Applied UV Ownership 2024 | Who Owns Applied UV Now?

Overview RevenueFinancials Chart Transcripts

Institutional Ownership

0.46%

Insider Ownership

1.52%

Retail Ownership

98.01%

Institutional Holders

16.00

Applied UV Institutional Shareholders

Institutional Shareholders by % of Total Shares

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
WELLS FARGO & COMPANY/MN	-	-	-	-72	-100.00%	-	Jun 30, 2023
NORTHERN TRUST CORP	-	-	-	-12,073	-100.00%	-	Jun 30, 2023
STATE STREET CORP	-	-	-	-27,684	-100.00%	-	Jun 30, 2023
VANGUARD GROUP INC	-	-	-	-72,723	-100.00%	-	Jun 30, 2023
MORGAN STANLEY	-	-	-	-538	-100.00%	-	Jun 30, 2023
TWO SIGMA INVESTMENTS, LP	-	-	-	-17,542	-100.00%	-	Jun 30, 2023
GEODE CAPITAL MANAGEMENT, LLC	-	-	-	-34,378	-100.00%	-	Jun 30, 2023
LPL FINANCIAL LLC	-	-	-	-19,500	-100.00%	-	Jun 30, 2023
TWO SIGMA SECURITIES, LLC	-	-	-	-10,519	-100.00%	-	Jun 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-8,355	-100.00%	-	Jun 30, 2023
SAMALIN INVESTMENT COUNSEL, LLC	-	-	-	-24,300	-100.00%	-	Jun 30, 2023
ERGOTELES LLC	-	-	-	-14,540	-100.00%	-	Jun 30, 2023
UBS GROUP AG	-	-	-	-6,492	-100.00%	-	Jun 30, 2023
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-124,688	-100.00%	-	Jun 30, 2023
BDO WEALTH ADVISORS, LLC	-	-	-	-3,800	-100.00%	-	Jun 30, 2023
MOUNT YALE INVESTMENT ADVISORS, LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2023

Applied UV's largest institutional shareholder is WELLS FARGO & COMPANY/MN, holding 0.00% of the company's total share outstanding, currently valued at -. The top 10 institutional shareholders own together 0.00% of the company.

Institutional Shareholders by % of Total Assets

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
WELLS FARGO & COMPANY/MN	-	-	-	-72	-100.00%	-	Jun 30, 2023
NORTHERN TRUST CORP	-	-	-	-12,073	-100.00%	-	Jun 30, 2023
STATE STREET CORP	-	-	-	-27,684	-100.00%	-	Jun 30, 2023
VANGUARD GROUP INC	-	-	-	-72,723	-100.00%	-	Jun 30, 2023
MORGAN STANLEY	-	-	-	-538	-100.00%	-	Jun 30, 2023
TWO SIGMA INVESTMENTS, LP	-	-	-	-17,542	-100.00%	-	Jun 30, 2023
GEODE CAPITAL MANAGEMENT, LLC	-	-	-	-34,378	-100.00%	-	Jun 30, 2023
LPL FINANCIAL LLC	-	-	-	-19,500	-100.00%	-	Jun 30, 2023
TWO SIGMA SECURITIES, LLC	-	-	-	-10,519	-100.00%	-	Jun 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-8,355	-100.00%	-	Jun 30, 2023
SAMALIN INVESTMENT COUNSEL, LLC	-	-	-	-24,300	-100.00%	-	Jun 30, 2023
ERGOTELES LLC	-	-	-	-14,540	-100.00%	-	Jun 30, 2023
UBS GROUP AG	-	-	-	-6,492	-100.00%	-	Jun 30, 2023
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-124,688	-100.00%	-	Jun 30, 2023
BDO WEALTH ADVISORS, LLC	-	-	-	-3,800	-100.00%	-	Jun 30, 2023
MOUNT YALE INVESTMENT ADVISORS, LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2023

The largest Applied UV shareholder by % of total assets is WELLS FARGO & COMPANY/MN. The company owns 0.00 shares of Applied UV (AUVI), representing 0.00% of its total assets.

