K). The last insider buy of BANX was made by FARRELL PATRICK JOSEPH on Jul 11 2024, buying 650 shares at $18.81 per share (worth $12.23K).

ArrowMark Financial Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2024	1	-	-
Q1 2024	1	-	-
Q4 2023	1	-	-
Q2 2023	6	-	-
Q1 2023	3	-	-
Q4 2022	2	-	-
Q3 2022	3	1	300.00%
Q2 2022	3	1	300.00%
Q1 2022	2	-	-
Q4 2021	2	-	-
Q3 2021	4	-	-
Q2 2021	1	-	-
Q1 2021	4	1	400.00%
Q1 2020	11	-	-
Q3 2017	1	-	-
Q1 2017	2	-	-
Q4 2016	3	-	-
Q2 2016	3	-	-
Q4 2015	1	-	-
Q3 2015	1	-	-

1 total buy trades, and 0 total sell trades (buy/sell ratio of 0%) were made by ArrowMark Financial's insiders, as of Q3 2024.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2024	1	-	-
Q1 2024	1	-	-
Q4 2023	1	-	-
Q2 2023	6	-	-
Q1 2023	3	-	-
Q4 2022	2	-	-
Q3 2022	3	1	300.00%
Q2 2022	3	-	-
Q1 2022	2	-	-
Q4 2021	2	-	-
Q3 2021	4	-	-
Q2 2021	1	-	-
Q1 2021	4	1	400.00%
Q1 2020	11	-	-
Q3 2017	1	-	-
Q1 2017	2	-	-
Q4 2016	3	-	-
Q2 2016	3	-	-
Q4 2015	1	-	-
Q3 2015	1	-	-

As of Q3 2024, Insider owners conducted 1 open market buy trades and 0 open market sell trades of ArrowMark Financial's stocks.

ArrowMark Financial Peer Ownership

Ticker	Company
AMK	AssetMark Financial Holdings, Inc.
AVTA	Avantax, Inc.
BBUC	Brookfield Business Corporation
BSIG	BrightSphere Investment Group Inc.

BANX Ownership FAQ

Who Owns ArrowMark Financial?

ArrowMark Financial is owned by institutional shareholders (18.55%), insiders (0.08%), and public (81.37%). The largest institutional shareholder of ArrowMark Financial is GREENWICH INVESTMENT MANAGEMENT, INC. (4.21% of total shares) and the top mutual fund owner is DIREXION FUNDS (0.02% of total shares).

Who are the major institutional shareholders of ArrowMark Financial?

ArrowMark Financial's major institutional shareholders are GREENWICH INVESTMENT MANAGEMENT, INC., RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC., ARROWMARK COLORADO HOLDINGS LLC, STIFEL FINANCIAL CORP, and ADVISOR GROUP HOLDINGS, INC.. The top five shareholders own together 14.79% of the company's share outstanding.

How many ArrowMark Financial shareholders are there?

As of Jun 2024, there are 26 institutional shareholders of ArrowMark Financial.

What percentage of ArrowMark Financial is owned by GREENWICH INVESTMENT MANAGEMENT, INC?

GREENWICH INVESTMENT MANAGEMENT, INC owns 299.28K shares of ArrowMark Financial, representing 4.21% of the company's total shares outstanding, valued at $5.52M (as of Jun 2024).

What percentage of ArrowMark Financial is owned by RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC?

As of Jun 2024, RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC holds 244.14K shares of ArrowMark Financial (BANX), compromising 3.43% of the company, valued at $4.5M.

What percentage of ArrowMark Financial is owned by ARROWMARK COLORADO HOLDINGS LLC?

ARROWMARK COLORADO HOLDINGS LLC is the third largest holder of ArrowMark Financial. The company owns 240.87K of the company's shares outstanding (worth $4.44M).