Applied Optoelectronics Ownership 2024 | Who Owns Applied Optoelectronics Now?
Institutional Ownership
37.38%
Insider Ownership
5.73%
Retail Ownership
56.89%
Institutional Holders
75.00
Applied Optoelectronics Institutional Shareholders
Institutional Shareholders by % of Total Shares
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| BLACKROCK INC. | 7.85% | 0.00% | 3,012,679 | 2,162,675 | 254.43% | 24,975,110 | Jun 30, 2024 |
| AMERIPRISE FINANCIAL INC | 5.62% | 0.00% | 2,156,506 | 1,156,212 | 115.59% | 17,877,433 | Jun 30, 2024 |
| VANGUARD GROUP INC | 5.62% | 0.00% | 2,154,978 | 200,480 | 10.26% | 17,864,768 | Jun 30, 2024 |
| HOOD RIVER CAPITAL MANAGEMENT LLC | 3.59% | 0.24% | 1,375,404 | -64,000 | -4.45% | 11,402,099 | Jun 30, 2024 |
| POINT72 ASSET MANAGEMENT, L.P. | 3.48% | 0.03% | 1,335,488 | -71,434 | -5.08% | 11,071,192 | Jun 30, 2024 |
| ALYESKA INVESTMENT GROUP, L.P. | 3.03% | 0.06% | 1,161,418 | -305,108 | -20.80% | 9,628,155 | Jun 30, 2024 |
| ROYCE & ASSOCIATES LP | 2.82% | 0.08% | 1,081,056 | -66,423 | -5.79% | 8,961,954 | Jun 30, 2024 |
| SHELLBACK CAPITAL, LP | 2.71% | 0.63% | 1,039,438 | 1,039,438 | 100.00% | 8,616,941 | Jun 30, 2024 |
| OBERWEIS ASSET MANAGEMENT INC/ | 2.26% | 0.44% | 865,915 | 16,300 | 1.92% | 7,178,435 | Jun 30, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | 2.21% | 0.00% | 849,318 | 460,831 | 118.62% | 7,042,212 | Jun 30, 2024 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 2.19% | 0.07% | 841,974 | -2,575,435 | -75.36% | 6,979,964 | Jun 30, 2024 |
| PORTOLAN CAPITAL MANAGEMENT, LLC | 2.19% | 0.57% | 841,059 | -593,841 | -41.39% | 6,972,379 | Jun 30, 2024 |
| CENTERBOOK PARTNERS LP | 1.84% | 0.36% | 706,559 | 282,988 | 66.81% | 5,857,374 | Jun 30, 2024 |
| STATE STREET CORP | 1.81% | 0.00% | 694,951 | 351,956 | 102.61% | 5,761,144,000 | Jun 30, 2024 |
| DIMENSIONAL FUND ADVISORS LP | 1.61% | 0.00% | 616,701 | 24,259 | 4.09% | 5,113,453 | Jun 30, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | 1.54% | 0.06% | 589,300 | 283,700 | 92.83% | 4,885,297 | Jun 30, 2024 |
| MARSHALL WACE, LLP | 1.41% | 0.01% | 541,787 | 183,260 | 51.11% | 4,491,416 | Jun 30, 2024 |
| EMERALD ADVISERS, LLC | 1.34% | 0.18% | 512,721 | -15,588 | -2.95% | 4,250,453 | Jun 30, 2024 |
| KENNEDY CAPITAL MANAGEMENT LLC | 1.30% | 0.09% | 497,305 | 34,092 | 7.36% | 4,122,658 | Jun 30, 2024 |
| SORA INVESTORS LLC | 1.17% | 0.69% | 450,000 | 450,000 | 100.00% | 3,730,500 | Jun 30, 2024 |
Applied Optoelectronics's largest institutional shareholder is BLACKROCK INC., holding 7.85% of the company's total share outstanding, currently valued at $24.98M. The top 10 institutional shareholders own together 39.18% of the company.
Institutional Shareholders by % of Total Assets
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| ACUITAS INVESTMENTS, LLC | 0.86% | 1.47% | 331,221 | 91,885 | 38.39% | 2,745,822 | Jun 30, 2024 |
| COLLABORATIVE HOLDINGS MANAGEMENT LP | 0.11% | 0.69% | 40,932 | 40,932 | 100.00% | 339,326 | Jun 30, 2024 |
| SORA INVESTORS LLC | 1.17% | 0.69% | 450,000 | 450,000 | 100.00% | 3,730,500 | Jun 30, 2024 |
| SHELLBACK CAPITAL, LP | 2.71% | 0.63% | 1,039,438 | 1,039,438 | 100.00% | 8,616,941 | Jun 30, 2024 |
| PORTOLAN CAPITAL MANAGEMENT, LLC | 2.19% | 0.57% | 841,059 | -593,841 | -41.39% | 6,972,379 | Jun 30, 2024 |
| HIDDEN LAKE ASSET MANAGEMENT LP | 0.19% | 0.47% | 72,530 | -367 | -0.50% | 601,274 | Jun 30, 2024 |
| KETTLE HILL CAPITAL MANAGEMENT, LLC | 0.56% | 0.45% | 216,106 | 216,106 | 100.00% | 1,791,519 | Jun 30, 2024 |
| OBERWEIS ASSET MANAGEMENT INC/ | 2.26% | 0.44% | 865,915 | 16,300 | 1.92% | 7,178,435 | Jun 30, 2024 |
| HUSSMAN STRATEGIC ADVISORS, INC. | 0.47% | 0.41% | 178,500 | -10,500 | -5.56% | 1,479,765 | Jun 30, 2024 |
| CENTERBOOK PARTNERS LP | 1.84% | 0.36% | 706,559 | 282,988 | 66.81% | 5,857,374 | Jun 30, 2024 |
| POLYMER CAPITAL MANAGEMENT (HK) LTD | 0.51% | 0.33% | 194,500 | 12,720 | 7.00% | 1,612,405 | Jun 30, 2024 |
| HOOD RIVER CAPITAL MANAGEMENT LLC | 3.59% | 0.24% | 1,375,404 | -64,000 | -4.45% | 11,402,099 | Jun 30, 2024 |
| SHAY CAPITAL LLC | 0.52% | 0.23% | 200,600 | 200,600 | 100.00% | 1,662,974 | Jun 30, 2024 |
| POINT72 ASIA (SINGAPORE) PTE. LTD. | 0.34% | 0.22% | 128,524 | 17,019 | 15.26% | 1,065,468 | Jun 30, 2024 |
| EMERALD ADVISERS, LLC | 1.34% | 0.18% | 512,721 | -15,588 | -2.95% | 4,250,453 | Jun 30, 2024 |
| EMERALD MUTUAL FUND ADVISERS TRUST | 1.04% | 0.17% | 399,117 | - | - | 3,308,680 | Jun 30, 2024 |
| SKAANA MANAGEMENT L.P. | 0.16% | 0.16% | 62,000 | -15,000 | -19.48% | 513,980 | Jun 30, 2024 |
| CAXTON ASSOCIATES LP | 1.07% | 0.12% | 411,054 | 347,867 | 550.54% | 3,407,638 | Jun 30, 2024 |
| WHITE PINE CAPITAL LLC | 0.08% | 0.10% | 30,632 | -6,600 | -17.73% | 253,939 | Jun 30, 2024 |
| J. GOLDMAN & CO LP | 1.05% | 0.09% | 402,174 | 402,174 | 100.00% | 3,334,022 | Jun 30, 2024 |
The largest Applied Optoelectronics shareholder by % of total assets is ACUITAS INVESTMENTS, LLC. The company owns 331.22K shares of Applied Optoelectronics (AAOI), representing 1.47% of its total assets.