Institutional Buyers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
WELLS FARGO & COMPANY/MN	-	-	-	-72	-100.00%	-	Jun 30, 2023
MORGAN STANLEY	-	-	-	-538	-100.00%	-	Jun 30, 2023
BDO WEALTH ADVISORS, LLC	-	-	-	-3,800	-100.00%	-	Jun 30, 2023
UBS GROUP AG	-	-	-	-6,492	-100.00%	-	Jun 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-8,355	-100.00%	-	Jun 30, 2023
TWO SIGMA SECURITIES, LLC	-	-	-	-10,519	-100.00%	-	Jun 30, 2023
NORTHERN TRUST CORP	-	-	-	-12,073	-100.00%	-	Jun 30, 2023
ERGOTELES LLC	-	-	-	-14,540	-100.00%	-	Jun 30, 2023
TWO SIGMA INVESTMENTS, LP	-	-	-	-17,542	-100.00%	-	Jun 30, 2023
LPL FINANCIAL LLC	-	-	-	-19,500	-100.00%	-	Jun 30, 2023
SAMALIN INVESTMENT COUNSEL, LLC	-	-	-	-24,300	-100.00%	-	Jun 30, 2023
MOUNT YALE INVESTMENT ADVISORS, LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2023
STATE STREET CORP	-	-	-	-27,684	-100.00%	-	Jun 30, 2023
GEODE CAPITAL MANAGEMENT, LLC	-	-	-	-34,378	-100.00%	-	Jun 30, 2023
VANGUARD GROUP INC	-	-	-	-72,723	-100.00%	-	Jun 30, 2023
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-124,688	-100.00%	-	Jun 30, 2023

As of Jun 30 2023, Applied UV's largest institutional buyer is WELLS FARGO & COMPANY/MN. The company purchased -72.00 stocks of AUVI, valued at -.

Institutional Sellers

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-124,688	-100.00%	-	Jun 30, 2023
VANGUARD GROUP INC	-	-	-	-72,723	-100.00%	-	Jun 30, 2023
GEODE CAPITAL MANAGEMENT, LLC	-	-	-	-34,378	-100.00%	-	Jun 30, 2023
STATE STREET CORP	-	-	-	-27,684	-100.00%	-	Jun 30, 2023
MOUNT YALE INVESTMENT ADVISORS, LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2023
SAMALIN INVESTMENT COUNSEL, LLC	-	-	-	-24,300	-100.00%	-	Jun 30, 2023
LPL FINANCIAL LLC	-	-	-	-19,500	-100.00%	-	Jun 30, 2023
TWO SIGMA INVESTMENTS, LP	-	-	-	-17,542	-100.00%	-	Jun 30, 2023
ERGOTELES LLC	-	-	-	-14,540	-100.00%	-	Jun 30, 2023
NORTHERN TRUST CORP	-	-	-	-12,073	-100.00%	-	Jun 30, 2023
TWO SIGMA SECURITIES, LLC	-	-	-	-10,519	-100.00%	-	Jun 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-8,355	-100.00%	-	Jun 30, 2023
UBS GROUP AG	-	-	-	-6,492	-100.00%	-	Jun 30, 2023
BDO WEALTH ADVISORS, LLC	-	-	-	-3,800	-100.00%	-	Jun 30, 2023
MORGAN STANLEY	-	-	-	-538	-100.00%	-	Jun 30, 2023
WELLS FARGO & COMPANY/MN	-	-	-	-72	-100.00%	-	Jun 30, 2023

As of Jun 30 2023, Applied UV's biggest institutional seller is ADVISOR GROUP HOLDINGS, INC.. The company sold -0.12M shares of AUVI, valued at -.

Institutional New positions

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date

Institutional Sold Out

Name	% Total Shares	% Total Assets	Current Shares	Change Amount	Change %	Market Value	Date
ADVISOR GROUP HOLDINGS, INC.	-	-	-	-124,688	-100.00%	-	Jun 30, 2023
VANGUARD GROUP INC	-	-	-	-72,723	-100.00%	-	Jun 30, 2023
GEODE CAPITAL MANAGEMENT, LLC	-	-	-	-34,378	-100.00%	-	Jun 30, 2023
STATE STREET CORP	-	-	-	-27,684	-100.00%	-	Jun 30, 2023
MOUNT YALE INVESTMENT ADVISORS, LLC	-	-	-	-25,000	-100.00%	-	Jun 30, 2023
SAMALIN INVESTMENT COUNSEL, LLC	-	-	-	-24,300	-100.00%	-	Jun 30, 2023
LPL FINANCIAL LLC	-	-	-	-19,500	-100.00%	-	Jun 30, 2023
TWO SIGMA INVESTMENTS, LP	-	-	-	-17,542	-100.00%	-	Jun 30, 2023
ERGOTELES LLC	-	-	-	-14,540	-100.00%	-	Jun 30, 2023
NORTHERN TRUST CORP	-	-	-	-12,073	-100.00%	-	Jun 30, 2023
TWO SIGMA SECURITIES, LLC	-	-	-	-10,519	-100.00%	-	Jun 30, 2023
TOWER RESEARCH CAPITAL LLC (TRC)	-	-	-	-8,355	-100.00%	-	Jun 30, 2023
UBS GROUP AG	-	-	-	-6,492	-100.00%	-	Jun 30, 2023
BDO WEALTH ADVISORS, LLC	-	-	-	-3,800	-100.00%	-	Jun 30, 2023
MORGAN STANLEY	-	-	-	-538	-100.00%	-	Jun 30, 2023
WELLS FARGO & COMPANY/MN	-	-	-	-72	-100.00%	-	Jun 30, 2023