Institutional Buyers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| BLACKROCK INC. | 7.85% | 0.00% | 3,012,679 | 2,162,675 | 254.43% | 24,975,110 | Jun 30, 2024 |
| AMERIPRISE FINANCIAL INC | 5.62% | 0.00% | 2,156,506 | 1,156,212 | 115.59% | 17,877,433 | Jun 30, 2024 |
| SHELLBACK CAPITAL, LP | 2.71% | 0.63% | 1,039,438 | 1,039,438 | 100.00% | 8,616,941 | Jun 30, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | 2.21% | 0.00% | 849,318 | 460,831 | 118.62% | 7,042,212 | Jun 30, 2024 |
| SORA INVESTORS LLC | 1.17% | 0.69% | 450,000 | 450,000 | 100.00% | 3,730,500 | Jun 30, 2024 |
| J. GOLDMAN & CO LP | 1.05% | 0.09% | 402,174 | 402,174 | 100.00% | 3,334,022 | Jun 30, 2024 |
| CAPITAL FUND MANAGEMENT S.A. | 1.10% | 0.01% | 421,407 | 383,377 | 1008.09% | 3,493,464 | Jun 30, 2024 |
| STATE STREET CORP | 1.81% | 0.00% | 694,951 | 351,956 | 102.61% | 5,761,144,000 | Jun 30, 2024 |
| CAXTON ASSOCIATES LP | 1.07% | 0.12% | 411,054 | 347,867 | 550.54% | 3,407,638 | Jun 30, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | 1.54% | 0.06% | 589,300 | 283,700 | 92.83% | 4,885,297 | Jun 30, 2024 |
| CENTERBOOK PARTNERS LP | 1.84% | 0.36% | 706,559 | 282,988 | 66.81% | 5,857,374 | Jun 30, 2024 |
| TWO SIGMA INVESTMENTS, LP | 0.78% | 0.01% | 300,926 | 273,942 | 1015.20% | 2,494,677 | Jun 30, 2024 |
| JPMORGAN CHASE & CO | 0.59% | 0.00% | 227,167 | 227,167 | 100.00% | 1,883,214 | Jun 30, 2024 |
| FULLER & THALER ASSET MANAGEMENT, INC. | 0.58% | 0.01% | 221,057 | 221,057 | 100.00% | 1,832,563 | Jun 30, 2024 |
| KETTLE HILL CAPITAL MANAGEMENT, LLC | 0.56% | 0.45% | 216,106 | 216,106 | 100.00% | 1,791,519 | Jun 30, 2024 |
| SHAY CAPITAL LLC | 0.52% | 0.23% | 200,600 | 200,600 | 100.00% | 1,662,974 | Jun 30, 2024 |
| VANGUARD GROUP INC | 5.62% | 0.00% | 2,154,978 | 200,480 | 10.26% | 17,864,768 | Jun 30, 2024 |
| MARSHALL WACE, LLP | 1.41% | 0.01% | 541,787 | 183,260 | 51.11% | 4,491,416 | Jun 30, 2024 |
| CONCENTRIC CAPITAL STRATEGIES, LP | 0.57% | 0.09% | 217,854 | 179,108 | 462.26% | 1,806,010 | Jun 30, 2024 |
| J. GOLDMAN & CO LP | 0.46% | 0.04% | 175,000 | 175,000 | 100.00% | 1,450,750 | Jun 30, 2024 |
As of Jun 30 2024, Applied Optoelectronics's largest institutional buyer is BLACKROCK INC.. The company purchased 2.16M stocks of AAOI, valued at $24.98M.
Institutional Sellers
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| DRIEHAUS CAPITAL MANAGEMENT LLC | 2.19% | 0.07% | 841,974 | -2,575,435 | -75.36% | 6,979,964 | Jun 30, 2024 |
| WHALE ROCK CAPITAL MANAGEMENT LLC | - | - | - | -1,333,957 | -100.00% | - | Jun 30, 2024 |
| CLOUDALPHA CAPITAL MANAGEMENT LIMITED/HONG KONG | - | - | - | -831,200 | -100.00% | - | Jun 30, 2024 |
| ASSENAGON ASSET MANAGEMENT S.A. | - | - | - | -631,799 | -100.00% | - | Jun 30, 2024 |
| PORTOLAN CAPITAL MANAGEMENT, LLC | 2.19% | 0.57% | 841,059 | -593,841 | -41.39% | 6,972,379 | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | - | - | - | -375,799 | -100.00% | - | Jun 30, 2024 |
| AMERICAN CENTURY COMPANIES INC | 0.40% | 0.00% | 153,008 | -348,459 | -69.49% | 1,268,436 | Jun 30, 2024 |
| ALYESKA INVESTMENT GROUP, L.P. | 3.03% | 0.06% | 1,161,418 | -305,108 | -20.80% | 9,628,155 | Jun 30, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | - | - | - | -259,209 | -100.00% | - | Jun 30, 2024 |
| LAURION CAPITAL MANAGEMENT LP | 0.50% | 0.02% | 190,839 | -222,772 | -53.86% | 1,582,055 | Jun 30, 2024 |
| GOLDMAN SACHS GROUP INC | 0.22% | 0.00% | 83,692 | -187,345 | -69.12% | 693,807 | Jun 30, 2024 |
| HRT FINANCIAL LP | - | - | - | -131,863 | -100.00% | - | Jun 30, 2024 |
| G2 INVESTMENT PARTNERS MANAGEMENT LLC | - | - | - | -126,000 | -100.00% | - | Jun 30, 2024 |
| MORGAN STANLEY | 0.28% | 0.00% | 107,321 | -108,087 | -50.18% | 889,692 | Jun 30, 2024 |
| INDEPENDENT ADVISOR ALLIANCE | 0.08% | 0.01% | 29,791 | -97,724 | -76.64% | 246,967 | Jun 30, 2024 |
| ALLIANZ ASSET MANAGEMENT GMBH | - | - | - | -82,600 | -100.00% | - | Jun 30, 2024 |
| MAN GROUP PLC | - | - | - | -81,944 | -100.00% | - | Jun 30, 2024 |
| POINT72 ASSET MANAGEMENT, L.P. | 3.48% | 0.03% | 1,335,488 | -71,434 | -5.08% | 11,071,192 | Jun 30, 2024 |
| ROYCE & ASSOCIATES LP | 2.82% | 0.08% | 1,081,056 | -66,423 | -5.79% | 8,961,954 | Jun 30, 2024 |
| HOOD RIVER CAPITAL MANAGEMENT LLC | 3.59% | 0.24% | 1,375,404 | -64,000 | -4.45% | 11,402,099 | Jun 30, 2024 |
As of Jun 30 2024, Applied Optoelectronics's biggest institutional seller is DRIEHAUS CAPITAL MANAGEMENT LLC. The company sold -2.58M shares of AAOI, valued at $6.98M.
Institutional New positions
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| SHELLBACK CAPITAL, LP | 2.71% | 0.63% | 1,039,438 | 1,039,438 | 100.00% | 8,616,941 | Jun 30, 2024 |
| SORA INVESTORS LLC | 1.17% | 0.69% | 450,000 | 450,000 | 100.00% | 3,730,500 | Jun 30, 2024 |
| J. GOLDMAN & CO LP | 1.05% | 0.09% | 402,174 | 402,174 | 100.00% | 3,334,022 | Jun 30, 2024 |
| FULLER & THALER ASSET MANAGEMENT, INC. | 0.58% | 0.01% | 221,057 | 221,057 | 100.00% | 1,832,563 | Jun 30, 2024 |
| KETTLE HILL CAPITAL MANAGEMENT, LLC | 0.56% | 0.45% | 216,106 | 216,106 | 100.00% | 1,791,519 | Jun 30, 2024 |
| SHAY CAPITAL LLC | 0.52% | 0.23% | 200,600 | 200,600 | 100.00% | 1,662,974 | Jun 30, 2024 |
| J. GOLDMAN & CO LP | 0.46% | 0.04% | 175,000 | 175,000 | 100.00% | 1,450,750 | Jun 30, 2024 |
| CAPITAL FUND MANAGEMENT S.A. | 0.30% | 0.00% | 114,400 | 114,400 | 100.00% | 948,376 | Jun 30, 2024 |
| NUVEEN ASSET MANAGEMENT, LLC | 0.26% | 0.00% | 100,701 | 100,701 | 100.00% | 834,811 | Jun 30, 2024 |
| UBS ASSET MANAGEMENT AMERICAS INC | 0.18% | 0.00% | 70,816 | 70,816 | 100.00% | 587,064 | Jun 30, 2024 |
| SHAY CAPITAL LLC | 0.18% | 0.08% | 67,500 | 67,500 | 100.00% | 559,575 | Jun 30, 2024 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | 0.17% | 0.00% | 65,009 | 65,009 | 100.00% | 539,000 | Jun 30, 2024 |
| J. GOLDMAN & CO LP | 0.16% | 0.01% | 61,200 | 61,200 | 100.00% | 507,348 | Jun 30, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | 0.14% | 0.00% | 55,000 | 55,000 | 100.00% | 455,950 | Jun 30, 2024 |
| RHUMBLINE ADVISERS | 0.14% | 0.00% | 54,206 | 54,206 | 100.00% | 449,361 | Jun 30, 2024 |
| CAPITAL FUND MANAGEMENT S.A. | 0.12% | 0.00% | 47,100 | 47,100 | 100.00% | 390,459 | Jun 30, 2024 |
| ALLIANCEBERNSTEIN L.P. | 0.10% | 0.00% | 36,708 | 36,708 | 100.00% | 304,309 | Jun 30, 2024 |
| AQUATIC CAPITAL MANAGEMENT LLC | 0.09% | 0.01% | 34,100 | 34,100 | 100.00% | 282,689 | Jun 30, 2024 |
| DYNAMIC TECHNOLOGY LAB PRIVATE LTD | 0.08% | 0.03% | 29,411 | 29,411 | 100.00% | 244,000 | Jun 30, 2024 |
| SEI INVESTMENTS CO | 0.06% | 0.00% | 23,425 | 23,425 | 100.00% | 194,190,000 | Jun 30, 2024 |
| TWO SIGMA SECURITIES, LLC | 0.05% | 0.00% | 20,613 | 20,613 | 100.00% | 170,882 | Jun 30, 2024 |
| COREBRIDGE FINANCIAL, INC. | 0.05% | 0.00% | 19,904 | 19,904 | 100.00% | 165,203 | Jun 30, 2024 |
| ARETE WEALTH ADVISORS, LLC | 0.05% | 0.03% | 18,970 | 18,970 | 100.00% | 375,000 | Jun 30, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | 0.04% | 0.00% | 14,900 | 14,900 | 100.00% | 124,000 | Jun 30, 2024 |
| QUANTITATIVE INVESTMENT MANAGEMENT, LLC | 0.04% | 0.01% | 14,594 | 14,594 | 100.00% | 120,000 | Jun 30, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0.04% | 0.00% | 14,184 | 14,184 | 100.00% | 117,585 | Jun 30, 2024 |
| CLEAR STREET MARKETS LLC | 0.03% | 0.02% | 13,189 | 13,189 | 100.00% | 109,000 | Jun 30, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | 0.03% | 0.00% | 12,238 | 12,238 | 100.00% | 101,453 | Jun 30, 2024 |
| DIAMETRIC CAPITAL, LP | 0.03% | 0.05% | 11,536 | 11,536 | 100.00% | 95,633 | Jun 30, 2024 |
| CSS LLC/IL | 0.03% | 0.00% | 11,300 | 11,300 | 100.00% | 93,677 | Jun 30, 2024 |
| ENTROPY TECHNOLOGIES, LP | 0.03% | 0.01% | 11,196 | 11,196 | 100.00% | 92,815 | Jun 30, 2024 |
| METLIFE INVESTMENT MANAGEMENT, LLC | 0.02% | 0.00% | 9,414 | 9,414 | 100.00% | 78,042 | Jun 30, 2024 |
| US BANCORP \DE\ | 0.01% | 0.00% | 5,216 | 5,216 | 100.00% | 43,240 | Jun 30, 2024 |
| AMERITAS INVESTMENT PARTNERS, INC. | 0.01% | 0.00% | 3,625 | 3,625 | 100.00% | 30,051 | Jun 30, 2024 |
| AMALGAMATED BANK | 0.00% | 0.00% | 1,280 | 1,280 | 100.00% | 11,000 | Jun 30, 2024 |
| REDWOOD WEALTH MANAGEMENT GROUP, LLC | 0.00% | 0.00% | 600 | 600 | 100.00% | 4,974 | Jun 30, 2024 |
| LINDBROOK CAPITAL, LLC | 0.00% | 0.00% | 73 | 73 | 100.00% | 605 | Jun 30, 2024 |
| FARTHER FINANCE ADVISORS, LLC | 0.00% | - | 37 | 37 | 100.00% | 299 | Jun 30, 2024 |
| ALLWORTH FINANCIAL LP | 0.00% | - | 23 | 23 | 100.00% | 223 | Jun 30, 2024 |
| ROTHSCHILD INVESTMENT LLC | - | - | 15 | 15 | 100.00% | 124 | Jun 30, 2024 |
| PLANNING CAPITAL MANAGEMENT CORP | - | 0.00% | 10 | 10 | 100.00% | 83 | Jun 30, 2024 |
Applied Optoelectronics's largest new institutional shareholder by number of shares is SHELLBACK CAPITAL, LP, purchased 1.04M shares, valued at $8.62M, as of undefined.
Institutional Sold Out
| Name | % Total Shares | % Total Assets | Current Shares | Change Amount | Change % | Market Value | Date |
|---|---|---|---|---|---|---|---|
| WHALE ROCK CAPITAL MANAGEMENT LLC | - | - | - | -1,333,957 | -100.00% | - | Jun 30, 2024 |
| CLOUDALPHA CAPITAL MANAGEMENT LIMITED/HONG KONG | - | - | - | -831,200 | -100.00% | - | Jun 30, 2024 |
| ASSENAGON ASSET MANAGEMENT S.A. | - | - | - | -631,799 | -100.00% | - | Jun 30, 2024 |
| MILLENNIUM MANAGEMENT LLC | - | - | - | -375,799 | -100.00% | - | Jun 30, 2024 |
| SCHONFELD STRATEGIC ADVISORS LLC | - | - | - | -259,209 | -100.00% | - | Jun 30, 2024 |
| HRT FINANCIAL LP | - | - | - | -131,863 | -100.00% | - | Jun 30, 2024 |
| G2 INVESTMENT PARTNERS MANAGEMENT LLC | - | - | - | -126,000 | -100.00% | - | Jun 30, 2024 |
| ALLIANZ ASSET MANAGEMENT GMBH | - | - | - | -82,600 | -100.00% | - | Jun 30, 2024 |
| MAN GROUP PLC | - | - | - | -81,944 | -100.00% | - | Jun 30, 2024 |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | - | - | - | -50,300 | -100.00% | - | Jun 30, 2024 |
| JEFFERIES FINANCIAL GROUP INC. | - | - | - | -45,500 | -100.00% | - | Jun 30, 2024 |
| BANK OF MONTREAL /CAN/ | - | - | - | -45,354 | -100.00% | - | Jun 30, 2024 |
| BOOTHBAY FUND MANAGEMENT, LLC | - | - | - | -30,535 | -100.00% | - | Jun 30, 2024 |
| MARATHON TRADING INVESTMENT MANAGEMENT LLC | - | - | - | -27,200 | -100.00% | - | Jun 30, 2024 |
| D. E. SHAW & CO., INC. | - | - | - | -18,600 | -100.00% | - | Jun 30, 2024 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | - | - | - | -16,896 | -100.00% | - | Jun 30, 2024 |
| VERITION FUND MANAGEMENT LLC | - | - | - | -15,200 | -100.00% | - | Jun 30, 2024 |
| GOTHAM ASSET MANAGEMENT, LLC | - | - | - | -13,676 | -100.00% | - | Jun 30, 2024 |
| SG AMERICAS SECURITIES, LLC | - | - | - | -11,859 | -100.00% | - | Jun 30, 2024 |
| TWO SIGMA SECURITIES, LLC | - | - | - | -10,700 | -100.00% | - | Jun 30, 2024 |
| LMR PARTNERS LLP | - | - | - | -10,267 | -100.00% | - | Jun 30, 2024 |
| TUCKER ASSET MANAGEMENT LLC | - | - | - | -8,500 | -100.00% | - | Jun 30, 2024 |
| FNY INVESTMENT ADVISERS, LLC | - | - | - | -7,000 | -100.00% | - | Jun 30, 2024 |
| MACQUARIE GROUP LTD | - | - | - | -2,207 | -100.00% | - | Jun 30, 2024 |
| QUADRANT CAPITAL GROUP LLC | - | - | - | -51 | -100.00% | - | Jun 30, 2024 |
| SIGNATUREFD, LLC | - | - | - | -47 | -100.00% | - | Jun 30, 2024 |
| BARRETT & COMPANY, INC. | - | - | - | -11 | -100.00% | - | Jun 30, 2024 |
Applied Optoelectronics's largest sold out institutional shareholder by shares sold is WHALE ROCK CAPITAL MANAGEMENT LLC, sold -1.33M shares, valued at -, as of undefined.