Applied UV's largest sold out institutional shareholder by shares sold is ADVISOR GROUP HOLDINGS, INC., sold -0.12M shares, valued at -, as of undefined.

Applied UV Mutual Fund Holders

Name	% Total Assets	Total Shares	Change Amount	Change %	Date
FIDELITY CONCORD STREET TRUST	0.00%	45,043	-	-	Feb 29, 2024
VANGUARD INDEX FUNDS	0.00%	72,723	-	-	Mar 31, 2024
FIDELITY CONCORD STREET TRUST	0.00%	31,954	-	-	Feb 29, 2024
VANGUARD INDEX FUNDS	0.00%	16,695	-1,695	-9.22%	Mar 31, 2024
FIDELITY CONCORD STREET TRUST	0.00%	1,803	1,803	-	Feb 29, 2024
USAA MUTUAL FUNDS TRUST	0.00%	590	-	-	Jan 31, 2024
iSHARES TRUST	0.00%	14,961	-	-	Mar 31, 2024
EQ ADVISORS TRUST	0.00%	840	-	-	Mar 31, 2024

Applied UV's largest mutual fund holder by % of total assets is "FIDELITY CONCORD STREET TRUST", owning 45.04K shares, compromising 0.00% of its total assets.

Applied UV Institutional Ownership Trends

Institutional Holdings Trend

Date	Holdings	Change %
31 Mar, 23	16	6.67%
31 Dec, 22	15	15.38%
30 Sep, 22	13	-18.75%
30 Jun, 22	16	33.33%
31 Mar, 22	12	-
31 Dec, 21	12	-20.00%
30 Sep, 21	15	-
30 Jun, 21	15	36.36%
31 Mar, 21	11	120.00%
31 Dec, 20	5	66.67%
30 Sep, 20	3	-

As of 31 Mar 23, 16 institutions are holding Applied UV's shares, representing an increase of 6.67% compared to the previous quarter.

Shares Outstanding Trend

Date	Shares Outstanding	Change %
31 Mar, 23	402,204	13.74%
31 Dec, 22	353,611	9.64%
30 Sep, 22	322,528	-20.93%
30 Jun, 22	407,905	3.74%
31 Mar, 22	393,190	23.87%
31 Dec, 21	317,412	14.91%
30 Sep, 21	276,231	2.67%
30 Jun, 21	269,046	12.48%
31 Mar, 21	239,195	211.76%
31 Dec, 20	76,725	93.04%
30 Sep, 20	39,745	-

Applied UV (AUVI) has 402.20K shares outstanding as of 31 Mar 23, up 13.74% compared to the previous quarter.

Institutional Ownership Trend

Date	Ownership %	Change %
31 Mar, 23	0.46%	278.71%
31 Dec, 22	0.41%	157.09%
30 Sep, 22	0.51%	122.85%
30 Jun, 22	0.64%	174.08%
31 Mar, 22	0.61%	133.99%
31 Dec, 21	0.67%	195.96%
30 Sep, 21	0.59%	179.21%
30 Jun, 21	0.57%	220.42%
31 Mar, 21	0.51%	1907.96%
31 Dec, 20	0.16%	1037.61%
30 Sep, 20	0.13%	-

As of 31 Mar 23, Applied UV is held by 0.46% institutional shareholders, representing a 278.71% growth compared to 31 Dec 22.

Institutional Increased Positions Trend

Date	Increased Positions	Change %
31 Mar, 23	9	28.57%
31 Dec, 22	7	-
30 Sep, 22	7	-36.36%
30 Jun, 22	11	57.14%
31 Mar, 22	7	-
31 Dec, 21	7	-22.22%
30 Sep, 21	9	-18.18%
30 Jun, 21	11	-
31 Mar, 21	11	175.00%
31 Dec, 20	4	33.33%
30 Sep, 20	3	-

9 institutional shareholders have increased their position in AUVI stock as of 31 Mar 23 compared to 7 in the previous quarter (a 28.57% increase).