Applied Optoelectronics Mutual Fund Holders
| Name | % Total Assets | Total Shares | Change Amount | Change % | Date |
|---|---|---|---|---|---|
| Manager Directed Portfolios | 4.47% | 732,396 | - | - | Jan 31, 2024 |
| OBERWEIS FUNDS | 0.83% | 849,615 | -38,100 | -4.29% | Mar 31, 2024 |
| Global Beta ETF Trust | 0.47% | 1,300 | - | - | May 31, 2022 |
| MSS Series Trust | 0.33% | 25,000 | - | - | Feb 29, 2024 |
| ROYCE CAPITAL FUND | 0.23% | 84,822 | -7,977 | -8.60% | Mar 31, 2024 |
| ROYCE MICRO-CAP TRUST, INC. | 0.19% | 92,020 | 61,651 | 203.01% | Mar 31, 2024 |
| SYNTAX ETF TRUST | 0.19% | 5,900 | - | - | Mar 31, 2024 |
| ROYCE FUND | 0.11% | 720,432 | 48,405 | 7.20% | Mar 31, 2024 |
| Monteagle Funds | 0.10% | 3,950 | - | - | Feb 29, 2024 |
| GAMCO GLOBAL SERIES FUNDS, INC | 0.08% | 41,000 | -32,500 | -44.22% | Dec 29, 2023 |
| DRIEHAUS MUTUAL FUNDS | 0.06% | 580,893 | 168,087 | 40.72% | Mar 28, 2024 |
| Vericimetry Funds | 0.05% | 4,080 | - | - | Mar 31, 2024 |
| BlackRock Advantage SMID Cap Fund, Inc. | 0.04% | 8,398 | - | - | Mar 28, 2024 |
| VANGUARD VALLEY FORGE FUNDS | 0.04% | 21,300 | - | - | Mar 31, 2024 |
| BNY MELLON INDEX FUNDS, INC. | 0.04% | 47,151 | - | - | Apr 30, 2022 |
| BNY MELLON INVESTMENT PORTFOLIOS | 0.02% | 14,469 | - | - | Mar 31, 2024 |
| BRIDGEWAY FUNDS INC | 0.02% | 54,300 | - | - | Mar 28, 2024 |
| FIDELITY COMMONWEALTH TRUST | 0.01% | 34,976 | 558 | 1.62% | Feb 29, 2024 |
| ADVISORS' INNER CIRCLE FUND | 0.01% | 217,791 | - | - | Jan 31, 2024 |
| BNY Mellon Strategic Funds, Inc. | 0.01% | 14,386 | - | - | Mar 31, 2024 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS | 0.01% | 3,437 | - | - | Mar 31, 2024 |
| AMERICAN CENTURY ETF TRUST | 0.01% | 623,421 | 576,198 | 1220.16% | Feb 29, 2024 |
| VANGUARD QUANTITATIVE FUNDS | 0.01% | 26,400 | 26,200 | 13100.00% | Mar 31, 2024 |
| QUANTITATIVE MASTER SERIES LLC | 0.01% | 31,447 | - | - | Mar 31, 2024 |
| VANGUARD INDEX FUNDS | 0.00% | 1,851,015 | -115,173 | -5.86% | Mar 31, 2024 |
| INVESCO EXCHANGE-TRADED FUND TRUST | 0.00% | 317,897 | 173,178 | 119.67% | Jan 31, 2024 |
| VANGUARD HORIZON FUNDS | 0.00% | 87,592 | - | - | Mar 31, 2024 |
| TIAA SEPARATE ACCOUNT VA 1 | 0.00% | 712 | - | - | Mar 31, 2024 |
| Brinker Capital Destinations Trust | 0.00% | 170,684 | -22,395 | -11.60% | Feb 29, 2024 |
| STEWARD FUNDS, INC. | 0.00% | 4,710 | - | - | Jan 31, 2024 |
| PRAXIS MUTUAL FUNDS | 0.00% | 19,220 | - | - | Dec 31, 2023 |
| JNL VARIABLE FUND LLC | 0.00% | 9,078 | - | - | Mar 31, 2020 |
| FIDELITY CONCORD STREET TRUST | 0.00% | 317,018 | 28,886 | 10.03% | Feb 29, 2024 |
| RBB FUND, INC. | 0.00% | 119,806 | 10,149 | 9.26% | Feb 29, 2024 |
| PFM Multi-Manager Series Trust | 0.00% | 1,007 | - | - | Dec 31, 2023 |
| NEW COVENANT FUNDS | 0.00% | 4,449 | - | - | Dec 31, 2023 |
| MAINSTAY FUNDS TRUST | 0.00% | 208,260 | - | - | Jan 31, 2024 |
| VANGUARD INSTITUTIONAL INDEX FUNDS | 0.00% | 28,286 | 5,440 | 23.81% | Mar 31, 2024 |
| SHELTON FUNDS | 0.00% | 1,515 | - | - | Feb 29, 2024 |
| VANGUARD TAX-MANAGED FUNDS | 0.00% | 180,878 | - | - | Mar 31, 2024 |
| Series Portfolios Trust | 0.00% | 4,823 | - | - | Jan 31, 2024 |
| TARGET PORTFOLIO TRUST | 0.00% | 15,500 | - | - | Jan 31, 2024 |
| NATIONWIDE VARIABLE INSURANCE TRUST | 0.00% | 90,773 | - | - | Mar 31, 2024 |
| VALIC Co II | 0.00% | 22,024 | - | - | Feb 28, 2021 |
| Fidelity Rutland Square Trust II | 0.00% | 777,941 | -93,404 | -10.72% | Feb 29, 2024 |
| RYDEX VARIABLE TRUST | 0.00% | 700 | -673 | -49.02% | Dec 31, 2023 |
| Calvert Variable Products, Inc. | 0.00% | 1,515 | - | - | Mar 31, 2024 |
| Voya PARTNERS INC | 0.00% | 39,920 | 39,920 | - | Mar 31, 2024 |
| Dimensional ETF Trust | 0.00% | 204,345 | 204,337 | 2554212.50% | Jan 31, 2024 |
| Invesco Exchange-Traded Fund Trust II | 0.00% | 138,456 | 35,272 | 34.18% | Feb 29, 2024 |
| SCHWAB CAPITAL TRUST | 0.00% | 18,315 | - | - | Jan 31, 2024 |
| FIDELITY COVINGTON TRUST | 0.00% | 7,408 | - | - | Jan 31, 2024 |
| NORTHERN LIGHTS FUND TRUST III | 0.00% | 4,771 | - | - | Jan 31, 2024 |
| VANGUARD WORLD FUND | 0.00% | 85,628 | - | - | Feb 29, 2024 |
| SunAmerica Specialty Series | 0.00% | 178 | - | - | Apr 30, 2021 |
| Voya VARIABLE PORTFOLIOS INC | 0.00% | 9,793 | - | - | Mar 31, 2024 |
| PRUDENTIAL SERIES FUND | 0.00% | 23,490 | - | - | Mar 28, 2024 |
| TRUST FOR PROFESSIONAL MANAGERS | 0.00% | 83,274 | 83,274 | - | Feb 29, 2024 |
| TRANSAMERICA ETF TRUST | 0.00% | 772 | - | - | Mar 31, 2022 |
| Mutual of America Variable Insurance Portfolios, Inc. | 0.00% | 175 | - | - | Sep 30, 2023 |
| COLUMBIA FUNDS VARIABLE INSURANCE TRUST | 0.00% | 138,342 | 20,610 | 17.51% | Mar 31, 2024 |
| GOLDMAN SACHS VARIABLE INSURANCE TRUST | 0.00% | 971 | - | - | Mar 31, 2024 |
| SA FUNDS INVESTMENT TRUST | 0.00% | 3,183 | - | - | Mar 31, 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | 0.00% | 193,319 | 112,327 | 138.69% | Jan 31, 2024 |
| CLEARWATER INVESTMENT TRUST | 0.00% | 1,775 | - | - | Mar 28, 2024 |
| SCHWAB STRATEGIC TRUST | 0.00% | 106,970 | - | - | Feb 29, 2024 |
| THRIVENT SERIES FUND INC | 0.00% | 20,183 | - | - | Mar 28, 2024 |
| RYDEX SERIES FUNDS | 0.00% | 694 | -3,672 | -84.10% | Dec 31, 2023 |
| KP Funds | 0.00% | 7,091 | - | - | Sep 30, 2020 |
| NATIONWIDE MUTUAL FUNDS | 0.00% | 18,228 | 11,558 | 173.28% | Jan 31, 2024 |
| FLEXSHARES TRUST | 0.00% | 10,808 | - | - | Jan 31, 2024 |
| Columbia Funds Variable Series Trust II | 0.00% | 4,367 | - | - | Mar 31, 2024 |
| TIAA-CREF LIFE FUNDS | 0.00% | 285 | - | - | Mar 31, 2024 |
| MASTER INVESTMENT PORTFOLIO | 0.00% | 8,336 | - | - | Mar 31, 2024 |
| NORTHWESTERN MUTUAL SERIES FUND INC | 0.00% | 9,566 | - | - | Mar 31, 2024 |
| SEASONS SERIES TRUST | 0.00% | 2,004 | - | - | Mar 31, 2024 |
| MUTUAL OF AMERICA INVESTMENT CORP | 0.00% | 3,154 | - | - | Mar 31, 2024 |
| VARIABLE INSURANCE PRODUCTS FUND II | 0.00% | 848 | - | - | Mar 31, 2024 |
| COLUMBIA FUNDS SERIES TRUST I | 0.00% | 313,071 | -119,795 | -27.67% | Jan 31, 2024 |
| ProFunds | 0.00% | 743 | - | - | Mar 31, 2024 |
| EQ ADVISORS TRUST | 0.00% | 76,727 | -3,431 | -4.28% | Mar 31, 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | 0.00% | 3,897 | - | - | Mar 31, 2024 |
| NORTHERN FUNDS | 0.00% | 8,255 | - | - | Mar 28, 2024 |
| ADVANCED SERIES TRUST | 0.00% | 156,658 | 78,238 | 99.77% | Mar 28, 2024 |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST | 0.00% | 2,196 | - | - | Dec 31, 2023 |
| COLLEGE RETIREMENT EQUITIES FUND | 0.00% | 41,482 | - | - | Mar 31, 2024 |
| FIDELITY SALEM STREET TRUST | 0.00% | 152,541 | - | - | Mar 31, 2024 |
| VALIC Co I | 0.00% | 10,268 | - | - | Feb 29, 2024 |
| VANGUARD SCOTTSDALE FUNDS | 0.00% | 63,022 | - | - | Feb 29, 2024 |
| VANGUARD ADMIRAL FUNDS | 0.00% | 122 | - | - | Feb 29, 2024 |
| SEI INSTITUTIONAL MANAGED TRUST | 0.00% | 77,926 | - | - | Dec 31, 2023 |
| PENN SERIES FUNDS INC | 0.00% | 700 | - | - | Mar 28, 2024 |
| ALLSPRING MASTER TRUST | 0.00% | 1,456 | - | - | Feb 29, 2024 |
| TIAA-CREF FUNDS | 0.00% | 65,496 | - | - | Mar 31, 2024 |
| FIRST TRUST EXCHANGE-TRADED FUND VIII | 0.00% | 2,176 | 2,176 | - | Feb 29, 2024 |
| EMPOWER FUNDS, INC. | 0.00% | 22,031 | - | - | Mar 31, 2024 |
| USAA MUTUAL FUNDS TRUST | 0.00% | 4,374 | 1,161 | 36.13% | Jan 31, 2024 |
| HC CAPITAL TRUST | 0.00% | 594 | - | - | Mar 31, 2024 |
| MORGAN STANLEY PATHWAY FUNDS | 0.00% | 1,155 | - | - | Feb 29, 2024 |
| Brighthouse Funds Trust II | 0.00% | 9,252 | - | - | Mar 31, 2024 |
Applied Optoelectronics's largest mutual fund holder by % of total assets is "Manager Directed Portfolios", owning 732.40K shares, compromising 4.47% of its total assets.
Applied Optoelectronics Institutional Ownership Trends
Institutional Holdings Trend
| Date | Holdings | Change % |
|---|---|---|
| 30 Jun, 24 | 75 | -43.61% |
| 31 Mar, 24 | 133 | 6.40% |
| 31 Dec, 23 | 125 | 34.41% |
| 30 Sep, 23 | 93 | 52.46% |
| 30 Jun, 23 | 61 | 7.02% |
| 31 Mar, 23 | 57 | -12.31% |
| 31 Dec, 22 | 65 | 8.33% |
| 30 Sep, 22 | 60 | 7.14% |
| 30 Jun, 22 | 56 | -16.42% |
| 31 Mar, 22 | 67 | -22.99% |
| 31 Dec, 21 | 87 | -14.71% |
| 30 Sep, 21 | 102 | -13.56% |
| 30 Jun, 21 | 118 | - |
| 31 Mar, 21 | 118 | -0.84% |
| 31 Dec, 20 | 119 | -3.25% |
| 30 Sep, 20 | 123 | -2.38% |
| 30 Jun, 20 | 126 | 13.51% |
| 31 Mar, 20 | 111 | -18.38% |
| 31 Dec, 19 | 136 | 0.74% |
| 30 Sep, 19 | 135 | -8.78% |
| 30 Jun, 19 | 148 | -7.50% |
| 31 Mar, 19 | 160 | 3.90% |
| 31 Dec, 18 | 154 | -11.49% |
| 30 Sep, 18 | 174 | -9.38% |
| 30 Jun, 18 | 192 | 5.49% |
| 31 Mar, 18 | 182 | -9.00% |
| 31 Dec, 17 | 200 | -15.97% |
| 30 Sep, 17 | 238 | -2.86% |
| 30 Jun, 17 | 245 | 44.97% |
| 31 Mar, 17 | 169 | 39.67% |
| 31 Dec, 16 | 121 | 13.08% |
| 30 Sep, 16 | 107 | 17.58% |
| 30 Jun, 16 | 91 | -2.15% |
| 31 Mar, 16 | 93 | 9.41% |
| 31 Dec, 15 | 85 | -10.53% |
| 30 Sep, 15 | 95 | 9.20% |
| 30 Jun, 15 | 87 | 10.13% |
| 31 Mar, 15 | 79 | 5.33% |
| 31 Dec, 14 | 75 | -11.76% |
| 30 Sep, 14 | 85 | -5.56% |
| 30 Jun, 14 | 90 | 11.11% |
| 31 Mar, 14 | 81 | 62.00% |
| 31 Dec, 13 | 50 | 614.29% |
| 30 Sep, 13 | 7 | - |
As of 30 Jun 24, 75 institutions are holding Applied Optoelectronics's shares, representing a decrease of -43.61% compared to the previous quarter.