Institutional Reduced Positions Trend

Date	Reduced Positions	Change %
31 Mar, 23	3	50.00%
31 Dec, 22	2	-
30 Sep, 22	2	-
30 Jun, 22	2	100.00%
31 Mar, 22	1	-50.00%
31 Dec, 21	2	-50.00%
30 Sep, 21	4	-
30 Jun, 21	4	-
31 Mar, 21	-	-100.00%
31 Dec, 20	1	-
30 Sep, 20	-	-

3 institutional shareholders have reduced their position in AUVI stock as of 31 Mar 23 compared to 2 in the previous quarter (a 50.00% increase).

All Institutional Ownership Trend Data

Date	Holdings	Change %	Shares Outstanding	Change %	Ownership %	Change %	Increased Positions	Change %	Reduced Positions	Change %
31 Mar, 23	16	6.67%	402,204	13.74%	0.46%	278.71%	9	28.57%	3	50.00%
31 Dec, 22	15	15.38%	353,611	9.64%	0.41%	157.09%	7	-	2	-
30 Sep, 22	13	-18.75%	322,528	-20.93%	0.51%	122.85%	7	-36.36%	2	-
30 Jun, 22	16	33.33%	407,905	3.74%	0.64%	174.08%	11	57.14%	2	100.00%
31 Mar, 22	12	-	393,190	23.87%	0.61%	133.99%	7	-	1	-50.00%
31 Dec, 21	12	-20.00%	317,412	14.91%	0.67%	195.96%	7	-22.22%	2	-50.00%
30 Sep, 21	15	-	276,231	2.67%	0.59%	179.21%	9	-18.18%	4	-
30 Jun, 21	15	36.36%	269,046	12.48%	0.57%	220.42%	11	-	4	-
31 Mar, 21	11	120.00%	239,195	211.76%	0.51%	1907.96%	11	175.00%	-	-100.00%
31 Dec, 20	5	66.67%	76,725	93.04%	0.16%	1037.61%	4	33.33%	1	-
30 Sep, 20	3	-	39,745	-	0.13%	-	3	-	-	-

Applied UV Insider Shareholders Trades

Open Market Insider Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 21, 2023	Munn Laurie	10 percent owner	-	S-Sale	Sell	625,000	$564.94K	$353.09B	375,000
Feb 10, 2023	WOO MONICA L	director	-	P-Purchase	Buy	1,800	$1.11	$2.00K	22,100
Feb 14, 2022	Munn Max	director, officer	Acting Chief Executive Officer	P-Purchase	Buy	240,983	$7.80	$1.88M	309,835

Open Market Insider Buys

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held	Source
Feb 10, 2023	WOO MONICA L	director	-	P-Purchase	Buy	1,800	$1.11	$2.00K	22,100
Feb 14, 2022	Munn Max	director, officer	Acting Chief Executive Officer	P-Purchase	Buy	240,983	$7.80	$1.88M	309,835

Insider Sells

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 21, 2023	Munn Laurie	10 percent owner	-	S-Sale	Sell	625,000	$564.94K	$353.09B	375,000
Feb 06, 2023	STERN BRIAN ANDREW	director, 10 percent owner			Sell	-	-	-	1,825,526
Sep 29, 2022	WOO MONICA L	director	-		Sell	-	-	-	10,000
Sep 29, 2022	WOO MONICA L	director	-		Sell	-	-	-	1,000
May 02, 2022	ANDREWS JOHN FAY	director, officer	Chief Exeutive Officer		Sell	-	-	-	75,000
May 02, 2022	ANDREWS JOHN FAY	director, officer	Chief Exeutive Officer		Sell	175,000	$1.42	$248.50K	-
Jan 25, 2022	RICCIO MICHAEL GERARD	officer	Chief Financial Officer		Sell	-	-	-	50,000
Jan 25, 2022	RICCIO MICHAEL GERARD	officer	Chief Financial Officer		Sell	1,958	$6.53	$12.79K	-