Shares Outstanding Trend
| Date | Shares Outstanding | Change % |
|---|---|---|
| 30 Jun, 24 | 14,340,088 | -49.97% |
| 31 Mar, 24 | 28,661,978 | 21.47% |
| 31 Dec, 23 | 23,596,126 | 50.73% |
| 30 Sep, 23 | 15,654,599 | 30.23% |
| 30 Jun, 23 | 12,020,426 | 36.97% |
| 31 Mar, 23 | 8,776,136 | -5.39% |
| 31 Dec, 22 | 9,276,210 | 0.16% |
| 30 Sep, 22 | 9,261,807 | -2.35% |
| 30 Jun, 22 | 9,484,240 | -1.48% |
| 31 Mar, 22 | 9,626,294 | -10.17% |
| 31 Dec, 21 | 10,715,932 | -19.83% |
| 30 Sep, 21 | 13,365,908 | 1.13% |
| 30 Jun, 21 | 13,216,590 | -6.12% |
| 31 Mar, 21 | 14,077,980 | 25.34% |
| 31 Dec, 20 | 11,232,039 | 2.74% |
| 30 Sep, 20 | 10,932,120 | -7.77% |
| 30 Jun, 20 | 11,852,534 | -0.97% |
| 31 Mar, 20 | 11,969,101 | -0.95% |
| 31 Dec, 19 | 12,084,272 | -2.78% |
| 30 Sep, 19 | 12,429,794 | -4.10% |
| 30 Jun, 19 | 12,961,154 | 3.01% |
| 31 Mar, 19 | 12,582,829 | 5.19% |
| 31 Dec, 18 | 11,961,893 | -10.80% |
| 30 Sep, 18 | 13,410,240 | -6.27% |
| 30 Jun, 18 | 14,306,682 | 4.16% |
| 31 Mar, 18 | 13,735,080 | 13.52% |
| 31 Dec, 17 | 12,099,591 | -18.30% |
| 30 Sep, 17 | 14,810,433 | -6.37% |
| 30 Jun, 17 | 15,817,668 | 6.35% |
| 31 Mar, 17 | 14,872,575 | 12.18% |
| 31 Dec, 16 | 13,257,901 | 4.86% |
| 30 Sep, 16 | 12,642,980 | -6.16% |
| 30 Jun, 16 | 13,472,641 | -2.71% |
| 31 Mar, 16 | 13,847,783 | 8.09% |
| 31 Dec, 15 | 12,811,490 | -24.92% |
| 30 Sep, 15 | 17,064,651 | 72.69% |
| 30 Jun, 15 | 9,881,539 | 19.03% |
| 31 Mar, 15 | 8,301,411 | -0.99% |
| 31 Dec, 14 | 8,384,811 | -4.26% |
| 30 Sep, 14 | 8,757,920 | -6.83% |
| 30 Jun, 14 | 9,400,232 | 29.79% |
| 31 Mar, 14 | 7,242,726 | 124.12% |
| 31 Dec, 13 | 3,231,570 | 198.34% |
| 30 Sep, 13 | 1,083,181 | - |
Applied Optoelectronics (AAOI) has 14.34M shares outstanding as of 30 Jun 24, down -49.97% compared to the previous quarter.
Institutional Ownership Trend
| Date | Ownership % | Change % |
|---|---|---|
| 30 Jun, 24 | 37.38% | 0.61% |
| 31 Mar, 24 | 78.42% | 1.51% |
| 31 Dec, 23 | 72.00% | 2.55% |
| 30 Sep, 23 | 53.09% | 3.06% |
| 30 Jun, 23 | 41.63% | 4.51% |
| 31 Mar, 23 | 30.40% | 2.86% |
| 31 Dec, 22 | 32.59% | 2.94% |
| 30 Sep, 22 | 33.27% | 2.82% |
| 30 Jun, 22 | 34.35% | 2.80% |
| 31 Mar, 22 | 35.05% | 2.21% |
| 31 Dec, 21 | 39.82% | 1.64% |
| 30 Sep, 21 | 49.33% | 2.04% |
| 30 Jun, 21 | 49.22% | 1.74% |
| 31 Mar, 21 | 53.25% | 2.02% |
| 31 Dec, 20 | 51.37% | 2.22% |
| 30 Sep, 20 | 48.07% | 1.49% |
| 30 Jun, 20 | 56.82% | 1.62% |
| 31 Mar, 20 | 59.23% | 1.62% |
| 31 Dec, 19 | 60.47% | 1.57% |
| 30 Sep, 19 | 62.08% | 1.47% |
| 30 Jun, 19 | 65.03% | 1.62% |
| 31 Mar, 19 | 63.35% | 1.73% |
| 31 Dec, 18 | 60.44% | 1.31% |
| 30 Sep, 18 | 68.05% | 1.28% |
| 30 Jun, 18 | 73.03% | 1.47% |
| 31 Mar, 18 | 70.46% | 1.81% |
| 31 Dec, 17 | 62.35% | 1.06% |
| 30 Sep, 17 | 76.76% | 1.12% |
| 30 Jun, 17 | 82.90% | 1.30% |
| 31 Mar, 17 | 79.97% | 1.35% |
| 31 Dec, 16 | 77.07% | 1.42% |
| 30 Sep, 16 | 73.72% | 1.19% |
| 30 Jun, 16 | 78.83% | 1.18% |
| 31 Mar, 16 | 81.79% | 1.22% |
| 31 Dec, 15 | 81.98% | 0.71% |
| 30 Sep, 15 | 107.53% | 2.46% |
| 30 Jun, 15 | 66.16% | 2.12% |
| 31 Mar, 15 | 55.92% | 1.63% |
| 31 Dec, 14 | 58.61% | 1.68% |
| 30 Sep, 14 | 59.15% | 1.46% |
| 30 Jun, 14 | 63.58% | 1.98% |
| 31 Mar, 14 | 56.62% | 5.38% |
| 31 Dec, 13 | 32.43% | 22.36% |
| 30 Sep, 13 | 12.04% | - |
As of 30 Jun 24, Applied Optoelectronics is held by 37.38% institutional shareholders, representing a 0.61% growth compared to 31 Mar 24.
Institutional Increased Positions Trend
| Date | Increased Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 46 | -41.77% |
| 31 Mar, 24 | 79 | 9.72% |
| 31 Dec, 23 | 72 | 35.85% |
| 30 Sep, 23 | 53 | 65.63% |
| 30 Jun, 23 | 32 | 52.38% |
| 31 Mar, 23 | 21 | -22.22% |
| 31 Dec, 22 | 27 | 3.85% |
| 30 Sep, 22 | 26 | 44.44% |
| 30 Jun, 22 | 18 | -18.18% |
| 31 Mar, 22 | 22 | -54.17% |
| 31 Dec, 21 | 48 | -7.69% |
| 30 Sep, 21 | 52 | 1.96% |
| 30 Jun, 21 | 51 | -22.73% |
| 31 Mar, 21 | 66 | 26.92% |
| 31 Dec, 20 | 52 | -8.77% |
| 30 Sep, 20 | 57 | 1.79% |
| 30 Jun, 20 | 56 | 19.15% |
| 31 Mar, 20 | 47 | -7.84% |
| 31 Dec, 19 | 51 | - |
| 30 Sep, 19 | 51 | -33.77% |
| 30 Jun, 19 | 77 | 20.31% |
| 31 Mar, 19 | 64 | -12.33% |
| 31 Dec, 18 | 73 | 4.29% |
| 30 Sep, 18 | 70 | -13.58% |
| 30 Jun, 18 | 81 | -1.22% |
| 31 Mar, 18 | 82 | -20.39% |
| 31 Dec, 17 | 103 | -23.70% |
| 30 Sep, 17 | 135 | -16.67% |
| 30 Jun, 17 | 162 | 52.83% |
| 31 Mar, 17 | 106 | 60.61% |
| 31 Dec, 16 | 66 | - |
| 30 Sep, 16 | 66 | 50.00% |
| 30 Jun, 16 | 44 | -22.81% |
| 31 Mar, 16 | 57 | 35.71% |
| 31 Dec, 15 | 42 | -26.32% |
| 30 Sep, 15 | 57 | 14.00% |
| 30 Jun, 15 | 50 | 42.86% |
| 31 Mar, 15 | 35 | -22.22% |
| 31 Dec, 14 | 45 | -8.16% |
| 30 Sep, 14 | 49 | -31.94% |
| 30 Jun, 14 | 72 | 9.09% |
| 31 Mar, 14 | 66 | 37.50% |
| 31 Dec, 13 | 48 | 585.71% |
| 30 Sep, 13 | 7 | - |
46 institutional shareholders have increased their position in AAOI stock as of 30 Jun 24 compared to 79 in the previous quarter (a -41.77% decrease).
Institutional Reduced Positions Trend
| Date | Reduced Positions | Change % |
|---|---|---|
| 30 Jun, 24 | 19 | -38.71% |
| 31 Mar, 24 | 31 | 10.71% |
| 31 Dec, 23 | 28 | 47.37% |
| 30 Sep, 23 | 19 | 72.73% |
| 30 Jun, 23 | 11 | -42.11% |
| 31 Mar, 23 | 19 | -20.83% |
| 31 Dec, 22 | 24 | 14.29% |
| 30 Sep, 22 | 21 | -12.50% |
| 30 Jun, 22 | 24 | -14.29% |
| 31 Mar, 22 | 28 | -3.45% |
| 31 Dec, 21 | 29 | 11.54% |
| 30 Sep, 21 | 26 | -33.33% |
| 30 Jun, 21 | 39 | 62.50% |
| 31 Mar, 21 | 24 | -31.43% |
| 31 Dec, 20 | 35 | 34.62% |
| 30 Sep, 20 | 26 | -18.75% |
| 30 Jun, 20 | 32 | 3.23% |
| 31 Mar, 20 | 31 | -26.19% |
| 31 Dec, 19 | 42 | 31.25% |
| 30 Sep, 19 | 32 | 33.33% |
| 30 Jun, 19 | 24 | -45.45% |
| 31 Mar, 19 | 44 | 7.32% |
| 31 Dec, 18 | 41 | -21.15% |
| 30 Sep, 18 | 52 | -11.86% |
| 30 Jun, 18 | 59 | 11.32% |
| 31 Mar, 18 | 53 | -7.02% |
| 31 Dec, 17 | 57 | 7.55% |
| 30 Sep, 17 | 53 | 8.16% |
| 30 Jun, 17 | 49 | 22.50% |
| 31 Mar, 17 | 40 | - |
| 31 Dec, 16 | 40 | 53.85% |
| 30 Sep, 16 | 26 | -13.33% |
| 30 Jun, 16 | 30 | 50.00% |
| 31 Mar, 16 | 20 | -33.33% |
| 31 Dec, 15 | 30 | 42.86% |
| 30 Sep, 15 | 21 | - |
| 30 Jun, 15 | 21 | -32.26% |
| 31 Mar, 15 | 31 | 34.78% |
| 31 Dec, 14 | 23 | -23.33% |
| 30 Sep, 14 | 30 | 87.50% |
| 30 Jun, 14 | 16 | 6.67% |
| 31 Mar, 14 | 15 | 650.00% |
| 31 Dec, 13 | 2 | - |
| 30 Sep, 13 | - | - |
19 institutional shareholders have reduced their position in AAOI stock as of 30 Jun 24 compared to 31 in the previous quarter (a -38.71% decrease).
All Institutional Ownership Trend Data
| Date | Holdings | Change % | Shares Outstanding | Change % | Ownership % | Change % | Increased Positions | Change % | Reduced Positions | Change % |
|---|---|---|---|---|---|---|---|---|---|---|
| 30 Jun, 24 | 75 | -43.61% | 14,340,088 | -49.97% | 37.38% | 0.61% | 46 | -41.77% | 19 | -38.71% |
| 31 Mar, 24 | 133 | 6.40% | 28,661,978 | 21.47% | 78.42% | 1.51% | 79 | 9.72% | 31 | 10.71% |
| 31 Dec, 23 | 125 | 34.41% | 23,596,126 | 50.73% | 72.00% | 2.55% | 72 | 35.85% | 28 | 47.37% |
| 30 Sep, 23 | 93 | 52.46% | 15,654,599 | 30.23% | 53.09% | 3.06% | 53 | 65.63% | 19 | 72.73% |
| 30 Jun, 23 | 61 | 7.02% | 12,020,426 | 36.97% | 41.63% | 4.51% | 32 | 52.38% | 11 | -42.11% |
| 31 Mar, 23 | 57 | -12.31% | 8,776,136 | -5.39% | 30.40% | 2.86% | 21 | -22.22% | 19 | -20.83% |
| 31 Dec, 22 | 65 | 8.33% | 9,276,210 | 0.16% | 32.59% | 2.94% | 27 | 3.85% | 24 | 14.29% |
| 30 Sep, 22 | 60 | 7.14% | 9,261,807 | -2.35% | 33.27% | 2.82% | 26 | 44.44% | 21 | -12.50% |
| 30 Jun, 22 | 56 | -16.42% | 9,484,240 | -1.48% | 34.35% | 2.80% | 18 | -18.18% | 24 | -14.29% |
| 31 Mar, 22 | 67 | -22.99% | 9,626,294 | -10.17% | 35.05% | 2.21% | 22 | -54.17% | 28 | -3.45% |
| 31 Dec, 21 | 87 | -14.71% | 10,715,932 | -19.83% | 39.82% | 1.64% | 48 | -7.69% | 29 | 11.54% |
| 30 Sep, 21 | 102 | -13.56% | 13,365,908 | 1.13% | 49.33% | 2.04% | 52 | 1.96% | 26 | -33.33% |
| 30 Jun, 21 | 118 | - | 13,216,590 | -6.12% | 49.22% | 1.74% | 51 | -22.73% | 39 | 62.50% |
| 31 Mar, 21 | 118 | -0.84% | 14,077,980 | 25.34% | 53.25% | 2.02% | 66 | 26.92% | 24 | -31.43% |
| 31 Dec, 20 | 119 | -3.25% | 11,232,039 | 2.74% | 51.37% | 2.22% | 52 | -8.77% | 35 | 34.62% |
| 30 Sep, 20 | 123 | -2.38% | 10,932,120 | -7.77% | 48.07% | 1.49% | 57 | 1.79% | 26 | -18.75% |
| 30 Jun, 20 | 126 | 13.51% | 11,852,534 | -0.97% | 56.82% | 1.62% | 56 | 19.15% | 32 | 3.23% |
| 31 Mar, 20 | 111 | -18.38% | 11,969,101 | -0.95% | 59.23% | 1.62% | 47 | -7.84% | 31 | -26.19% |
| 31 Dec, 19 | 136 | 0.74% | 12,084,272 | -2.78% | 60.47% | 1.57% | 51 | - | 42 | 31.25% |
| 30 Sep, 19 | 135 | -8.78% | 12,429,794 | -4.10% | 62.08% | 1.47% | 51 | -33.77% | 32 | 33.33% |
| 30 Jun, 19 | 148 | -7.50% | 12,961,154 | 3.01% | 65.03% | 1.62% | 77 | 20.31% | 24 | -45.45% |
| 31 Mar, 19 | 160 | 3.90% | 12,582,829 | 5.19% | 63.35% | 1.73% | 64 | -12.33% | 44 | 7.32% |
| 31 Dec, 18 | 154 | -11.49% | 11,961,893 | -10.80% | 60.44% | 1.31% | 73 | 4.29% | 41 | -21.15% |
| 30 Sep, 18 | 174 | -9.38% | 13,410,240 | -6.27% | 68.05% | 1.28% | 70 | -13.58% | 52 | -11.86% |
| 30 Jun, 18 | 192 | 5.49% | 14,306,682 | 4.16% | 73.03% | 1.47% | 81 | -1.22% | 59 | 11.32% |
| 31 Mar, 18 | 182 | -9.00% | 13,735,080 | 13.52% | 70.46% | 1.81% | 82 | -20.39% | 53 | -7.02% |
| 31 Dec, 17 | 200 | -15.97% | 12,099,591 | -18.30% | 62.35% | 1.06% | 103 | -23.70% | 57 | 7.55% |
| 30 Sep, 17 | 238 | -2.86% | 14,810,433 | -6.37% | 76.76% | 1.12% | 135 | -16.67% | 53 | 8.16% |
| 30 Jun, 17 | 245 | 44.97% | 15,817,668 | 6.35% | 82.90% | 1.30% | 162 | 52.83% | 49 | 22.50% |
| 31 Mar, 17 | 169 | 39.67% | 14,872,575 | 12.18% | 79.97% | 1.35% | 106 | 60.61% | 40 | - |
| 31 Dec, 16 | 121 | 13.08% | 13,257,901 | 4.86% | 77.07% | 1.42% | 66 | - | 40 | 53.85% |