All Insider Owners Trades

Date	Name	Relation	Role	Transaction	Buy/Sell	Shares	Price	Value	Shares Held
Jul 21, 2023	Munn Laurie	10 percent owner	-	S-Sale	Sell	625,000	$564.94K	$353.09B	375,000
Feb 15, 2023	LUHUKAY JOSEPH FELLIPUS PETER	director	-	A-Award	Buy	7,500	-	-	17,500
Feb 15, 2023	Burleson Eugene	director	-	A-Award	Buy	7,500	-	-	60,000
Feb 15, 2023	Hack Dallas Christian	director	-	A-Award	Buy	7,500	-	-	40,000
Feb 10, 2023	WOO MONICA L	director	-	P-Purchase	Buy	1,800	$1.11	$2.00K	22,100
Feb 10, 2023	WOO MONICA L	director	-	A-Award	Buy	7,500	-	-	20,300
Feb 10, 2023	WOO MONICA L	director			Buy	-	-	-	-
Feb 06, 2023	STERN BRIAN ANDREW	director, 10 percent owner			Sell	-	-	-	1,825,526
Sep 29, 2022	WOO MONICA L	director	-		Sell	-	-	-	10,000
Sep 29, 2022	WOO MONICA L	director	-		Sell	-	-	-	1,000
May 02, 2022	ANDREWS JOHN FAY	director, officer	Chief Exeutive Officer		Sell	-	-	-	75,000
May 02, 2022	ANDREWS JOHN FAY	director, officer	Chief Exeutive Officer		Sell	175,000	$1.42	$248.50K	-
Feb 14, 2022	Munn Max	director, officer	Acting Chief Executive Officer	P-Purchase	Buy	240,983	$7.80	$1.88M	309,835
Feb 14, 2022	BAUER EUGENE A	director			Buy	-	-	-	-
Feb 14, 2022	CLEMOW ALASTAIR J	director			Buy	-	-	-	-
Feb 14, 2022	Burleson Eugene	director			Buy	-	-	-	-
Feb 14, 2022	KANTER JOEL S	director			Buy	-	-	-	-
Feb 14, 2022	Hack Dallas Christian	director			Buy	-	-	-	-
Jan 25, 2022	RICCIO MICHAEL GERARD	officer	Chief Financial Officer		Sell	-	-	-	50,000
Jan 25, 2022	RICCIO MICHAEL GERARD	officer	Chief Financial Officer		Sell	1,958	$6.53	$12.79K	-

The last insider sell of Applied UV's stock was made by Munn Laurie on Jul 21 2023, selling 625,000 shares at $564.94K per share (valued at $353.09B). The last insider buy of AUVI was made by WOO MONICA L on Feb 10 2023, buying 1,800 shares at $1.11 per share (worth $2.00K).

Applied UV Insider Ownership Trends

All Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2023	-	1	-
Q1 2023	5	1	500.00%
Q4 2022	-	-	-

0 total buy trades, and 1 total sell trades (buy/sell ratio of 0.00%) were made by Applied UV's insiders, as of Q3 2023.

Open Market Insider Trades Trend

Date	Buy	Sell	Buy/Sell Ratio
Q3 2023	-	1	-
Q1 2023	1	-	-
Q4 2022	-	-	-

As of Q3 2023, Insider owners conducted 0 open market buy trades and 1 open market sell trades of Applied UV's stocks.

Applied UV Peer Ownership

Ticker	Company
MBC	MasterBrand, Inc.
MLKN	MillerKnoll, Inc.
EFOI	Energy Focus, Inc.
HOFT	Hooker Furnishings Corporation
BSET	Bassett Furniture Industries, Incorporated
FGI	FGI Industries Ltd.
LZB	La-Z-Boy Incorporated
ATER	Aterian, Inc.

AUVI Ownership FAQ

Who Owns Applied UV?

Applied UV is owned by institutional shareholders (0.46%), insiders (1.52%), and public (98.01%). The largest institutional shareholder of Applied UV is WELLS FARGO & COMPANY/MN (0% of total shares) and the top mutual fund owner is FIDELITY CONCORD STREET TRUST (0.00% of total shares).

Who are the major institutional shareholders of Applied UV?

Applied UV's major institutional shareholders are WELLS FARGO & COMPANY/MN, NORTHERN TRUST CORP, STATE STREET CORP, VANGUARD GROUP INC, and MORGAN STANLEY. The top five shareholders own together 0% of the company's share outstanding.

How many Applied UV shareholders are there?

As of Mar 2023, there are 16 institutional shareholders of Applied UV.

What percentage of Applied UV is owned by WELLS FARGO & COMPANY/MN?

WELLS FARGO & COMPANY/MN owns 0 shares of Applied UV, representing 0% of the company's total shares outstanding, valued at $0 (as of Jun 2023).

What percentage of Applied UV is owned by NORTHERN TRUST CORP?

As of Jun 2023, NORTHERN TRUST CORP holds 0 shares of Applied UV (AUVI), compromising 0% of the company, valued at $0.

What percentage of Applied UV is owned by STATE STREET CORP?

STATE STREET CORP is the third largest holder of Applied UV. The company owns 0 of the company's shares outstanding (worth $0).