| 30 Sep, 16 | 107 | 17.58% | 12,642,980 | -6.16% | 73.72% | 1.19% | 66 | 50.00% | 26 | -13.33% |
| 30 Jun, 16 | 91 | -2.15% | 13,472,641 | -2.71% | 78.83% | 1.18% | 44 | -22.81% | 30 | 50.00% |
| 31 Mar, 16 | 93 | 9.41% | 13,847,783 | 8.09% | 81.79% | 1.22% | 57 | 35.71% | 20 | -33.33% |
| 31 Dec, 15 | 85 | -10.53% | 12,811,490 | -24.92% | 81.98% | 0.71% | 42 | -26.32% | 30 | 42.86% |
| 30 Sep, 15 | 95 | 9.20% | 17,064,651 | 72.69% | 107.53% | 2.46% | 57 | 14.00% | 21 | - |
| 30 Jun, 15 | 87 | 10.13% | 9,881,539 | 19.03% | 66.16% | 2.12% | 50 | 42.86% | 21 | -32.26% |
| 31 Mar, 15 | 79 | 5.33% | 8,301,411 | -0.99% | 55.92% | 1.63% | 35 | -22.22% | 31 | 34.78% |
| 31 Dec, 14 | 75 | -11.76% | 8,384,811 | -4.26% | 58.61% | 1.68% | 45 | -8.16% | 23 | -23.33% |
| 30 Sep, 14 | 85 | -5.56% | 8,757,920 | -6.83% | 59.15% | 1.46% | 49 | -31.94% | 30 | 87.50% |
| 30 Jun, 14 | 90 | 11.11% | 9,400,232 | 29.79% | 63.58% | 1.98% | 72 | 9.09% | 16 | 6.67% |
| 31 Mar, 14 | 81 | 62.00% | 7,242,726 | 124.12% | 56.62% | 5.38% | 66 | 37.50% | 15 | 650.00% |
| 31 Dec, 13 | 50 | 614.29% | 3,231,570 | 198.34% | 32.43% | 22.36% | 48 | 585.71% | 2 | - |
| 30 Sep, 13 | 7 | - | 1,083,181 | - | 12.04% | - | 7 | - | - | - |
Applied Optoelectronics Insider Shareholders Trades
Open Market Insider Trades
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Open Market Insider Buys
| Date | Name | Relation | Role | Transaction | Buy/Sell | Shares | Price | Value | Shares Held | Source |
|---|
Insider Sells
All Insider Owners Trades
The last insider sell of Applied Optoelectronics's stock was made by Chang Hung-Lun (Fred) on Jul 24 2024, selling 997 shares at $9.68 per share (valued at $9.65K).
Applied Optoelectronics Insider Ownership Trends
All Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | - | 25 | - |
| Q2 2024 | 17 | 35 | 48.57% |
| Q1 2024 | 5 | 28 | 17.86% |
| Q4 2023 | 4 | 35 | 11.43% |
| Q3 2023 | 9 | 46 | 19.57% |
| Q2 2023 | 11 | 20 | 55.00% |
| Q1 2023 | - | 29 | - |
| Q4 2022 | 1 | 34 | 2.94% |
| Q3 2022 | - | 21 | - |
| Q2 2022 | 11 | 15 | 73.33% |
| Q1 2022 | - | 26 | - |
| Q4 2021 | - | 26 | - |
| Q3 2021 | - | 26 | - |
| Q2 2021 | 16 | 16 | 100.00% |
| Q1 2021 | 5 | 37 | 13.51% |
| Q4 2020 | 1 | 24 | 4.17% |
| Q3 2020 | - | 36 | - |
| Q2 2020 | 7 | 28 | 25.00% |
| Q1 2020 | 5 | 22 | 22.73% |
| Q4 2019 | - | 23 | - |
0 total buy trades, and 25 total sell trades (buy/sell ratio of 0.00%) were made by Applied Optoelectronics's insiders, as of Q3 2024.
Open Market Insider Trades Trend
| Date | Buy | Sell | Buy/Sell Ratio |
|---|---|---|---|
| Q3 2024 | - | - | - |
| Q2 2024 | 1 | - | - |
| Q1 2024 | 4 | 1 | 400.00% |
| Q4 2023 | - | 2 | - |
| Q3 2023 | 5 | 8 | 62.50% |
| Q2 2023 | - | - | - |
| Q1 2023 | - | 4 | - |
| Q4 2022 | 1 | 9 | 11.11% |
| Q3 2022 | - | - | - |
| Q2 2022 | - | - | - |
| Q1 2022 | - | - | - |
| Q4 2021 | - | - | - |
| Q3 2021 | - | - | - |
| Q2 2021 | - | - | - |
| Q1 2021 | - | 11 | - |
| Q4 2020 | 1 | 3 | 33.33% |
| Q3 2020 | - | 15 | - |
| Q2 2020 | 1 | 7 | 14.29% |
| Q1 2020 | - | 1 | - |
| Q4 2019 | - | 2 | - |
As of Q3 2024, Insider owners conducted 0 open market buy trades and 0 open market sell trades of Applied Optoelectronics's stocks.
AAOI Ownership FAQ
Who Owns Applied Optoelectronics?
Applied Optoelectronics is owned by institutional shareholders (37.38%), insiders (5.73%), and public (56.89%). The largest institutional shareholder of Applied Optoelectronics is BLACKROCK INC. (7.85% of total shares) and the top mutual fund owner is Manager Directed Portfolios (4.47% of total shares).
Who are the major institutional shareholders of Applied Optoelectronics?
Applied Optoelectronics's major institutional shareholders are BLACKROCK INC., AMERIPRISE FINANCIAL INC, VANGUARD GROUP INC, HOOD RIVER CAPITAL MANAGEMENT LLC, and POINT72 ASSET MANAGEMENT, L.P.. The top five shareholders own together 26.16% of the company's share outstanding.
How many Applied Optoelectronics shareholders are there?
As of Jun 2024, there are 75 institutional shareholders of Applied Optoelectronics.
What percentage of Applied Optoelectronics is owned by BLACKROCK INC?
BLACKROCK INC owns 3.01M shares of Applied Optoelectronics, representing 7.85% of the company's total shares outstanding, valued at $24.98M (as of Jun 2024).
What percentage of Applied Optoelectronics is owned by AMERIPRISE FINANCIAL INC?
As of Jun 2024, AMERIPRISE FINANCIAL INC holds 2.16M shares of Applied Optoelectronics (AAOI), compromising 5.62% of the company, valued at $17.88M.
What percentage of Applied Optoelectronics is owned by VANGUARD GROUP INC?
VANGUARD GROUP INC is the third largest holder of Applied Optoelectronics. The company owns 2.15M of the company's shares outstanding (worth $17.86M).